Compliance Expert Witnesses

Banking - Credit Union turn-around CEO, operational expert, fraud detection, regulatory compliance, lending expert, compliance expert

Professional Profile  Executive management experience in profit and non-profit business sectors, business transformation and turnaround, business development, public policy administration, finance, project management, and strategic planning.  Education compliments business experience in process consultation, internal and external analysis, financial modeling, and customer/stakeholder relationship building. Professional Experience Operations and Administration • Nationally recognized Chief Executive Officer hired to execute credit union turnarounds – completed several in record time. • Experience in completing regulatory compliance requirements efficiently and ahead of schedule. • Effective communicator and negotiator: o Repaired corporate reputation with members, staff, regulators, vendors, and credit union community. o Lease negotiations, vendor contracts, complicated litigious strategy and execution. o Excellent presentation skills. Featured speaker at national A...

Safety, OSHA - Construction, Mining, Workplace Inspections, Crane, Rigging, EM 385-1-1, First Aid/CPR/AED, General Industry, Accident Investigation, Safety Training, Compliance, Workplace Conditions, Fall Protection, Powered Industrial Trucks, Machine Guarding, Excavation, Trenching, Scaffolds, Multi-Employer

Stanford R. Brown, B.Sc., CSP, CSHP, CRSP, CHSC, has over 30 years of experience managing safety and health for various projects. He has been involved with multiple construction safety/OSHA cases as an expert witness. A sampling of the expert witness cases he has been involved with include: • Workplace injury at refinery construction project. • Worker fatally electrocuted during a paving incident. • Construction training and safety standards for power tool injury. Safety and Slip Trip & Fall, EM 385-1-1, OSHA, (SSHO), Competent Person, First Aid/CPR/AED Instructor Trainer, Certified Safety Professionals (CSP) designation with the Board of Certified Safety Professionals, Certified Safety and Health Professional (CSHP) in the State of Hawaii. Construction and General Industry, Accident Investigation, Fall Protection, Forklift, Aerial Lift, Boom Lift, Scissor Lift, Machine Guarding, Amputation, Struck By, Caught Between, Scaffold, Ladder, Roofing Safety, Amputation, Excavation/T...

Real Estate, Banking - Mortgage Lending, Standard of Care, Compliance, TILA/RESPA Regulation, Disclosure, HAMP/Modification, Foreclosure, Underwriting, Residential, Loan Servicing, Real Estate/Mortgage Fraud, CA BRE/NMLS Licensing

I have been in the mortgage industry for 28 years, serving as a loan officer, branch manager, and area vice president. During this time, I have developed a strong base of knowledge of many areas of the mortgage industry. On the origination end, this includes application, disclosure, processing, underwriting, appraisal, & funding. On the servicing end, this includes payment servicing, modification, HAMP, and foreclosure. I am able to study a case file quickly and thoroughly, and establish a defensible opinion. My writing skills yield a strong written report. And, my public speaking and discussion skills present well in deposition and trial.

Cannabis, Securities & Investments - Cannabis, marijuana, banking and financing, receiverships, bankruptcy, FINRA, syndication, 1031 exchanges, investor disputes, securities fraud, breach of contract, breach of fiduciary duty, investor lawsuits, unregistered securities, investor fraud, shareholder disputes, governance, compliance

Cannabis real estate and investment thought leader. Managing director and cannabis product chair for Sperry Commercial Global Affiliates, the first national real estate firm to embrace cannabis as legitimate investment sector. Expertise in cannabis including breach of contract issues, breach of fiduciary duty, financing & private equity, governance documents, 1031 exchanges, sale-leasebacks, broken development deals, partner disputes, receiverships (bankruptcy is not available for cannabis enterprises), investor disputes, and unregistered securities litigation. Former Series 65 registered investment advisor. Graduate of Wharton School – University of Pennsylvania - BS of Economics. Co-Captain of the wrestling team

Aviation & Aerospace, Human Factors - Decision Making, Airline Operations, General Aviation, Training, FAR’s, Incident Investigation, Operations, Compliance, Pilot Error, Crew Performance, Pilot Fatigue, Crew Resource Management (CRM), Situational Awareness, Turbulence Injuries, Passenger Disruptions, Navigation and Communications

Highly experienced recently retired airline pilot and aviation safety representative with more than 50 years of flight experience and approximately 30,000 domestic and international flight hours in both major airline and general aviation aircraft Former air traffic controller, international air safety representative involved in aviation rulemaking, flight instructor, general aviation aircraft owner and operator FAA licensed pilot since 1972 Experienced major-airline captain for 28 years, 19 years as captain in widebody aircraft Areas of expertise include Federal Air Regulations (FAR) Part 121 airline and air traffic control operational safety issues, flight operations, standard operating procedures, regulatory and flight operations manual compliance, crew performance and coordination, cockpit-related human factors issues, crew resource management, turbulence injuries, procedural compliance, aircraft limitations, navigation and communications procedures, and best practices Extensiv...

Psychology, Nursing Home Administration - Pediatric and Adolescent Inpatient Standard of Care, Regulatory Operations, Compliance, Oversight, Budget Implementation, Restraint and Seclusion, Employee Evaluation, Film Consultant, Social Services Supervision, CARF Standards, Education Integration for Inpatients, Administration

Natalie Spiteri-Soper, Psy. D. is a licensed clinical psychologist and skilled nursing home administrator in Los Angeles. She began her career in San Bernardino County and currently works in Los Angeles County. As a senior administrator for Star View Adolescent Center in Torrance, California, Dr. Spiteri-Soper cares for the most challenging and traumatized adolescents in the state. These patients require the highest level of intensive services available. Dr. Spiteri-Soper strives for quality customer service for clients and families, as well as for the wellness of the staff that provides services in the agency. Dr. Spiteri-Soper has worked for 20 years as a clinical and administrative leader in a wide range of secure residential settings in the behavioral health industry. She is a member of the executive team of the Stars Behavioral Health Group, whose motto is “Partnering with People for Positive Change.” She has compassion for people who have experienced significant and complex t...

Dram Shop & Alcohol Services - Liquor, Alcohol, Liability, Compliance, Dram Shop, Accidents, Injury, Retail, Accident, Investigations

Patrick Maroney is the President of Maroney Consulting Services LLC, which provides expert witness testimony related to dram shop cases. He provides training and consultation for Colorado liquor laws and rules; trade practices laws and rules; retail, wholesale and supplier compliance and licensing in Colorado and is certified as a Colorado Responsible Vendor Trainer. He has over 33 years of law enforcement experience and was the Chief of Investigations and the Director of the Colorado Liquor Enforcement Division. Mr. Maroney's experience includes working for the Larimer County Sheriff's Office (Fort Collins, Colorado), Arapahoe County (Colorado) Coroner's Office, and the Colorado Bureau of Investigation. Patrick instructed numerous training classes on Colorado liquor laws and rules and provided official interpretations of Colorado liquor laws and rules to liquor stakeholders, legislators and licensees. He testified before the Colorado Legislature on numerous occasions as an e...

Securities & Investments, Financial - securities, FINRA, arbitration, SEC, Stocks, Bonds, Options, cryptocurrencies, fraud, regulations, compliance, online, due diligence, violations, brokers, broker-dealer, wall street, margin, commissions, trading, investments, order failure, churning, naked, short options, puts, calls, advisor, RIA

Douglas J. Schulz has worked in the securities industry for 42 years. He has worked as a Securities Expert Witness for 34 years. He holds the highest certification by a securities regulatory body, (FINRA/Wharton School of Business); he is a Certified Regulatory Compliance Professional, CRCP. He has worked as a Registered Representative for such firms as Bear Stearns, Merrill Lynch and Investors Diversified Services (IDS). He has held numerous securities licenses and has also worked as a Registered Investment Advisor (RIA). Mr. Schulz has been a securities expert witness through his Company, Invest Securities Consulting Inc. which is based in southern Colorado. Invest has been hired to do financial investigative and due diligence work for brokerage firms, investment banking firms, publicly traded companies, individual investors, and merchant banking operations. Mr. Schulz has been involved in over 1,170 cases and has testified over 650 times. He has worked closely with regulator...

Insurance, Business Operations - Life insurance, annuities, agent licensing, appointment, commissions, terminations, contracting, regulatory requirements, operations, customer service, call centers, home office administrative processes, technology, compliance, file review

Laura A. Dambier Accomplished retired senior executive with more than 20 years of experience leading life insurance operations across the life cycle of a policy from life insurance and annuity agent/broker/distribution sales authorization to the sales process, compensation, customer service and claims. Areas of expertise include but are not limited to life insurance and annuity agent licensing, appointments, terminations, commissions, contracting, technology, customer service, call center and claims. Please see also Insurance Capital Consulting LLC for further detail. Insurance Capital Consulting LLC Led by Laura A. Dambier, Insurance Capital Consulting LLC brings together a cross-functional team of seasoned insurance industry professionals with extensive experience in insurance company home office processes covering the lifespan of a life insurance policy or annuity. Hartford, Connecticut presence with nationwide reach and expertise. Expert consultant backgrounds and experience i...

Insurance - Bad Faith, Claims Handling, Bermuda Form, Casualty, Liability, Property, Directors and Officers, Errors and Omissions, reinsurance, Runoff, legacy, loss portfolio transfer, adverse development cover, Compliance

Previously served as senior executive in a global insurance/reinsurance Fortune 500 company with reporting lines to the General Counsel and the Audit Committee; providing guidance to professionals in Legal, Compliance, Underwriting, Claims, Risk Management, and Data; managed in-house lawyers, compliance professionals, claims lawyers, and data privacy officers; • Corporate insurance team co-leader for purchase of corporate Directors and Officers, Errors and Omission, and Cyber liability insurance, including strategy, negotiation, terms, and conditions, claims management, and Board reporting General Counsel for Global Litigation of global insurance and reinsurance group of companies • Reported to Audit Committee on major litigation, large losses, group exposures • Oversaw all major non-claims litigation against group companies • To ensure consistency across group companies, provided overall guidance and strategy on large loss events • As senior lawyer supporting Claims Department, se...

Technology, Cybersecurity - Technology, digital forensics, compliance, cybersecurity, ediscovery, disclosure, information governance, privacy, structured data, analytics, testimony, data identification, information system, data subject access requests, enterprise applications, email archives, software, hardware, investigation

Mr. Regard is an electronic discovery and computer science consultant with 30 years of experience in consulting to legal and corporate entities. A programmer and an attorney by training, Mr. Regard has conducted system investigations, created data collections, and managed discovery on over a thousand matters. He is responsible for the development and implementation of case and matter strategies that leverage technology in litigation and investigations. Mr. Regard has both national and international experience advising on such issues as electronic discovery, computer forensics, structured data, and information management. He is a frequent speaker, teacher, and publisher on issues of electronic discovery. Prior to founding iDiscovery Solutions, Inc. in 2008, Mr. Regard was the national director of e-Discovery for LECG. He was also the national director of Electronic Evidence & Consulting for FTI Consulting and was an electronic discovery and data analytics team leader in Analytical D...

Substance Abuse, Mental Health - Behavioral Health, Patient Outcomes, Overdose, Quality Assurance, Policies and Procedures, Alcoholism, Substance Abuse, Substance Use Disorder, Medication Assisted Treatment, Clinical Director, Chief Clinical Officer, Licensed Clinician, Compliance

I am a Licensed Clinical Social Worker (LCSW) and Certified Addiction Professional (CAP) and have been in the field of Addiction and Mental Health for approximately 10 years. Recently, I oversaw approximately 20 treatment centers as the Vice President of Patient Outcomes of a large national Substance Use Disorder and Mental Health Company. My role included compliance, policies and procedures, ensuring positive patient outcomes, and developing and implementing programs to ensure patient safety and ethical practices as well as clinical innovation. I worked as a clinical director and Vice President overseeing several facilities handling any litigation with in-house counsel and worked on multiple cases during my years at a previous company doing chart and case review, depositions and etc for various legal issues that arose over the many years that I was in clinical leadership. I am proficient in clinical charting and documentation review, compliance procedures for substance abuse an...

Chemistry & Chemicals, Pharmaceutical Regulation - Medical devices, pharmaceutical research, patents, drug formulation, quality control, laboratories, manufacturing, drug packaging, cosmetics, food, ISO, International Standards of Harmonization (ISO), environmental conditions, compliance, sterilization, chemical synthesis, fermentation, components

Experienced Chemist with 25+ years of experience in quality control, raw materials, manufacturing, validation, and stability. Experience in pharmaceutical, medical device, cosmetics, and food industries. Former odor panel scientist at Proctor & Gamble as a contractor. Extensive teaching experience. International inspector.

Podiatry, HIPAA - All foot and ankle fractures, sprains, wounds, infection and standard of care. HIPPA and compliance.

Dr. King-Adekunle is board-certified in Primary Podiatric Medicine by the American Board of Multiple Specialties in Podiatry. She is an experienced medical professional with a background in health services administration and compliance. Her area of specialty is geriatric foot care treatments affected by arthritis, diabetic wounds and chronic skin conditions. Dr. King-Adekunle is a graduate of the Pace University in Westchester County, NY with a BS in Biology/minor in Chemistry. This is followed by her education at the Temple University School of Podiatric Medicine in Philadelphia, PA where she was awarded her Doctor of Podiatric Medicine degree. She completed her podiatry residency at the Veteran’s Administration Medical Center in Wilmington, DE. Dr. King-Adekunle also completed her MBA degree at Widener University in Chester, PA in 2004. Her career has included private podiatry practice, long-term care podiatry consulting (White Plains, NY and Atlanta, Georgia), and healt...

Safety, OSHA - Construction, Mining, Workplace Inspections, Crane, Rigging, EM 385-1-1, First Aid/CPR/AED, General Industry, Accident Investigation, Safety Training, Compliance, Workplace Conditions, Fall Protection, Powered Industrial Trucks, Machine Guarding, Excavation, Trenching, Scaffolds, Multi-Employer

Stanford R. Brown, B.Sc., CSP, CSHP, CRSP, CHSC, has over 30 years of experience managing safety and health for various projects. He has been involved with multiple construction safety/OSHA cases as an expert witness. A sampling of the expert witness cases he has been involved with include: • Workplace injury at refinery construction project. • Worker fatally electrocuted during a paving incident. • Construction training and safety standards for power tool injury. Safety and Slip Trip & Fall, EM 385-1-1, OSHA, (SSHO), Competent Person, First Aid/CPR/AED Instructor Trainer, Certified Safety Professionals (CSP) designation with the Board of Certified Safety Professionals, Certified Safety and Health Professional (CSHP) in the State of Hawaii. Construction and General Industry, Accident Investigation, Fall Protection, Forklift, Aerial Lift, Boom Lift, Scissor Lift, Machine Guarding, Amputation, Struck By, Caught Between, Scaffold, Ladder, Roofing Safety, Amputation, Excavation/T...

Aviation & Aerospace, Safety - Aircraft Damages, Accident Investigations, Human Factors, Airline Business Operations, Employee Injuries, Passenger Loading Bridge Operations, Ramp Safety, Safety Data Analytics, Root Cause Analysis, FAR 121, Airport Operations Policies and Procedures, Ground Equipment, Compliance

I am a Senior Airport Operations Executive with a nearly 30-year track record of driving operational excellence and ensuring safety in the airline industry. From the beginning of my career as an aircraft engineer to the my most recent role as President of United Ground Express, I have consistently upheld the highest standards to ensure the safety of all personnel, equipment and aircraft. I have held many airport roles which gives me broad and deep expertise in airport safety protocols and regulatory compliance. As the President of an airport ground handling company, I understand the intricacies of accountability and compliance where there are numerous operators working side-by-side, critical for establishing fault in airport damage / injury cases. I am a seasoned speaker and have presented at numerous industry events, conferences, graduate programs, and internal company events. I have a keen attention to detail and strong planning/organization skills.

Pulmonary Critical Care Medicine, Critical Care Medicine - Medical Management, Medical Utilization & Location of Care, Fraud & Abuse, Compliance, Medical Necessity, Medical Devices, Pharmacy Management, Genomics & Personalized Health, Insurance Reviews of Plan Benefits, Insurance Clinical Policy Reviews, Long Term Acute Care & Long Term Care,

Triple Board Certified physician executive/consultant, (Board Certified in Internal Medicine, Pulmonary Medicine, and Critical Care Medicine), with vast experience in medical necessity and utilization review. Over 12 years of experience in national insurance and payer companies. Has served as Medical Director for Aetna, Blue Cross Blue Shield Association, and interim CEO for Next Level Health Partners. Consultation services to companies and manufactures in various areas, (pharmacy, genomics, medical devices, medical management, utilization, etc.), regarding healthcare medical necessity, compliance and educational issues. Fraud and Abuse. Government plans: Medicare & Medicaid. Private insurers all plans: HMO, PPO, Specialty networks. Expert reviews and medical litigation support performed. Sub-specialty medical reviews in Pulmonary and Critical Care Medicine. Current license: Illinois; New Mexico; Oklahoma; Kentucky; New Mexico ...

Transportation, Accident Reconstruction - Trucking, Trucks, Commercial Vehicles, Truck Safety, Overweight, size, weight restrictions, hazardous materials, compliance, fatigue, work zone, distracted driving, cargo tank, impaired driving, rollovers, Data Q, DOT, Driver qualifications, OSHA, loading, Commercial Vehicle, tank truck, CMV, speed

Thought leader on trucking and commercial vehicle safety and accident reconstruction. Lieutenant and Commanding Officer, Massachusetts State Police Commercial Vehicle Enforcement Section (2010-2022). Certified accident reconstructionist. Licensed attorney. Experienced expert and fact witness.

Human Factors, Safety - Ergonomics, Health and Safety, Industrial Hygiene, Physical Demands Assessments, Usability Testing, Accident Reconstruction, Biomechanical Modeling, Vibration Measurement, Compliance, Occupational Risk Management, Return to Work, Regulatory and Consensus Standard Initiatives

Page Engineering is a professional consulting firm that combines Ergonomics, Industrial Engineering, and Health and Safety expertise. We have served industry leaders in the areas of Transportation, Shipping, Manufacturing, and Health Care throughout North America. Our approach is bolstered by years of litigation scrutiny and backed by extensive application of ergonomics, human factors, epidemiologic, and occupational medical scientific literature. We specialize in human factors and ergonomics assessments, including both acute and cumulative exposures. George Page is a Certified Professional Ergonomist. He earned his MSE in Industrial and Operations Engineering (Ergonomics) from the University of Michigan. George is also a Ph.D. candidate at the University of Michigan in Industrial and Operations Engineering (Ergonomics). The topic of his dissertation is: “Functional grip strength: conceptual and empirical models of biomechanical, perceptual, and tribological factors.” In the 1980s...

Insurance, Products Liability - Asbestos, Pollution, Premises Liability, Occurrence Limits, Agent's Liability, Sexual Abuse, Stacking of Limits, Property, Businessowners, Professional Liability, Claims Handling, Compliance.

Have provided expert opinions on cases for insureds as well as insurers. Have testified in state courts, federal courts, hearings, and at an arbitration. Have been deposed multiple times - both in person and via electronic means. Have been retained by counsel for cases throughout the United States. Started my career at the Insurance Services Office, Inc. ("ISO"), the world's largest insurance service organization. ISO has over 1,200 participating companies. Worked in Personal Lines, Commercial Property and Commercial Casualty (CGL and Commercial Auto). Drafted many policy forms and endorsements at ISO including the Personal Auto Policy, the Commercial Property Coverage Form and Businessowners Policy, the occurrence and claims-made versions of the Commercial General Liability Coverage Form, and the pollution, asbestos, and punitive damages exclusions. At The Home was responsible for all regulatory compliance as well as the relationship with insurance regulators and legislator...

Nursing Home Administration, Nursing Homes - Skilled nursing facility, assisted living, long term care, geriatrics, residential care facility, patient falls, restraints, restrictive interventions, director of nursing, group homes, risk management, policies and procedures, antipsychotics, side effects, emergency room, ICU, compliance, infection

Nursing Home Administrator and Award-winning Director of Nursing. Broad clinical experience includes Director of Nursing, Assistant Director of Nursing and Floor Nurse. Long Term Care, Community Hospital, Emergency Room, and ICU experience.

Cryptocurrency, Securities & Investments - blockchain, bitcoin, blockchain forensics, hacks, theft, fraud, pig butchering, embezzlement, ransomware, ethereum, crypto, SIM Swaps, embezzlement, compliance, cybersecurity, cryptocurrency tracking, cryptocurrency tracing, staking, NFTs, ponzi schemes, smart contracts

Paul Sibenik is a blockchain forensics and cryptocurrency tracing expert. He frequently conducts investigations in a range of niches, including cryptocurrency hacks, exploits, vulnerabilities, thefts, fraud, SIM Hijacking, fraud, ransomware, embezzlement, and pig butchering scams. Tracking cryptocurrency such as Bitcoin and Ethereum often plays a critical role in his investigations. Additionally, Paul has been appointed as an expert in many civil disputes, including bankruptcy divorce matters, having worked on more than 100 cases involving cryptocurrency in divorce alone. He has also frequently been asked to open on matters related to Anti-money laundering (AML), compliance, cybersecurity, NFTs, and staking.

Long Term Care, Nursing Administration - administrator, skilled nursing facility, assisted living, long term care, geriatrics, residential care facility, patient falls, restraints, restrictive interventions, group homes, risk management, policies and procedures, antipsychotics, side effects, compliance, infection, dementia, delirium, ER

Experienced Residence Manager and Nurse Administrator in active clinical practice. Daily hands-on patient care. 9+ years at Assisted Living Facility. Adjunct Professor. Former Director of Emergency Services and Disaster Planning.

Pharmacist, Pharmaceutical Regulation - USP <797> <795> <800>, Sterile and non-sterile compounding, FDA 503(a) and (b), State Inspections, Accreditation, Compliance, Critical Point Training, NABP, PCAB, Inspections, FDA Drug Compliance Expert

Kathleen Jackson is a licensed and experienced 40+ year pharmacist with specialized training and experience in compounding and compliance with regulations. She owned and operated a community pharmacy with an emphasis on compounding for 22 years. She has most recently received an NABP Inspector Certification (CISCI) in November 2018, expiring June 2023. Kathleen was also previously accepted by FDA to monitor a pharmacy as a Drug Compliance Expert. She has presented at several PCCA International Seminars as well as local community clubs and organizations. Kathleen was awarded "Pharmacist of the Month" in March 2002 by PCCA (Professional Compounding Centers of America). She has performed inspections and prepared reports to Boards of Pharmacy related to license suspensions/probation orders. Kathleen has co-authored two articles on Root Cause Analysis in the IJPC (International Journal of Pharmaceutical Compounding). She has also authored several articles in the Texas Pharmacy magaz...

Insurance, Dispute Resolution - Healthcare,Quality & Risk Management,Medical Services,Compliance,Regulation,Clinical Documentation,Appeal Management,Mediation,Claims,Long-Term Care,Arbitration,Litgation,Audits,HIPAA,Consulting,Medicare Supplement,Disability Income,Life,Contracts,Policies,Expert Witness,Consulting,Property Casualty

With more than 30 years of experience consulting in the insurance claims industry (disability, long-term care, major medical, and Medicare supplement), we thrive on sharing our experience and knowledge to assist both plaintiffs and defendants with expert witness work when an insurance claim has been denied. Our track record proves that clear communication and expert collaboration is the key! If you need help understanding or fighting a health insurance claim denial, we've got you covered. Our mantra is: consult, analyze, identify, advise, execute. Our mission is to be your expert witness and create relationships, not transactions. Our promise is that we'll be there, as questions or issues arise, every step of the way. Rest easily with an expert witness on your side. We're prepared to help you every step of the way, from impartial advice to report preparation, deposition, and appearance at trial.