Compliance Expert Witnesses

Compliance expert witnesses and consultants listed here may be able to form expert opinions, draft expert witness reports, provide expert witness testimony at deposition and/or trial as or serve as consulting (non-testifying) experts on compliance. The compliance expert witness listings on this page are typically from fields/areas of expertise such as: Accident Reconstruction, Aviation & Aerospace, Banking, Business Operations, Cannabis, Critical Care Medicine, Dram Shop & Alcohol Services, Economics, Financial, Fraud, Human Factors, Industrial Hygiene, Insurance, Mental Health, and Nursing Home Administration.

PHILLIP G CANTRELL

ECLECTIC, Alabama
Fraud, Real Estate - MORTGAGE FRAUD, PREDATORY LENDING, LOAN MODIFICATIONS, COMPLIANCE, SERVICING, IMPROPER FORECLOSURE, SECONDARY MARKETING, CONVENTIONAL & REVERSE MORTGAGES, UNDERWRITING, CREDIT ISSUES
OVER 44 YEARS EXPERIENCE IN ALL SECTORS OF MORTGAGE INDUSTRY; HAVE DONE WORK FOR FEDERAL AGENCIES AS WELL AS INDIVIDUALS; REPRESENTED BOTH PLAINTIFFS AND DEFENDANTS; EXPERIENCED IN REPORT WRITING/ ARBITRATION/DEPOSITION/TRIAL; REPRESENTING BOTH PLAINTIFFS AND DEFENDANTS; www.phillipgcantrell.com

Stanford R Brown, B.Sc., CSP, CSHP, CRSP, CHSC Raising the Standard Consulting Inc.

California
Safety, OSHA - Construction, Mining, Workplace Inspections, Crane, Rigging, EM 385-1-1, First Aid/CPR/AED, General Industry, Accident Investigation, Safety Training, Compliance, Workplace Conditions, Fall Protection, Powered Industrial Trucks, Machine Guarding, Excavation, Trenching, Scaffolds, Multi-Employer
Stanford R. Brown, B.Sc., CSP, CSHP, CRSP, CHSC, has over 30 years of experience managing safety and health for various projects. He has been involved with multiple construction safety/OSHA cases as an expert witness. A sampling of the expert witness cases he has been involved with include: • Workplace injury at refinery construction project. • Worker fatally electrocuted during a paving incident. • Construction training and safety standards for power tool injury. Safety and Slip Trip & Fall, EM 385-1-1, OSHA, (SSHO), Competent Person, First Aid/CPR/AED Instructor Trainer, Certified Safety Professionals (CSP) designation with the Board of Certified Safety Professionals, Certified Safety and Health Professional (CSHP) in the State of Hawaii. Construction and General Industry, Accident Investigation, Fall Protection, Forklift, Aerial Lift, Boom Lift, Scissor Lift, Machine Guarding, Amputation, Struck By, Caught Between, Scaffold, Ladder, Roofing Safety, Amputation, Excavation/T...

Bill Burch

San Marcos, California
Real Estate, Banking - Mortgage Lending, Standard of Care, Compliance, TILA/RESPA Regulation, Disclosure, HAMP/Modification, Foreclosure, Underwriting, Residential, Loan Servicing, Real Estate/Mortgage Fraud, CA BRE/NMLS Licensing
I have been in the mortgage industry for 28 years, serving as a loan officer, branch manager, and area vice president. During this time, I have developed a strong base of knowledge of many areas of the mortgage industry. On the origination end, this includes application, disclosure, processing, underwriting, appraisal, & funding. On the servicing end, this includes payment servicing, modification, HAMP, and foreclosure. I am able to study a case file quickly and thoroughly, and establish a defensible opinion. My writing skills yield a strong written report. And, my public speaking and discussion skills present well in deposition and trial.

Peter John Ingersoll, CCIM Safe Harbour Equity, Inc.

Oceanside, California
Cannabis, Securities & Investments - Cannabis, marijuana, banking and financing, receiverships, bankruptcy, FINRA, syndication, 1031 exchanges, investor disputes, securities fraud, breach of contract, breach of fiduciary duty, investor lawsuits, unregistered securities, investor fraud, shareholder disputes, governance, compliance
Cannabis real estate and investment thought leader. Managing director and cannabis product chair for Sperry Commercial Global Affiliates, the first national real estate firm to embrace cannabis as legitimate investment sector. Expertise in cannabis including breach of contract issues, breach of fiduciary duty, financing & private equity, governance documents, 1031 exchanges, sale-leasebacks, broken development deals, partner disputes, receiverships (bankruptcy is not available for cannabis enterprises), investor disputes, and unregistered securities litigation. Former Series 65 registered investment advisor. Graduate of Wharton School – University of Pennsylvania - BS of Economics. Co-Captain of the wrestling team

Ross S Sagun, ATP Sagun Aviation Consulting

Benicia, California
Aviation & Aerospace, Human Factors - Decision Making, Airline Operations, General Aviation, Training, FAR’s, Incident Investigation, Operations, Compliance, Pilot Error, Crew Performance, Pilot Fatigue, Crew Resource Management (CRM), Situational Awareness, Turbulence Injuries, Passenger Disruptions, Navigation and Communications
Highly experienced recently retired airline pilot and aviation safety representative with more than 50 years of flight experience and approximately 30,000 domestic and international flight hours in both major airline and general aviation aircraft Former air traffic controller, international air safety representative involved in aviation rulemaking, flight instructor, general aviation aircraft owner and operator FAA licensed pilot since 1972 Experienced major-airline captain for 28 years, 19 years as captain in widebody aircraft Areas of expertise include Federal Air Regulations (FAR) Part 121 airline and air traffic control operational safety issues, flight operations, standard operating procedures, regulatory and flight operations manual compliance, crew performance and coordination, cockpit-related human factors issues, crew resource management, turbulence injuries, procedural compliance, aircraft limitations, navigation and communications procedures, and best practices Extensiv...

Natalie Spiteri-Soper, Psy.D Expedient Medicolegal Services

Long Beach, California
Psychology, Nursing Home Administration - Pediatric and Adolescent Inpatient Standard of Care, Regulatory Operations, Compliance, Oversight, Budget Implementation, Restraint and Seclusion, Employee Evaluation, Film Consultant, Social Services Supervision, CARF Standards, Education Integration for Inpatients, Administration
Natalie Spiteri-Soper, Psy. D. is a licensed clinical psychologist and skilled nursing home administrator in Los Angeles. She began her career in San Bernardino County and currently works in Los Angeles County. As a senior administrator for Star View Adolescent Center in Torrance, California, Dr. Spiteri-Soper cares for the most challenging and traumatized adolescents in the state. These patients require the highest level of intensive services available. Dr. Spiteri-Soper strives for quality customer service for clients and families, as well as for the wellness of the staff that provides services in the agency. Dr. Spiteri-Soper has worked for 20 years as a clinical and administrative leader in a wide range of secure residential settings in the behavioral health industry. She is a member of the executive team of the Stars Behavioral Health Group, whose motto is “Partnering with People for Positive Change.” She has compassion for people who have experienced significant and complex t...

Patrick Maroney Maroney Consulting Services LLC

Platteville , Colorado
Dram Shop & Alcohol Services - Liquor, Alcohol, Liability, Compliance, Dram Shop, Accidents, Injury, Retail, Accident, Investigations
Patrick Maroney is the President of Maroney Consulting Services LLC, which provides expert witness testimony related to dram shop cases. He provides training and consultation for Colorado liquor laws and rules; trade practices laws and rules; retail, wholesale and supplier compliance and licensing in Colorado and is certified as a Colorado Responsible Vendor Trainer. He has over 33 years of law enforcement experience and was the Chief of Investigations and the Director of the Colorado Liquor Enforcement Division. Mr. Maroney's experience includes working for the Larimer County Sheriff's Office (Fort Collins, Colorado), Arapahoe County (Colorado) Coroner's Office, and the Colorado Bureau of Investigation. Patrick instructed numerous training classes on Colorado liquor laws and rules and provided official interpretations of Colorado liquor laws and rules to liquor stakeholders, legislators and licensees. He testified before the Colorado Legislature on numerous occasions as an e...

Laura A. Dambier Insurance Capital Consulting LLC

Avon, Connecticut
Insurance, Business Operations - Life insurance, agent licensing, appointment, commissions, terminations, premium financing, regulatory requirements, operations, customer service, call centers, home office administrative processes & technology, compliance, file review. Hartford, Connecticut presence with nationwide expertise.
Laura A. Dambier Accomplished retired senior executive with more than 20 years of experience leading life insurance operations across the life cycle of a policy from life insurance and annuity agent/broker/distribution sales authorization to the sales process, compensation, customer service and claims. Areas of expertise include but are not limited to life insurance and annuity agent licensing, appointments, terminations, commissions, contracting, technology, customer service, call center and claims. Please see also Insurance Capital Consulting LLC for further detail. Insurance Capital Consulting LLC Led by Laura A. Dambier, Insurance Capital Consulting LLC brings together a cross-functional team of seasoned insurance industry professionals with extensive experience in insurance company home office processes covering the lifespan of a life insurance policy or annuity. Hartford, Connecticut presence with nationwide reach and expertise. Consultant backgrounds and experience include:...

Henry T French, JD Bifrost LLC

Farmington, Connecticut
Insurance - Bad Faith, Claims Handling, Bermuda Form, Casualty, Liability, Property, Directors and Officers, Errors and Omissions, environmental liability, reinsurance, Runoff, legacy, loss portfolio transfer, adverse development cover, compliance, governance, data privacy, Lloyds, underwriting support; wording
Senior executive in a global insurance/reinsurance Fortune 500 company with reporting lines to the General Counsel and the Audit Committee; providing guidance to professionals in Legal, Compliance, Underwriting, Claims, Risk Management, and Data; managed in-house lawyers, compliance professionals, claims lawyers, and data privacy officers; • Corporate insurance team co-leader for purchase of corporate Directors and Officers, Errors and Omission, and Cyber liability insurance, including strategy, negotiation, terms, and conditions, claims management, and Board reporting General Counsel for Global Litigation of global insurance and reinsurance group of companies • Reported to Audit Committee on major litigation, large losses, group exposures • Oversaw all major non-claims litigation against group companies • To ensure consistency across group companies, provided overall guidance and strategy on large loss events, including 9/11, 2008 Recession, Deepwater Horizon • As senior lawyer sup...

Jamie Salsberg, LCSW, CAP, MPH Onward Counseling Group, LLC

Lake Worth, Florida
Substance Abuse, Mental Health - Behavioral Health, Patient Outcomes, Overdose, Quality Assurance, Policies and Procedures, Alcoholism, Substance Abuse, Substance Use Disorder, Medication Assisted Treatment, Clinical Director, Chief Clinical Officer, Licensed Clinician, Compliance
I am a Licensed Clinical Social Worker (LCSW) and Certified Addiction Professional (CAP) and have been in the field of Addiction and Mental Health for approximately 10 years. Recently, I oversaw approximately 20 treatment centers as the Vice President of Patient Outcomes of a large national Substance Use Disorder and Mental Health Company. My role included compliance, policies and procedures, ensuring positive patient outcomes, and developing and implementing programs to ensure patient safety and ethical practices as well as clinical innovation. I worked as a clinical director and Vice President overseeing several facilities handling any litigation with in-house counsel and worked on multiple cases during my years at a previous company doing chart and case review, depositions and etc for various legal issues that arose over the many years that I was in clinical leadership. I am proficient in clinical charting and documentation review, compliance procedures for substance abuse an...

Stanford R Brown, B.Sc., CSP, CSHP, CRSP, CHSC Raising the Standard Consulting Inc.

Honolulu, Hawaii
Safety, OSHA - Construction, Mining, Workplace Inspections, Crane, Rigging, EM 385-1-1, First Aid/CPR/AED, General Industry, Accident Investigation, Safety Training, Compliance, Workplace Conditions, Fall Protection, Powered Industrial Trucks, Machine Guarding, Excavation, Trenching, Scaffolds, Multi-Employer
Stanford R. Brown, B.Sc., CSP, CSHP, CRSP, CHSC, has over 30 years of experience managing safety and health for various projects. He has been involved with multiple construction safety/OSHA cases as an expert witness. A sampling of the expert witness cases he has been involved with include: • Workplace injury at refinery construction project. • Worker fatally electrocuted during a paving incident. • Construction training and safety standards for power tool injury. Safety and Slip Trip & Fall, EM 385-1-1, OSHA, (SSHO), Competent Person, First Aid/CPR/AED Instructor Trainer, Certified Safety Professionals (CSP) designation with the Board of Certified Safety Professionals, Certified Safety and Health Professional (CSHP) in the State of Hawaii. Construction and General Industry, Accident Investigation, Fall Protection, Forklift, Aerial Lift, Boom Lift, Scissor Lift, Machine Guarding, Amputation, Struck By, Caught Between, Scaffold, Ladder, Roofing Safety, Amputation, Excavation/T...

Bruce Miller, MS, CIH Health & Safety Services, LLC

Idaho Falls, Idaho
Industrial Hygiene, Safety - EEOICP, Hanford, DOE, exposure assessment, dose reconstruction, OSHA, Occupational Safety & Health Administration regulations, compliance, accident investigation, construction, PPE, respirator, OEL, PEL, TLV, engineering controls, water damage, microbial/mold, fall protection
Board-certified industrial hygienist (IH) with more than 35 years of experience in comprehensive health and safety practice specializing in the Department of Energy, Energy Employees Occupational Illness Compensation Program Act (EEOICPA), and Washington's Hanford Site Exposure Presumptive Law (claims), Occupational Safety and Health Administrative (OSHA) general industry (29 CFR 1910) and construction (29 CFR 1926) compliance, environmental remediation, and construction experience. Contracted as an IH expert for Washington State Attorney General's Office in worker exposure cases and State legislation challenged by the Federal Government in Federal court. Currently serving as IH expert in more than 50 cases involving worker exposures at the DOE Hanford site. Specialized project and legal experience researching, developing expert reports, and testifying in worker retrospective occupational exposure assessments, qualitative agent exposure assessments, radiological dose reconstru...

Glenda E Flemister, MD, FACP, FCCP Medical Health Solutions.us

Frankfort, Illinois
Pulmonary Critical Care Medicine, Critical Care Medicine - Medical Management, Medical Utilization & Location of Care, Fraud & Abuse, Compliance, Medical Necessity, Medical Devices, Pharmacy Management, Genomics & Personalized Health, Insurance Reviews of Plan Benefits, Insurance Clinical Policy Reviews, Long Term Acute Care & Long Term Care,
Triple Board Certified physician executive/consultant, (Board Certified in Internal Medicine, Pulmonary Medicine, and Critical Care Medicine), with vast experience in medical necessity and utilization review. Over 12 years of experience in national insurance and payer companies. Has served as Medical Director for Aetna, Blue Cross Blue Shield Association, and interim CEO for Next Level Health Partners. Consultation services to companies and manufactures in various areas, (pharmacy, genomics, medical devices, medical management, utilization, etc.), regarding healthcare medical necessity, compliance and educational issues. Fraud and Abuse. Government plans: Medicare & Medicaid. Private insurers all plans: HMO, PPO, Specialty networks. Expert reviews and medical litigation support performed. Sub-specialty medical reviews in Pulmonary and Critical Care Medicine. Current license: Illinois; New Mexico; Oklahoma; Kentucky; New Mexico ...

Thomas I. Fitzgerald, Esq.

Merrimac, Massachusetts
Transportation, Accident Reconstruction - Trucking, Trucks, Commercial Vehicles, Truck Safety, Overweight, size, weight restrictions, hazardous materials, compliance, fatigue, work zone, distracted driving, cargo tank, impaired driving, rollovers, Data Q, DOT, Driver qualifications, OSHA, loading, Commercial Vehicle, tank truck, CMV, speed
Thought leader on trucking and commercial vehicle safety and accident reconstruction. Lieutenant and Commanding Officer, Massachusetts State Police Commercial Vehicle Enforcement Section (2010-2022). Certified accident reconstructionist. Licensed attorney. Experienced expert and fact witness.

George B Page, BSE, MSE, CPE Page Engineering, Inc.

Jackson, Michigan
Human Factors, Safety - Ergonomics, Health and Safety, Industrial Hygiene, Physical Demands Assessments, Usability Testing, Accident Reconstruction, Biomechanical Modeling, Vibration Measurement, Compliance, Occupational Risk Management, Return to Work, Regulatory and Consensus Standard Initiatives
Page Engineering is a professional consulting firm that combines Ergonomics, Industrial Engineering, and Health and Safety expertise. We have served industry leaders in the areas of Transportation, Shipping, Manufacturing, and Health Care throughout North America. Our approach is bolstered by years of litigation scrutiny and backed by extensive application of ergonomics, human factors, epidemiologic, and occupational medical scientific literature. We specialize in human factors and ergonomics assessments, including both acute and cumulative exposures. George Page is a Certified Professional Ergonomist. He earned his MSE in Industrial and Operations Engineering (Ergonomics) from the University of Michigan. George is also a Ph.D. candidate at the University of Michigan in Industrial and Operations Engineering (Ergonomics). The topic of his dissertation is: “Functional grip strength: conceptual and empirical models of biomechanical, perceptual, and tribological factors.” In the 1980s...

Donia Anderson, RN

Hicksville, Ohio
Nursing Home Administration, Nursing Homes - Skilled nursing facility, assisted living, long term care, geriatrics, residential care facility, patient falls, restraints, restrictive interventions, director of nursing, group homes, risk management, policies and procedures, antipsychotics, side effects, emergency room, ICU, compliance, infection
Nursing Home Administrator and Award-winning Director of Nursing. Broad clinical experience includes Director of Nursing, Assistant Director of Nursing and Floor Nurse. Long Term Care, Community Hospital, Emergency Room, and ICU experience.

Nonna Sorokina, Ph.D.

Lehigh Valley, Pennsylvania
Economics, Financial - Audit, Banking, Breach of Contract, Business Interruption, Compliance, Data Analytics, Divorce, Economic Damages, Employment Discrimination, Income Loss, Lost Earnings Profits Wages, Real Estate, Financial Regression Analysis, Risk Management, Statistical Analysis, Valuation, Wrongful Termination
Dr. Nonna Sorokina is a professor at the Pennsylvania State University. She holds a PhD in Finance and Applied Statistics. Her financial industry and consulting career of 25 years is complemented by more than 10 years of academic research and teaching. During the last 6 years, Dr. Sorokina consulted legal professionals on a variety of issues. Her core professional experience includes data analytics, valuation of cash flows, and risk modeling. Specific area of her banking expertise is in residential real estate lending, including loan product development, pricing, securitization, hedging, trading, advanced quantitative analysis, model validation, and compliance with audit and regulatory requirements/findings. Dr. Sorokina’s research interests span multiple topics related to bank stability, capital structure, organizational form decisions, various aspects of bank risk management and performance as well as selected topics in investments with a special attention devoted to advanced qua...

Martha D French, CDS Transportation Compliance Consultants LLC

Houston, Texas
Safety, Transportation - Federal Motor Carrier Safety Regulations, Compliance, Transportation Safety, Driver & Truck Safety, Driver Training & Qualification, Independent Contractor Relations (49 CFR Part 376/IRS), Contractor Driver Training, Vendor Relations, OSHA, Record Retention, Route Cause Analysis, Risk Management
Martha French is the founder and President of TCC. The distinction held by Martha as Certified Director of Safety from the North American Transportation Management Institute (NATMI) is one of the highest levels possible to achieve with this widely respected certification group. The business success that has resulted in Martha's skill and experience within a company's operation is proven. As a former motor carrier Director and Independent Contractor, Martha brings a unique perspective coupled with business acumen to every partnership. Prior to launching TCC, Martha held senior management positions with motor carriers and global logistics companies in the areas of Safety & Compliance and Independent Contractor Relations for 17 years. In those positions, she was responsible for the strategic and tactical management of all aspects of these areas and business performance.

Kathleen F Jackson, R.Ph., Ph.D. (H.C.), FIACP Jackson Audit and Compliance

Alvin, Texas
Pharmacist, Pharmaceutical Regulation - USP <797> <795> <800>, Sterile and non-sterile compounding, FDA 503(a) and (b), State Inspections, Accreditation, Compliance, Critical Point Training, NABP, PCAB, Inspections, FDA Drug Compliance Expert
Kathleen Jackson is a licensed and experienced 39+ year pharmacist with specialized training and experience in compounding and compliance with regulations. She owned and operated a community pharmacy with an emphasis on compounding for 22 years. She has most recently received an NABP Inspector Certification (CISCI) in November 2018. Kathleen was also previously accepted by FDA to monitor a pharmacy as a Drug Compliance Expert. She has presented at several PCCA International Seminars as well as local community clubs and organizations. Kathleen was awarded "Pharmacist of the Month" in March 2002 by PCCA (Professional Compounding Centers of America). She has performed inspections and prepared reports to Boards of Pharmacy related to license suspensions/probation orders. Kathleen has co-authored two articles on Root Cause Analysis in the IJPC (International Journal of Pharmaceutical Compounding). She has also authored several articles in the Texas Pharmacy magazine and the US Pharm...

Bruce Miller, MS, CIH Health & Safety Services, LLC

Washington
Industrial Hygiene, Safety - EEOICP, Hanford, DOE, exposure assessment, dose reconstruction, OSHA, Occupational Safety & Health Administration regulations, compliance, accident investigation, construction, PPE, respirator, OEL, PEL, TLV, engineering controls, water damage, microbial/mold, fall protection
Board-certified industrial hygienist (IH) with more than 35 years of experience in comprehensive health and safety practice specializing in the Department of Energy, Energy Employees Occupational Illness Compensation Program Act (EEOICPA), and Washington's Hanford Site Exposure Presumptive Law (claims), Occupational Safety and Health Administrative (OSHA) general industry (29 CFR 1910) and construction (29 CFR 1926) compliance, environmental remediation, and construction experience. Contracted as an IH expert for Washington State Attorney General's Office in worker exposure cases and State legislation challenged by the Federal Government in Federal court. Currently serving as IH expert in more than 50 cases involving worker exposures at the DOE Hanford site. Specialized project and legal experience researching, developing expert reports, and testifying in worker retrospective occupational exposure assessments, qualitative agent exposure assessments, radiological dose reconstru...