Breach Of Fiduciary Duty Expert Witness

Listings

Breach of fiduciary duty expert witnesses and consultants listed here may be able to form expert opinions, draft expert witness reports, provide expert witness testimony at deposition and/or trial as or serve as consulting (non-testifying) experts on breach of fiduciary duty. The breach of fiduciary duty expert witness listings on this page are typically from fields/areas of expertise such as: Banking, Financial, Insurance, Legal, Real Estate, and Securities & Investments.

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Mason A Dinehart III, RFC FEND - Financial Education Network Development

San Ramon, California
Securities & Investments, Insurance - Due Diligence, Suitability, Supervision, Standards of Care, Breach of Fiduciary Duty, Variable and Fixed Index Annuities, TIC's, Non-Traded REIT'S, Broker Dealer Compliance, Portfolio Analysis,Private Placements, Elder Abuse, Damages, Misrepresentation, Material Omission and Fraud,
I am celebrating 5 decades in the securities Industry. I am both a FINRA Arbitrator and the designated securities expert witness for the CA State Bar. I am a consulting expert in litigation and arbitration having testified in 25 states involving securities, insurance and annuities. Since 1991, I have been retained over 1000 times and have testified in 365 arbitrations before NASD, FINRA, JAMS, PSE, AAA and PSE along with attending and testifying in over 100 mediations. In addition, I have qualified and testified before the L.A. Federal Court along with State Courts in L.A., Orange, Fresno and San Diego. My case track record stands at 328 wins and 37 losses. From a long-standing banking background in corporate finance to underwriting and investment banking and real estate experience, I bring a strong knowledge of modern portfolio theory through the teaching of hundreds of retirement financial planning seminars at the corporate level. It is my goal to bring a refres...

Peter John Ingersoll, CCIM Safe Harbour Equity, Inc.

Oceanside, California
Real Estate, Securities & Investments - Cannabis, marijuana, banking and financing, receiverships, bankruptcy, FINRA, syndication, 1031 exchanges, investor disputes, securities fraud, breach of contract, breach of fiduciary duty, investor lawsuits, unregistered securities, investor fraud, shareholder disputes, governance, compliance
Cannabis real estate and investment thought leader. Managing director and cannabis product chair for Sperry Commercial Global Affiliates, the first national real estate firm to embrace cannabis as legitimate investment sector. Expertise in cannabis including breach of contract issues, breach of fiduciary duty, financing & private equity, governance documents, 1031 exchanges, sale-leasebacks, broken development deals, partner disputes, receiverships (bankruptcy is not available for cannabis enterprises), investor disputes, and unregistered securities litigation. Former Series 65 registered investment advisor. Graduate of Wharton School – University of Pennsylvania - BS of Economics. Co-Captain of the wrestling team

Thomas G. Taliaferro, CIMA®, AIF®

San Diego, California
Securities & Investments, Financial - Breach of fiduciary duty, Uniform Prudent Investors Act, churning, suitability, broker/dealer standards and compliance, investment advisor, portfolio management, asset allocation, unauthorized trading, elder abuse, FINRA, financial advisor, financial planning, branch management, securities fraud
Financial advisor/portfolio manager with over 30 years’ professional experience including serving as a Senior Vice President for both Morgan Stanley and Wells Fargo Advisors. Extensive experience with high net-worth and ultra-high-net worth clients. Supervisory experience includes managing 55 financial advisors with accounts totaling in excess of $4 billion and addressing numerous employment issues at broker/dealers. Spotless compliance record. Have testified as an expert witness in AAA, FINRA and Superior court venues and deposition. Member of Securities Experts Roundtable and public speaker. Professional Designations: Wharton School Executive Education)-- Certified Investment Management Analyst Senior Financial Advisor Senior Branch Manager FINRA--Dispute Resolution Arbitrator Center for Fiduciary Studies--Accredited Investment Fiduciary IMCA--Certification--Fiduciary Best Practices Licenses Held: Series 7—General Securities License--1985 Series 3—National Commodities ...

Charles W Ranson Charles W. Ranson Consulting, Inc.

Fort Lauderdale, Florida
Banking, Securities & Investments - Trust & Estates, Fiduciary Duty, Breach of Fiduciary Duty, Prudent Investor Rule, Asset Management, Investment Management, Private Equity, Credit Products, Risk Management Derivatives, Corporate Fiduciaries, Family Offices, Alternative Investments, Multi-Family Offices, Trustee Fee Determination
As an expert witness, Ranson applies 35+ years of wealth management experience for attorneys with clear, concise, unbiased insight into complex issues in dispute between financial institutions, trustees, beneficiaries and investors. Ranson’s expertise includes national/regional banks offering private banking, trust and investment products regulated by the OCC, individual trustees, entrepreneurs, ultrahigh net worth investors and family offices. Go to www.charleswranson.com to view a video clip of Ranson.

Allison L Wood Legal Ethics Consulting PC

Chicago, Illinois
Legal - Legal Malpractice, Expert Witness, Legal Ethics, Breach of Fiduciary Duty, Professional Responsibility, Conflicts of Interest, Reasonable Fees, Attorney Misconduct, ARDC, Lawyer Liability, Ethics Rules
Allison L. Wood has 17+ years of experience interpreting and working with the Professional Rules of Conduct that govern attorneys. Her qualifications include: · Former Litigation Counsel, Illinois Attorney Registration and Disciplinary Commission · Former Hearing Board Chair, Illinois Attorney Registration and Disciplinary Commission · Investigated over 200 ethics complaints against attorneys · Prosecuted nearly 50 cases against attorneys accused of professional malfeasance · 10 years of representing attorneys accused of professional malfeasance · Frequent presenter on legal ethics and professional responsibility for MCLE programs · ABA Professional Responsibility and Ethics Committee Member · Illinois Supreme Court Standing Committee on Ethics and Professional Responsibility Member · Taught professional responsibility at both DePaul College of Law and The John Marshall Law School · 30 years experience as a practicing litigator

Kerry Campbell, CFA®, CFP®, AIFA® Kerry Campbell LLC

Staten Island, New York
Securities & Investments, Financial - Uniform Prudent Investor Act, UPIA, Prudent Investor Rule, Trust and Estates, Trustee Duty of Impartiality, Fiduciary Duty, Breach of Fiduciary Duty, Damages, Investment Suitability, Financial Planning, Portfolio Management, Asset Allocation, Investment Due Diligence, Hedge Funds, FINRA, Annuities.
Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides consulting services to financial institutions and investors. He has worked in investment research and portfolio management, as a Managing Director at Arden Asset Management, and as a Senior Vice President at Guggenheim Partners. He has worked in prime broker risk management as a Managing Director at Bear Stearns. Prior to that he worked as a commissioned registered representative, a funding officer and as a credit analyst/loan officer. Mr. Campbell received a Master of Business Administration in Finance from the University of Chicago Booth Graduate School of Business and a Bachelor of Science in Finance Summa Cum Laude from Fordham University Gabelli School of Business. He is an Approved FINRA Dispute Resolution Arbitrator, a Cha...