Fiduciary Duties Expert Witnesses

San Diego, California

Legal, Securities & Investments - securities, corporations, antitrust, partnerships, limited liability companies, corporate governance, fiduciary duties, private offering, Rule 10(b)-5, Rule 506, brokers, suitability, know your customer, arbitration, freeze outs, oppression

A highly regarded legal consultant and expert witness, Professor Mark R. Lee is an expert in Securities Regulation, Corporations, Unincorporated Business Organizations, and Antitrust. He has provided consulting or expert witness services in connection with a wide variety of matters ranging from Rule 10(b)-5 liability, exemptions from registration, and compliance with SEC Rule 506 to fiduciary duties, corporate governance, “freeze outs,” and hostile takeovers to distributor terminations and revocation of hospital privileges. Professor Lee has taught at ten law schools in the United States, four in Europe. Currently, he is Professor-in-Residence and J. Lawrence Irving Senior Distinguished Teaching Fellow at the University of San Diego School of Law. He is the author of Organizing Corporate and other Business Enterprises, 6th ed. (LEXIS, 2000) (with L. Gross) [textually updated annually], Antitrust Law and Local Government (Greenwood Press 1985), and articles in academic journals. ...

Denver, Colorado

Securities & Investments - Fiduciary duties, trusts and estates, Uniform Prudent Investor Act, trustees, trust beneficiaries, suitability, modern portfolio theory, prudent investment practices, ERISA, damage calculations, investment advisers, diversification

Professional certifications and credentials - Certified Public Accountant, attorney (inactive), Accredited Investment Fiduciary Analyst, Registered Fiduciary • Principal and Senior Investment Consultant with Innovest Portfolio Solutions LLC, an SEC registered investment adviser firm that provides investment consulting services on a fee-only basis to over $21 billion of individual, retirement plan and foundation investment portfolios pursuant to the Investment Advisers Act of 1940 (1996 to present) • Expert witness focus - Fiduciary duties and responsibilities associated with the management of investment portfolios in trusts and estates, retirement plans, individual investor portfolios and foundations • Experience includes expert reports, damage calculations and testimony with respect to trustees of private trusts (including bank trust departments), beneficiaries of private trusts, retirement plan participants, retirement plan fiduciaries, investment advisers and individual investor...

Maryland

Real Estate, Slip Trip & Fall - Realtor, Broker and Agent Standard of Care, Negligence, Fraud, Premises Liability, Slip and fall, Mold, Environmental, Title Insurance, Title Agency, Mortgage, Appraisal Valuation, Real Estate Commission, Agency, Mortgage Fraud, Ponzi Scheme, Supervision, Fiduciary Duties, Malpractice, Compliance

Nationwide services. Mr. Rosenblum, a Broker provides complete Real Estate expert witness and litigation support . As a practicing Real Estate Agent and Broker (in several states) for over 33 years, Mr. Rosenblum is a real estate expert on Standards of Care, fiduciary responsibility, agency representation, material defects, premises liability, and valuation / marketability. The discipline of his daily work is that of an active Real Estate Broker overseeing agents and transactions. Additionally he provides brokerage and mortgage operations management consulting and litigation support. A FEW PREVIOUS CASES: Residential Real Estate - Undisclosed Structural Defects Residential Real Estate - Undisclosed Toxic Environmental Conditions, Mold, and Water Residential Real Estate - Broker and Agent Due Diligence, Fiduciary Duties, Agency, Standards of Care, Malpractice Residential Real Estate - Unjust Enrichment (Insurance Claim) Residential Real Estate - Diminution of Value (damages / ma...

Las Vegas, Nevada

Real Estate - Standard of Care, Fiduciary Duties, Agency, Seller Disclosure Obligations, Buyer Due Diligence, Real Estate Contracts, Broker Supervision & Responsibilities, N.A.R. Code of Ethics, Negligence, Fraud, Non-Disclosure, Reasonable Skill & Care

Provided case review, consultation, expert opinion reports, and/or expert rebuttal opinion reports in over 30 cases in the past 4 years on behalf of Plaintiffs and Defendants. 38 years of real estate experience. California real estate broker since 1987. Nevada broker-salesman since 1999. Nevada real estate education provider, author, and instructor teaching courses in pre-licensing, continuing education, and post-licensing for over 20 years. Authored over 55 Nevada Real Estate Division-approved continuing education courses. Presented over 4,000 live classroom Nevada real estate continuing education courses representing over 12,000 classroom hours. Approved by the Nevada Real Estate Division to instruct pre-licensing, continuing education, and post-licensing education courses. Approved by the State of Nevada Commission on Post-Secondary Education to instruct online Nevada pre-licensing courses. Extensive historical, practical knowledge, and understanding of the practices of...

Washington, New Jersey

Real Estate, Slip Trip & Fall - Realtor, Broker and Agent Standard of Care, Negligence, Fraud, Premises Liability, Slip and fall, Mold, Environmental, Title Insurance, Title Agency, Mortgage, Appraisal Valuation, Real Estate Commission, Agency, Mortgage Fraud, Ponzi Scheme, Supervision, Fiduciary Duties, Malpractice, Compliance

Nationwide services. Mr. Rosenblum, a Broker provides complete Real Estate expert witness and litigation support . As a practicing Real Estate Agent and Broker (in several states) for over 33 years, Mr. Rosenblum is a real estate expert on Standards of Care, fiduciary responsibility, agency representation, material defects, premises liability, and valuation / marketability. The discipline of his daily work is that of an active Real Estate Broker overseeing agents and transactions. Additionally he provides brokerage and mortgage operations management consulting and litigation support. A FEW PREVIOUS CASES: Residential Real Estate - Undisclosed Structural Defects Residential Real Estate - Undisclosed Toxic Environmental Conditions, Mold, and Water Residential Real Estate - Broker and Agent Due Diligence, Fiduciary Duties, Agency, Standards of Care, Malpractice Residential Real Estate - Unjust Enrichment (Insurance Claim) Residential Real Estate - Diminution of Value (damages / ma...

Hawthorne, New Jersey

Real Estate, Business Operations - Real Estate Brokerage Management, Brokerage Agreements, Real Estate Contracts, Agency, Fiduciary Duties, Compliance, Disclosure, Code of Ethics, Due Diligence, Real Estate Education, Agent Supervision Training & Recruiting, Fair Housing, Agent Misconduct, Broker Malpractice, Real Estate Fraud

With 27 years as a licensed Real Estate professional, I have served as a Brokerage Leader, Compliance Officer, and Transaction Manager. I bring over 20 years of experience training 1,000+ agents in agency, law, contracts, negotiation, disclosure, compliance, and other real estate-related topics across various brokerage models. I am currently licensed as a Broker in NY, NJ, and PA, with past licenses in MD, DC, and VA. I have managed offices with 100+ agents and currently serve as Broker of Record within a network of over 400 agents. Additionally, I taught English in public high schools for six years. New Jersey Real Estate Broker | New Jersey Real Estate Commission (2005; 2008; Active) New York Real Estate Broker | New York Board of Real Estate (2005; 2006; Active) Pennsylvania Real Estate Broker | New York Board of Real Estate (2023; Active) Maryland Real Estate SalesPerson| Maryland Real Estate Commission (1997; Inactive) Virginia Real Estate SalesPerson | Virginia Real Estat...

Pennsylvania

Real Estate, Slip Trip & Fall - Realtor, Broker and Agent Standard of Care, Negligence, Fraud, Premises Liability, Slip and fall, Mold, Environmental, Title Insurance, Title Agency, Mortgage, Appraisal Valuation, Real Estate Commission, Agency, Mortgage Fraud, Ponzi Scheme, Supervision, Fiduciary Duties, Malpractice, Compliance

Nationwide services. Mr. Rosenblum, a Broker provides complete Real Estate expert witness and litigation support . As a practicing Real Estate Agent and Broker (in several states) for over 33 years, Mr. Rosenblum is a real estate expert on Standards of Care, fiduciary responsibility, agency representation, material defects, premises liability, and valuation / marketability. The discipline of his daily work is that of an active Real Estate Broker overseeing agents and transactions. Additionally he provides brokerage and mortgage operations management consulting and litigation support. A FEW PREVIOUS CASES: Residential Real Estate - Undisclosed Structural Defects Residential Real Estate - Undisclosed Toxic Environmental Conditions, Mold, and Water Residential Real Estate - Broker and Agent Due Diligence, Fiduciary Duties, Agency, Standards of Care, Malpractice Residential Real Estate - Unjust Enrichment (Insurance Claim) Residential Real Estate - Diminution of Value (damages / ma...

Salt Lake City, Utah

Real Estate, Real Estate Appraiser - Real Estate Brokerage, Commercial, Development, Fiduciary Duties, Ethics, Valuation, 1031 Tax Deferred Exchange, Leasing, Acquisitions, Dispositions, Office, Industrial, Warehouse, Retail, Multifamily, Land, Investments, Residential, Due Diligence, Disclosure

Experienced Real Estate Broker: 30+ Years in Real Estate 23+ Years in Commercial Real Estate Certifications: Dual Specialist in Industrial & Office (SIOR) Certified Commercial Investment Member (CCIM) Awards: Top Producing Active Transactional Commercial Broker (top 5%) in Nationally Ranked Office of Global/International Firm Commercial Realtor of the Year, CCIM of the Year, Distinguished Service Award, Platinum & Hall of Fame Honors, Presidents & Circle of Distinction Proficiency: Office - Industrial/Distribution/Warehouse - Multifamily - Retail - Investments - Land - Residential/Residential Development - Leasing & Sales Transactions Key Specializations: -Tenant & Landlord Leasing Representation -Sales, Purchase, Acquisition & Disposition Services -Ethical Practices & Fiduciary Duties -Valuations, Broker Price Opinion & Broker Opinion of Value -Due Diligence, Disclosures -Property Marketing & Advertising -Investment Analysis -Negotiations, Advisory, Corporate & Consulting S...