Sec & Finra Regulations Expert Witnesses
Sec & finra regulations expert witnesses and consultants listed here may be able to form expert opinions, draft expert witness reports, provide expert witness testimony at deposition and/or trial as or serve as consulting (non-testifying) experts on sec & finra regulations. The sec & finra regulations expert witness listings on this page are typically from fields/areas of expertise such as: Financial and Securities & Investments.
View Full Profile
Jeb Wildschut, CFP CFE
Securities Expert - Former SEC Regulator
Fortress Wealth Consulting, Inc.
Denver, Colorado
Securities & Investments, Financial
-
Regulatory Compliance, Fiduciary Duty, Compliance Training & Education, Alternatives, SEC & FINRA Regulations, Due Diligence Requirements, Supervisory Oversight, Securities Practices, Portfolio Management, Branch Inspections, Financial Crimes, Compliance Program Development, Written Procedures, Reg Bi, Financial Investigations
Retained by both claimants and respondents for SEC, FINRA arbitrations, securities litigation, and court settings. Speaks with clarity and precision and his expert opinions are founded upon his years of experience and thorough understanding of industry rules, standards of professional conduct, and industry practices of the brokerage and investment management industries. Retaining counsel is supported by extensive research, expert witness reports, persuasive testimony, and years of industry, investment advisor, supervisory and fiduciary experience. Strong ability to identify the strengths and weaknesses of a case. Specialized in analyzing investment strategies, portfolio management, and fiduciary duties to deliver clear, authoritative insights in court. Proven track record of translating intricate investment concepts into compelling, evidence-based opinions for legal proceedings.
