Financial Suitability
Contact this Expert Witness
- Company: Sole Proprietor
- Phone: 561-543-2162
- Cell: 561-543-2162
Specialties & Experience of this Expert Witness
General Specialties:
Securities & Investments and InsuranceKeywords/Search Terms:
Stock Trading, Annuities, Life Insurance, Option trading, Financial planning, Suitability, Bond Trading, Structured Products, Tax Harvesting, Mutual Funds, Long Term Care, Stop loss ordersEducation:
Bachelor of Arts, University of Miami; Doctorate of Law,Bachelor of Law, Glendale College of Law; Master of Science of Finance, College of financial Planning; Critical Elements of Consuting, WhartonYears in Practice:
42Number of Times Deposed/Testified in Last 4 Yrs:
NewAdditional Information
I worked for E.F. Hutton for 2.5 years as an investment advisor Prudential Bache for 9.5 years as an investment advisor Dean Witter/Morgan Staney for 21 years as an investment advisor, ASSISTANT Manager, and office Mutual Fund , Money Manager, Insurance coordinator Ameriprise Financial for 11 years In the Circle of Excellence. I have Taught at High School and College Financial Subjects Part of my services for my clients have not only been investing for them but also advising them on Estate Planning, Tax Planning and Insurance needs More Degrees Include: Doctorate of Law, Bachelor of Law , Masters in Finance, Behavioral Finance ,Bachelor of Arts. Past licenses include: Series 7, Series 10, Series 3, Series 63, Series 65, Mortgage Broker license, Real Estate license