Breach Of Fiduciary Duty Expert Witness Listings

Welcome to our Breach Of Fiduciary Duty experts directory. Browse the profiles below to find the right expert witness in Breach Of Fiduciary Duty for your case. Our SEAK Expert Witness Database is always free to search.

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Mason A Dinehart III, RFC FEND - Financial Education Network Development

San Ramon, California
Securities & Investments, Insurance - Due Diligence, Suitability, Supervision, Standards of Care, Breach of Fiduciary Duty, Variable and Fixed Index Annuities, TIC's, Non-Traded REIT'S, Broker Dealer Compliance, Portfolio Analysis,Private Placements, Elder Abuse, Damages, Misrepresentation, Material Omission and Fraud,
I am celebrating 5 decades in the securities Industry. I am both a FINRA Arbitrator and the designated securities expert witness for the CA State Bar. I am a consulting expert in litigation and arbitration having testified in 25 states involving securities, insurance and annuities. Since 1991, I have been retained over 1000 times and have testified in 365 arbitrations before NASD, FINRA, JAMS, PSE, AAA and PSE along with attending and testifying in over 100 mediations. In addition, I have qualified and testified before the L.A. Federal Court along with State Courts in L.A., Orange, Fresno and San Diego. My case track record stands at 328 wins and 37 losses. From a long-standing banking background in corporate finance to underwriting and investment banking and real estate experience, I bring a strong knowledge of modern portfolio theory through the teaching of hundreds of retirement financial planning seminars at the corporate level. It is my goal to bring a refres...
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Peter John Ingersoll, CCIM Safe Harbour Equity, Inc.

Oceanside, California
Real Estate, Securities & Investments - Cannabis, marijuana, banking and financing, receiverships, bankruptcy, FINRA, syndication, 1031 exchanges, investor disputes, securities fraud, breach of contract, breach of fiduciary duty, investor lawsuits, unregistered securities, investor fraud, shareholder disputes, governance, compliance
Cannabis real estate and investment thought leader. Managing director and cannabis product chair for Sperry Commercial Global Affiliates, the first national real estate firm to embrace cannabis as legitimate investment sector. Expertise in cannabis including breach of contract issues, breach of fiduciary duty, financing & private equity, governance documents, 1031 exchanges, sale-leasebacks, broken development deals, partner disputes, receiverships (bankruptcy is not available for cannabis enterprises), investor disputes, and unregistered securities litigation. Former Series 65 registered investment advisor. Graduate of Wharton School – University of Pennsylvania - BS of Economics. Co-Captain of the wrestling team
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Willard D. Michlin, CPA

Seal Beach, California
Business Valuation, Fraud - Business Brokerage, Business Sales, Commission Disputes, Fiduciary Duty, Breach of Fiduciary Duty, Divorce, Dual Agency Relationship, Lender Liability, Mortgage Lending, Valuation of Auto Body Shop, Business Litigation, Real Estate
Willard Michlin is a CPA #106752, A CFE (Certified Fraud Examiner) as well as a CBB (Certified Business Broker). He has been a business broker for over 22 years and is considered one of the top Automotive brokers in California selling auto dismantling, auto scrap yards, and auto repair shops. He is probably the number one body shop broker in California, having marketed hundreds of shops over the years. Even though Willard is considered an automotive expert, he has actually sold more restaurants, food distribution and food manufacturing companies then automotive companies because 50% of the businesses sold in California are food related. The balance of his brokerage activity has been selling a variety of manufacturing, distribution, and service businesses. Because Willard is a CPA and knows forensic accounting he understands where to find hidden profits in a business, he can present a business in the best light. Willard can also tell you where to find the fraud that is cutting i...
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Thomas G. Taliaferro, CIMA®, AIF®

San Diego, California
Securities & Investments, Financial - Breach of fiduciary duty, Uniform Prudent Investors Act, churning, suitability, broker/dealer standards and compliance, investment advisor, portfolio management, asset allocation, unauthorized trading, elder abuse, FINRA, financial advisor, financial planning, branch management, securities fraud
Financial advisor/portfolio manager with over 30 years’ professional experience including serving as a Senior Vice President for both Morgan Stanley and Wells Fargo Advisors. Extensive experience with high net-worth and ultra-high-net worth clients. Supervisory experience includes managing 55 financial advisors with accounts totaling in excess of $4 billion and addressing numerous employment issues at broker/dealers. Spotless compliance record. Have testified as an expert witness in AAA, FINRA and Superior court venues and deposition. Member of Securities Experts Roundtable and public speaker. Professional Designations: Wharton School Executive Education)-- Certified Investment Management Analyst Senior Financial Advisor Senior Branch Manager FINRA--Dispute Resolution Arbitrator Center for Fiduciary Studies--Accredited Investment Fiduciary IMCA--Certification--Fiduciary Best Practices Licenses Held: Series 7—General Securities License--1985 Series 3—National Commodities ...
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Taso M. Milonas, J.D., LL.M., B.C.S. Taso M. Milonas, P.A.

SARASOTA, Florida
Legal - wills, trusts, guardianship, personal representative, trustee, estate tax, gift tax, undue influence, fiduciary duty, breach of fiduciary duty, fiduciary accounting, ethics
TASO M. MILONAS has been qualified and testified as a subject-matter expert in State and Federal Courts in the areas of estate planning, undue influence, breach of fiduciary duty, fiduciary accountings, tax and legal ethics. He is admitted to practice before all courts in Florida and the U.S. Tax Court. A significant portion of Taso’s practice is devoted to will and trust disputes in complex litigation throughout Florida, representing both fiduciaries and beneficiaries. He received his LL.M. in Taxation from the University of Florida Frederic G. Levin College of Law and J.D. from Stetson University College of Law. Taso is a Florida Bar Board Certified Tax Lawyer. Currently, less than 5% of all attorneys admitted to practice in Florida are Board Certified. He has consistently achieved the highest peer-review ratings, including Florida Trend’s Legal Elite, Florida Super Lawyers and Martindale-Hubbell’s AV® (highest) rating for legal ability and ethical integrity, a distinction a...
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Charles W Ranson Charles W. Ranson Consulting, Inc.

Fort Lauderdale, Florida
Banking, Securities & Investments - Trust & Estates, Fiduciary Duty, Breach of Fiduciary Duty, Prudent Investor Rule, Asset Management, Investment Management, Private Equity, Credit Products, Risk Management Derivatives, Corporate Fiduciaries, Family Offices, Alternative Investments, Multi-Family Offices, Trustee Fee Determination
As an expert witness, Ranson applies 35+ years of wealth management experience for attorneys with clear, concise, unbiased insight into complex issues in dispute between financial institutions, trustees, beneficiaries and investors. Ranson’s expertise includes national/regional banks offering private banking, trust and investment products regulated by the OCC, individual trustees, entrepreneurs, ultrahigh net worth investors and family offices. Go to www.charleswranson.com to view a video clip of Ranson.
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Charles Yovino Global HR GRC

Sandy Springs, Georgia
Employment, Management - Fiduciary Duty, Fiduciary Standards, Breach of Fiduciary Duty, ERISA, Retirement Plans, Retirement Plan Governance, Retirement Plan Controls, Retirement Plan Risk Management, IRS/DOL/PBGC Violations & Compliance, Pension Loss, Pension Profit Sharing 401k Retirement Plans, 401k Plans, 403b Plans
I have 37-years of experience working with retirement plans on their design, administration, compliance, controls, governance, and corrections. Most of these projects have included counsel and they have often been in anticipation of litigation. I have also worked with retirement plan committees (who are generally plan fiduciaries) to help train and assist them in establishing stronger governance to meet their fiduciary responsibilities. This includes setting goals, risk management, compliance, vendor management, expense and investment oversight, avoiding and managing conflicts of interest, succession planning, improving clarity related to roles and responsibilities, transparency and other areas. I have presented, written and taught extensively on retirement plans. My work experience includes working at law firms, the IRS National Office (where I was the Employee Plan's Senior Reviewer), as a Principal at PwC, and most recently running my own firm. Currently I am also serving on the...
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Frederic A. Mendelsohn Burke, Warren MacKay & Serritella, P.C.

Chicago, Illinois
Dispute Resolution, Business Operations - Business dispute resolution, business divorce, attorney or legal malpractice, breach of fiduciary duty, corporate partner and other governance disputes, dissolution, deadlock, dissociation, professional liability, covenants not to compete, legal disciplinary actions, insurance, intellectual property
My over 30 years of complex commercial litigation experience includes specialization in the areas of legal and other professional malpractice, attorney disciplinary cases, legal ethics, attorney fee disputes, including prove-up of proper attorney's fees, and a heavy concentration in business divorce cases, including entity governance disputes and issues, dissolution and dissociation, shareholder and corporate governance disputes, including the standards and defenses for management conduct, indemnification claims and triggers, as well as related business torts, general commercial litigation and areas within the experience detailed in the accompanying detailed biography. In addition, I have litigated dozens of trustee liability cases, including breach of fiduciary duty claims, and a hundred or more disputes involving life insurance, death benefit claims, interpleader actions, insurance agent/broker claims, imputation of liability by agency principals, and insurance fraud and bad faith...
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Allison L Wood Legal Ethics Consulting PC

Chicago, Illinois
Legal - Legal Malpractice, Expert Witness, Legal Ethics, Breach of Fiduciary Duty, Professional Responsibility, Conflicts of Interest, Reasonable Fees, Attorney Misconduct, ARDC, Lawyer Liability, Ethics Rules
Allison L. Wood has 17+ years of experience interpreting and working with the Professional Rules of Conduct that govern attorneys. Her qualifications include: · Former Litigation Counsel, Illinois Attorney Registration and Disciplinary Commission · Former Hearing Board Chair, Illinois Attorney Registration and Disciplinary Commission · Investigated over 200 ethics complaints against attorneys · Prosecuted nearly 50 cases against attorneys accused of professional malfeasance · 10 years of representing attorneys accused of professional malfeasance · Frequent presenter on legal ethics and professional responsibility for MCLE programs · ABA Professional Responsibility and Ethics Committee Member · Illinois Supreme Court Standing Committee on Ethics and Professional Responsibility Member · Taught professional responsibility at both DePaul College of Law and The John Marshall Law School · 30 years experience as a practicing litigator
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Kerry Campbell, CFA®, CFP®, AIFA® Kerry Campbell LLC

Staten Island, New York
Securities & Investments, Financial - Uniform Prudent Investor Act, UPIA, Fiduciary Best Practices, Fiduciary Duty, Breach of Fiduciary Duty, Trust and Estates, Trustees, Trustee Beneficiaries, Damages, Suitability, Financial Planning, Portfolio Management, Asset Allocation, Elder Abuse, Prudent Investor Rule, FINRA, Financial Planning
Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides consulting services to financial institutions and investors. He has worked in investment research and portfolio construction, as a Managing Director at Arden Asset Management, and as a Senior Vice President at Guggenheim Partners. He has worked in prime broker risk management as a Managing Director at Bear Stearns. Prior to that he worked as a commissioned registered representative, a funding officer and as a credit analyst/loan officer. Mr. Campbell received a Masters of Business Administration in Finance from the University of Chicago Booth Graduate School of Business and a Bachelor of Science in Finance Summa Cum Laude from Fordham University Gabelli School of Business. He is an Approved FINRA Dispute Resolution Arbitrator, a...
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