Regulatory Compliance Expert Witnesses

Regulatory compliance expert witnesses and consultants listed here may be able to form expert opinions, draft expert witness reports, provide expert witness testimony at deposition and/or trial as or serve as consulting (non-testifying) experts on regulatory compliance. The regulatory compliance expert witness listings on this page are typically from fields/areas of expertise such as: Aviation & Aerospace, Banking, Environmental, Financial, Insurance, Legal Nurse Consulting, Long Term Care, Mental Health, Nurse, Nursing Home Administration, Pharmaceutical Regulation, Risk Management, and Warnings & Labels.

Robert A Lohr, MPA Bob Lohr & Associates

Anchorage, Alaska
Insurance, Financial - Insurance Bad Faith, Claims Investigation, Standard of Care, Property/Casualty, Auto, UM/UIM, Life Insurance, Regulatory Compliance, Rate & Form Filings, Material Misrepresentation, Broker Negligence, Workers Compensation,Force Place Coverage, Homeowners Ratemaking, GCOP, and Health Insurance.
Former Director of Insurance, State of Alaska Active participant in National Association of Insurance Commissioners Retained as Expert Witness or Confidential Consultant in more than 80 Insurance matters, from 2003-Present. Testified or deposed in more than 18 matters. Advised insurers through counsel on resolving proposed regulatory administrative actions from Alaska Division of Insurance. Research and present insurance issues for possible class action litigation. Excerpts from Harvard University Graduate School Professor’s letter of Reference: “clearly [Mr. Lohr] was among the top ten students in the class numbering more than 170.”.. Few have worked as hard and gotten as much out of this program.”

Christine Dawe Christine Dawe, LLC

Melbourne, Arkansas
Banking - Credit Union turn-around CEO, operational expert, fraud detection, regulatory compliance, lending expert, compliance expert
Professional Profile  Executive management experience in profit and non-profit business sectors, business transformation and turnaround, business development, public policy administration, finance, project management, and strategic planning.  Education compliments business experience in process consultation, internal and external analysis, financial modeling, and customer/stakeholder relationship building. Professional Experience Operations and Administration • Nationally recognized Chief Executive Officer hired to execute credit union turnarounds – completed several in record time. • Experience in completing regulatory compliance requirements efficiently and ahead of schedule. • Effective communicator and negotiator: o Repaired corporate reputation with members, staff, regulators, vendors, and credit union community. o Lease negotiations, vendor contracts, complicated litigious strategy and execution. o Excellent presentation skills. Featured speaker at national A...

Dante R Tosetti

Danville, California
Banking, Risk Management - Policy, Commercial Credit Risk Management and Underwriting Standards, Covenants, Third Party Vendor Risk, Participations, Regulatory Compliance, Elder Financial Exploitation, Enforcement Actions, Audit, Cannabis Banking, Internal Controls, BSA AML, UDAAP, Regulation B, Standard Banking Practices
Dante Tosetti is a recognized expert in regulatory compliance and risk management for financial institutions. He has over twenty five years of experience within the Federal Reserve and commercial banking. As an executive for a national bank, Dante was successful in resolving numerous articles of a public enforcement action taken by The Office of the Comptroller of the Currency (“OCC”). As a Regulatory Liaison for a state member bank, Dante was formally recognized by as being ‘instrumental’ to a bank’s successful release from a public enforcement action taken by the Federal Reserve Bank of San Francisco. He was formerly a Bank Examiner with the Federal Reserve Bank of San Francisco where he led and supported safety and soundness examinations of community, regional, and large banks throughout the nine western states. At the Fed, he was a presenter for a national broadcast titled, "Commercial & Industrial Lending: Pitfalls and Risk Mitigants." His deep banking expertise on both the...

Philip T Tringale, PhD, PE Langan Engineering and Environmental Services, Inc.

Oakland, California
Environmental - Site Assessment and Remediation, Sources and Extent of Contamination, Environmental Program Management, Responsibility and Cost Allocation, Regulatory Compliance, National Contingency Plan
Dr. Tringale provides environmental consulting and expert witness services to a diverse group of public and private sector clients throughout the United States both directly and through legal counsel. His experience includes contaminated soil and groundwater issues; Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) remedial investigations and feasibility studies; cost estimating and allocation; soil and groundwater remediation and redevelopment; and third-party review and strategic consulting. As a testifying expert and litigation consultant, Dr. Tringale has given testimony at trial in state and federal courts. His opinions have related to compliance with the National Contingency Plan, identification of contaminant sources, assessment of magnitude and extent of contamination, evaluation of remediation programs, review and development of remedial cost estimates, and allocation of cost and responsibility. Registrations: Professional Engineer, California ...

Louna Avril, MBA, LNHA Anchored365

Delray Beach, Florida
Nursing Home Administration, Risk Management - Operational, Risk Management , Regulatory Compliance, Policy Development , Legal Mediation , Budget Management , Human Resources , Long term , Geriatric, Skilled Nursing , Staffing , Recruitment , Standard of Care , Abuse & Neglect, Infection Control , Union , Leadership , NHA , Expert Witness
As a seasoned expert witness, licensed nursing home administrator, CEO and owner of a healthcare recruitment and staffing company, I possess a wealth of knowledge and skills that are highly relevant to the long-term care industry. My extensive experience includes a broad range of specialties such as operational and risk management, regulatory compliance, COVID-19 policies, implementation and development of policies and procedures, legal mediation, budget management, human resources, safety hazards, social services, quality assurance and improvement, contract management, leadership and program development, and union and collective bargaining agreements. I am committed to providing my clients with the highest quality of service and support. With my passion for healthcare and dedication to excellence, I am confident that I can make a positive difference in the lives of those I serve.

Robert G. Tuck Jet Research

Peachtree City, Georgia
Aviation & Aerospace - Commercial Aircraft Maintenance, Modification, Storage, and Repair (Major and Minor), Structural repairs, Lease acceptance & return language, FAA, FARS, Regulatory compliance, AC records, Documentation, STC's, Tool use and safety, MRO Performance and Procedures, Maintenance Tracking, Logbooks
My experience and background encompass over thirty-five years of practical and professional aviation-related experience ranging from mechanic to president. I possess a valid A&P License with a clean FAA record. My company, Jet Research, which I founded in 1996, has over 760 verifiable aircraft projects to its credit, and I manage a $5M budget annually and employ over 30 people in several different countries. We perform pre/post-purchase inspections, records reviews, repossessions, and maintenance bridging on transport category aircraft for aircraft operators and leasing companies as a consultant. We are adept at contract negotiations and interpretation. We have prepared bids and estimates for labor hours required for aircraft induction and letter checks. We often act as a technical representative, and track aircraft through maintenance utilizing computers and specialized software. Professional experience highlights: - A&P License granted April 1989. - Former DAR-T. ...

Edward J. Steward, LNHA, FACHCA True Review

Eliot, Maine
Nursing Home Administration, Long Term Care - LNHA, Expert, True Review, Leadership Development, Team Building, Experienced, Change Management, Operations Management, Building Renovation, Interim Leadership, Quality Improvement, Regulatory Oversight, Risk Management, Maine, Nursing Home Administration, Regulatory Compliance, Quality Improvement
Edward J. Stewart brings a wealth of experience and exceptional leadership skills that make him an outstanding candidate to represent your case. His extensive tenure as an executive director overseeing multiple skilled nursing facilities demonstrates his proficiency in managing diverse teams and complex healthcare operations. Edward's commitment to maintaining a 5-star rating for one facility over a 6-year period, achieving the AHCA Silver Award for Quality, and successfully leading a $16 million renovation showcases his dedication to quality care and facility improvement. His track record of achieving and exceeding company targets, reducing staff turnover rates, and implementing effective rehabilitation programs highlights his ability to enhance operational efficiency and foster a positive care environment. With a background in social work, a graduate certificate from Harvard University, and active memberships in prestigious healthcare associations, Edward J. Stewart is well-equipp...

David Friedler, LMHC, MPH David Friedler, LMHC, LLC

Jamaica Plain, Massachusetts
Mental Health, Long Term Care - Standard of Care: Regulatory Compliance, Wrongful injury, Regulatory Standard of Care, Psychiatric Hospital; Long Term Care, Nursing Homes, Group Homes, Assisted Living, Drug Alcohol Treatment Facilities CARF, Joint Commission, Hospital Regulation, Heath Care Regulation, Policy Compliance,
David Friedler, LMHC, MPH, LNHA, CNHA Emeritus, has been a psychotherapist and administrator in the long-term care, clinical, and behavioral health treatment arena for over fifty years. David Friedler’s substantial clinical and administrative expertise has been employed as a clinician or clinical director or administrator in nursing home care, psychiatric hospitals, and drug and alcohol treatment facilities. He is licensed as a Nursing Home Administrator in Massachusetts and a Licensed Mental Health Counselor in Massachusetts. He is a Certified Nursing Home Administrator Emeritus, a Fellow of the American College of Health Care Administrators, a Life Member of The Academy, ACHCA, and a Mentor for the ACHCA. Mr. Friedler has a particular specialty in treatment facility regulations, policies, and operational oversight of such treatment facilities. Specifically, Mr. Friedler has direct administrative expertise in federal and state regulations and clinical treatment facility policies an...

Georgia J Persky, RN, MBA, PhD, CLNC Georgia Persky Consulting

Harrison, New York
Nurse, Legal Nurse Consulting - Nursing Standard of Care, Nursing Administration, Ambulatory Surgery, Surgical and Perioperative Nursing, Traumatic Brain Injury, Hospital Risk Management, Fall and Pressure Ulcer Prevention, Wound Care, Medication Safety, Nursing Home, Home Healthcare, Hospital Policy, Regulatory Compliance
Georgia J. Persky RN, MBA, PhD, CLNC, is a experienced nurse with over 40 years of broad adult care experience and 25 years of Senior Leadership in Healthcare Organizations. Dr. Persky served most recently as Vice-President of Nursing and Patient Care Services for New York Presbyterian Hospital at Columbia University Medical Center. For nine years, she was responsible for Patient Care Leadership and Risk and Quality Management for this 750 bed academic hospital. Currently, Dr. Persky serves hospitals in an interim management and consulting capacity and as a Certified Legal Nurse Consultant and Expert Witness for medical malpractice and personal injury cases serving plaintiff and defense attorneys. Areas of Expertise: Nursing Standards of Care  Hospital Nursing Care  Nursing Home Care  Home Health Care  Wound Care  Extravasation of Intravenous Line  Brachial Plexus Injury  Traumatic Brain Injury  Assault patient and staff •Surgical and Perioperative Nursing •Quality and ...

Debra Leibold, MD, PhD Consultant

Blue Bell, Pennsylvania
Pharmaceutical Regulation, Warnings & Labels - Pharmaceutical Industry, Drug Development, Product Labeling, Regulatory Labeling, Prescribing Information, Indications, Dosage, Contraindications, Warnings, Precautions, Adverse Experiences, Regulatory Compliance, Safety, FDA, Off-label Use
Ethical Full Lifecycle Labeling/Prescribing Information That Never Cuts Corners For Pharmaceutical Giants Merck, Shire, and J&J: Labeling strategy and leadership that brings product labeling and products to market supporting vaccines and treatments for infections, internal medicine, oncologic, and rare diseases. These include life-saving, ground breaking, and first-of-its-kind products. Bring decision makers across divisions to the table to negotiate resolution of labeling issues - leading to the creation, revision, and maintenance of clear and compliant product labels that educate health care professionals and patients in the US, EU, Japan, and Rest of World. Gain consensus and champion proactive consensus-building across Research, Statistics, Regulatory, Joint Ventures, Legal, and Marketing on labeling - laser-focused on the bottom line: “What do the doctor and patient need to know?” Provide leadership in support of label development for new applications, supplemental appl...