22 Legal And Regulatory Compliance Expert Witnesses Found

Refrigeration, OSHA - Industrial process refrigeration, cold storage, ammonia, carbon dioxide, piping, insulation, design, design review, OSHA, EPA, mechanical code analysis.

I have 15 years' experience as a refrigeration contractor, followed by 18 years' experience as a graduate engineer in industrial refrigeration ammonia and CO2 applications up to 5,000 TR. My engineering experience includes design and project management positions with a D/B contractor, a large food processor, an A&E firm (Deputy Director of the Food & Beverage Group) and my current consulting business. I'm registered as a PE in 11 states and have an NCEES Record. Current committee service includes the International Institute of Ammonia Refrigeration (Standards-CM and Government Relations-VM) and the American Society of Heating, Refrigerating and Air-Conditioning Engineers (Std 15, TC 10.1, TC 10.3 and TC 10.5; VM on all). I have revised portions of chapter 2 in the 2014 and 2018 editions of the ASHRAE Refrigeration Handbook and am completing calculations of CO2 piping capacities in chapter 3....

Real Estate, Financial - hard money lending, private money lending, mortgage broker, mortgage lender, usury, consumer credit, agency, foreclosure, mortgage securities, mortgage pool, Department of Real Estate, Department of Financial Protection, mortgage licensing, consumer mortgage, construction loans, mortgage loans

Areas of Practice Legal Practice: Mortgage Lending, including business and consumer loan origination, licensing, compliance with California and federal lending laws, mortgage backed securities, and administrative defense Mortgage Broker Practice: Active mortgage broker since 2016, brokering tens of millions of dollars of mortgage loans per year, including conducting the application process, underwriting, loan disclosure, legal compliance, documentation, investment compliance and regulatory reporting. California Bar 1978 #81839 Department of Real Estate Broker 2016, Broker #02003304, NMLS #1600274 Professional Affiliations State Bar of California California Mortgage Association AV rated by Martindale.com Biography For the past 40+ years Dennis Doss has represented mortgaged lenders of all kinds as well as mortgage brokers who sell, fractionalize and market trust-deed secured investments to the public. Mr....

Critical Care Medicine, Legal Nurse Consulting - Critical Care, Trauma, Neuro Trauma ICU, Pre-op, Post-op, PACU. Post Anesthesia Recovery Room Nurse, Pulmonary Critical Care, Pressure Injuries, Urology, Vascular, Nurse Manager, Telemetry, Medical - Surgical, Neurology, Neuro Trauma, Brain Injury, Clinical Educator, Wound Care, Falls w/injury.

Our Attorney client's time and success are at the forefront of our main focus and goals.  Since time is a finite resource for Attorneys, we ensure our end product is intellectual and actionable, giving our clients maximum productivity for their firms.   Attorneys have little time to review medical charts, place information chronologically, and develop a summary of events to discover breaches in standards of care and regulatory compliance. Healthcare is a rapidly changing science; evidence-based practices should support clinical decisions. In healthcare there is a continuous rapid influx of new information, we work hard to ensure you are provided with the most up to date information to keep you clinically current.  ...

Emergency Medicine, Nurse - Emergency Medicine, Emergency Department Nurse, Legal Nurse Consulting, Nurse Expert, Medical Chronology, Wrongful Death, Medical Records Review, Medication Errors, Trauma, Stroke, STEMI, Pediatric Emergency Nursing, COVID-19, Standards of Care, HIPPA, Sepsis, GSW, Festivals, Cosmetic, Aesthetic.

...Hernandez completed the Legal Nurse Consultant Training Certificate program at California State University Long Beach, and serves as a Nurse Expert for both plaintiff and defense cases. Ms. Hernandez has 23 years of diverse experience in direct patient care, staff supervision and department operations. She is skilled at multitasking, prioritizing patient needs and daily assignments. Ms. Hernandez has expertise in adult and pediatric emergency nursing, medical aesthetics and special event/festival nursing. She is a seasoned nursing professional with excellent communication skills, both written and oral. She is efficient in navigating and analyzing the Electronic Medical Record. Nurse April utilizes her experience as a bedside and charge nurse to review medical records and create chronologies for ease of medical record review. Meticulous and detail oriented, she will analyze and identify breaches in nursing standards of care and regulatory compliance....

Computers, Cybersecurity - Computer, Digital Forensics, Discovery, Databases, Class Action, Hacking, Breach, Encryption Safe Harbor, Health Care Data, Digital Medical Records, HIPAA, PII

John Horst, CISSP®-ISSAP®, is the Managing Member for Technology and Innovation for Xanesti Technology Services, LLC. John has provided expert information technology consulting across several lines of business such as pharmaceutical development, medical billing, general liability insurance, clinical laboratory systems, mortgage financing, and automotive aftermarket products. John has provided cybersecurity engineering, software development, installation and training, and troubleshooting for 11 years in support of multiple U.S. Navy programs of record, including programs operating at both unclassified and secret levels. John maintains an active national security clearance at the SECRET level. John has taught information technology courses for the University of Phoenix (San Diego and Online campuses) and Coleman University (San Diego) where John pioneered the development of computer game software development instruction, now a core part of the Coleman curriculum....

Industrial Hygiene, OSHA - Industrial Hygiene, Health & Safety, Occupational Health, Indoor Air Quality, Biological Hazards, Chemical Hazards, Construction Safety, Valley Fever, COVID-19, Noise, Environmental, Laboratory Safety, Emergency Preparedness, OSHA, Certified Industrial Hygienist, Workers Compensation

Peter Jaramillo, CIH has 35+ years of experience in the fields of Occupational and Environmental Health & Safety. As co-owner and Principal Industrial Hygienist of Delta Bay Consultants, LLC, Peter provides the following services: (1) air & noise monitoring; (2) indoor air quality investigations; (3) health & safety programs; (4) hazard/risk assessments; (5) ergonomics surveys; (6) assessments of work practices, engineering controls, personal protective equipment, and emergency preparedness; (7) confined space and ventilation evaluations; (8) employee training/mentoring; (9) acting as a technical resource, subject matter expert, and regulatory liaison; and (10) Expert Witness Testimony and other Litigation Support on legal claims related to occupational health & safety. Peter has provided expert witness services for numerous cases involving exposures to Coccidioides immitis (the "Valley Fever" pathogen) in the Central Valley of California....

Securities & Investments, Banking - RIA, Broker Dealers, Banking, Lending, Estates, Trusts, Fiduciary, Securities, Crypto & Specialty Assets, Reg BI, Accredited, International, Firm Practice, Regulatory, Risk Management, 1031/DST, Complex Insurance Plans, FINRA, OCC, SEC, Forensic, Fraud, Human Resources, Case Strategy, Supervision.

With over 38 years of experience in the financial services industry, I currently hold the positions of President, Chief Compliance Officer, and Owner of Wealth Innovation, a boutique Registered Investment Adviser firm. Additionally, I am the founding advisor at Wealth Advocacy, a consultancy specializing in business and consumer financial services. I am the President, Founder, and Owner of Esoteric Advisors, a collaborative consulting and expert witness company that aims to foster a robust and extensive collegial network of fellow experts. My professional journey includes serving as a FINRA and court admitted expert witness. I have authored numerous expert reports, participated in depositions, and provided testimony in arbitration and court proceedings. My unwavering commitment to business and personal compliance, legal integrity, and creditworthiness is impeccable. I have held several significant positions with a major financial institution....

Legal, Securities & Investments - securities, corporations, antitrust, partnerships, limited liability companies, corporate governance, fiduciary duties, private offering, Rule 10(b)-5, Rule 506, brokers, suitability, know your customer, arbitration, freeze outs, oppression

A highly regarded legal consultant and expert witness, Professor Mark R. Lee is an expert in Securities Regulation, Corporations, Unincorporated Business Organizations, and Antitrust. He has provided consulting or expert witness services in connection with a wide variety of matters ranging from Rule 10(b)-5 liability, exemptions from registration, and compliance with SEC Rule 506 to fiduciary duties, corporate governance, “freeze outs,” and hostile takeovers to distributor terminations and revocation of hospital privileges. Professor Lee has taught at ten law schools in the United States, four in Europe. Currently, he is Professor-in-Residence and J. Lawrence Irving Senior Distinguished Teaching Fellow at the University of San Diego School of Law. He is the author of Organizing Corporate and other Business Enterprises, 6th ed. (LEXIS, 2000) (with L. Gross) [textually updated annually], Antitrust Law and Local Government (Greenwood Press 1985), and articles in academic journals....

Emergency Medicine, Nursing Administration - Clinical Nurse Manager, Regulatory Guidelines, Nursing Standards of Care, Medication Safety, Fall Prevention/Management, Hospital Policy and Procedure, Triage, CMS Standards, Emergency Medicine, Emergency Department Nurse, Emergency Room Nurse, Legal Nurse Consultant, ED Nurse Expert, COVID-19

...She has expertise in caring for patients of all ages and levels of care. Nurse McGranahan has extensive experience caring for patients with Stroke, Heart Attacks (STEMI), Trauma, Psychiatric and other sub-specialty emergencies. In addition, Ms. McGranahan is a Clinical Nurse Manager and frequently performs investigations regarding breaches in policy and/or standards of care. She has extensive knowledge of Emergency Department regulatory guidelines related to CMS and Joint Commission standards including nurse staffing ratios and nationally recognized clinical practice guidelines. Ms. McGranahan is meticulous and detail oriented, she will provide a comprehensive analysis to aid in your success. Kimberly utilizes her experience as a bedside nurse and clinical manager to review medical records for merit and create chronologies/summaries for ease of medical record review. In addition, she will analyze and identify breaches in nursing standards of care and regulatory compliance....

Banking, Risk Management - Policy, Commercial Credit Risk Management and Underwriting Standards, Covenants, Third Party Vendor Risk, Participations, Regulatory Compliance, Elder Financial Exploitation, Enforcement Actions, Audit, Cannabis Banking, Internal Controls, BSA AML, UDAAP, Regulation B, Standard Banking Practices

Dante Tosetti is a recognized expert in regulatory compliance and risk management for financial institutions. He has over twenty five years of experience within the Federal Reserve and commercial banking. As an executive for a national bank, Dante was successful in resolving numerous articles of a public enforcement action taken by The Office of the Comptroller of the Currency (“OCC”). As a Regulatory Liaison for a state member bank, Dante was formally recognized by as being ‘instrumental’ to a bank’s successful release from a public enforcement action taken by the Federal Reserve Bank of San Francisco. He was formerly a Bank Examiner with the Federal Reserve Bank of San Francisco where he led and supported safety and soundness examinations of community, regional, and large banks throughout the nine western states. At the Fed, he was a presenter for a national broadcast titled, "Commercial & Industrial Lending: Pitfalls and Risk Mitigants."...

Critical Care Medicine, Emergency Medicine - Quality Assurance, Staff Development, Trauma Nursing, Critical Care Nursing, Critical Care Transport, Trauma Transport, Nursing Administration, Sepsis, Core Measures

...I started at the bedside on Ortho-Neuro and have progressed through Open Heart, Neurotrauma and surgery, multi system trauma and Critical Care. I have been a supervisor and an administrator in all areas of nursing that I have practiced. I have flown rotor and fixed wing air ambulance doing scene response and interfacility transfer. I have extensive experience as a clinical preceptor and a classroom instructor, for paramedics, nursing students and nurses. I have extensive experience in Emergency Preparedness as well as practical experience in administration and emergency preparedness during COVID. I have taught basic and advanced life support. I also have thorough experience with regulatory compliance, survey readiness (JCAHO, AOA, ACHC) as well as encyclopedic knowledge of the governmental requirements for acute care hospitals....

Insurance - Bad Faith, Claims Handling, Bermuda Form, Casualty, Liability, Property, Directors and Officers, Errors and Omissions, reinsurance, Runoff, legacy, loss portfolio transfer, adverse development cover, Compliance

Previously served as senior executive in a global insurance/reinsurance Fortune 500 company with reporting lines to the General Counsel and the Audit Committee; providing guidance to professionals in Legal, Compliance, Underwriting, Claims, Risk Management, and Data; managed in-house lawyers, compliance professionals, claims lawyers, and data privacy officers; • Corporate insurance team co-leader for purchase of corporate Directors and Officers, Errors and Omission, and Cyber liability insurance, including strategy, negotiation, terms, and conditions, claims management, and Board reporting General Counsel for Global Litigation of global insurance and reinsurance group of companies • Reported to Audit Committee on major litigation, large losses, group exposures • Oversaw all major non-claims litigation against group companies • To ensure consistency across group companies, provided overall guidance and strategy on large loss events • As senior lawyer supporting Claims Department, served...

Nursing Home Administration, Risk Management - Operational, Risk Management , Regulatory Compliance, Policy Development , Legal Mediation , Budget Management , Human Resources , Long term , Geriatric, Skilled Nursing , Staffing , Recruitment , Standard of Care , Abuse & Neglect, Infection Control , Union , Leadership , NHA , Expert Witness

As a seasoned expert witness, licensed nursing home administrator, CEO and owner of a healthcare recruitment and staffing company, I possess a wealth of knowledge and skills that are highly relevant to the long-term care industry. My extensive experience includes a broad range of specialties such as operational and risk management, regulatory compliance, COVID-19 policies, implementation and development of policies and procedures, legal mediation, budget management, human resources, safety hazards, social services, quality assurance and improvement, contract management, leadership and program development, and union and collective bargaining agreements. I am committed to providing my clients with the highest quality of service and support. With my passion for healthcare and dedication to excellence, I am confident that I can make a positive difference in the lives of those I serve.

Substance Abuse, Mental Health - Behavioral Health, Patient Outcomes, Overdose, Quality Assurance, Policies and Procedures, Alcoholism, Substance Abuse, Substance Use Disorder, Medication Assisted Treatment, Clinical Director, Chief Clinical Officer, Licensed Clinician, Compliance

I am a Licensed Clinical Social Worker (LCSW) and Certified Addiction Professional (CAP) and have been in the field of Addiction and Mental Health for approximately 10 years. Recently, I oversaw approximately 20 treatment centers as the Vice President of Patient Outcomes of a large national Substance Use Disorder and Mental Health Company. My role included compliance, policies and procedures, ensuring positive patient outcomes, and developing and implementing programs to ensure patient safety and ethical practices as well as clinical innovation. I worked as a clinical director and Vice President overseeing several facilities handling any litigation with in-house counsel and worked on multiple cases during my years at a previous company doing chart and case review, depositions and etc for various legal issues that arose over the many years that I was in clinical leadership....

Physician Assistant, Emergency Medicine - Emergency Medicine and Urgent Care: Dr. Cannell can testify himself for PAs and NPs as well as provide malpractice case merit review, expert witness, deposition, and expert testimony.

...Additional experience in Orthopedics, Urgent Care, Internal Medicine, Hospitalist Medicine, and Critical Care Medicine. He has been recognized by the AAPA as a Distinguished Fellow due to tiredness dedication to the PA profession and years of serving his community. He has served as an adjunct clinical instructor in Emergency Medicine at Tufts School of Medicine since 2015 and has been a community Emergency Medicine PA Educator since 2007. He has spent the last 5 years also serving as a legal consultant/expert witness on both the plaintiff and defense sides in addition to full-time clinical duties. Dr. Cannell has been a lead PA in the Emergency Department and Co-Chief of APCs all within South Shore Health System. He can testify himself for PAs and NPs as well as provide malpractice case merit review, expert witness, deposition, and expert testimony. Dr. Cannell reviews cases objectively with an eye on the standard of care....

Cannabis, Laboratories & Testing - Laboratory, Cannabis, Marijuana, Compliance, Regulatory, Cannabinoid, THC, Potency, Contaminant, Quality Management System, Audit, ISO 17025, FDA, Clinical, DNA, Molecular, Genetic, Testing

...Opie is a previous founder of multiple analytical testing laboratories in both clinical diagnostics and cannabis compliance testing. He has been a plaintiff, defendant, and cannabis laboratory testing expert witness in multiple legal matters. Since 2018 he has been advising laboratory owners and investors about regulatory, quality, scientific, and business operations issues. In addition to being a regular invited speaker at national conferences, He is also the editor and contributing author to the textbook, "Cannabis Laboratory Fundamentals". Dr.Opie has written a variety of articles around laboratory operations including: Cannabis Laboratory Planning, Design, Licensing, Instrumentation, and Staffing, A Hemp Growers Guide to Compliance Testing for THC and CBD Levels, A Guide to Preparing Cannabis Laboratory Business License Applications, and How to Start a Cannabis Testing Lab: A Step-by-Step Guide. Dr....

Securities & Investments, Insurance - Ponzi Schemes, FINRA Expert Witness, FINRA Arbitration Expert Witness, Securities Expert Witness, Mutual Fund Expert Witness, FINRA Arbitrator, Fiduciary Expert Witness, Securities Compliance Expert Witness, Annuity Expert Witness, Options Expert Witness, Securities Fraud Examiner, Annuity Expert

...Robert Lawson has 40 years of experience in the financial services industry with securities, investments, retirement plans, and insurance and in a professional capacity as a registered representative, financial advisor, investment fiduciary, branch manager, securities, and options principal. He is the President and Chief Compliance Officer of Barrington Capital Management, Inc., a Registered Investment Advisory (RIA) firm he established in 1988. He also serves as the President and Managing Principal of Barrington Financial Consulting Group, Inc., a securities and insurance litigation consulting firm with experienced testifying and consulting experts. Mr. Lawson proudly serves as a FINRA and NFA Arbitrator (FINRA Chair-Qualified) and a FINRA Mediator where he presides over industry and public disputes pertaining to breach of fiduciary duties, negligence, failure to supervise, misrepresentation, breach of contract, monetary damages, and employment issues....

Nurse, Legal Nurse Consulting - Nursing Standard of Care, Nursing Administration, Ambulatory Surgery, Surgical and Perioperative Nursing, Traumatic Brain Injury, Hospital Risk Management, Fall and Pressure Ulcer Prevention, Wound Care, Medication Safety, Nursing Home, Home Healthcare, Hospital Policy, Regulatory Compliance

...Persky RN, MBA, PhD, CLNC, is a experienced nurse with over 40 years of broad adult care experience and 25 years of Senior Leadership in Healthcare Organizations. Dr. Persky served most recently as Vice-President of Nursing and Patient Care Services for New York Presbyterian Hospital at Columbia University Medical Center. For nine years, she was responsible for Patient Care Leadership and Risk and Quality Management for this 750 bed academic hospital. Currently, Dr. Persky serves hospitals in an interim management and consulting capacity and as a Certified Legal Nurse Consultant and Expert Witness for medical malpractice and personal injury cases serving plaintiff and defense attorneys....

Nursing Administration, Medical Management - Medication errors, patient falls, restraints, restrictive interventions, central lines, infection prevention, infection control, CLABSI, CAUTI, pressure ulcers, bedsores, informed consent, HIPAA, staffing, delegation, scope of care, sedation, endoscopy, radiology, critical care, ICU

I am a Registered Nurse leader with a Master’s Degree and professional certification in Nursing Leadership. With strong bedside and management experience in Critical Care and procedural departments, I have dedicated many years to ensuring quality and compliance in high-performing patient care areas. This includes addressing patient care issues such as patient falls, pressure ulcer prevention, physical restraints, infection prevention, and procedural sedation; regulatory issues such as HIPAA, scope of care, delegation, and informed consent; and evaluating the circumstances around adverse events such as medication errors, patient misidentification, and incorrect execution of orders. I have precepted new hires, developed onboarding programs, and been extensively involved with hiring, performance evaluations, disciplinary steps, and maintaining a just culture. I am comfortable and experienced with documentation audits and medical record chart review....

Aviation & Aerospace, Safety - Air Carrier Access Act, Flight Attendant Emergency Procedures, Training and Program Development, Investigation of Inflight Cabin Emergencies; medical incidents, turbulence, evacuations, fire, etc., Passenger/Cabin Crew Illness/Injury, Threat Error Management, Safety Management Systems, Human Factors

Expert witness, consultant, program developer, trainer and internationally recognized speaker on commercial airline flight attendant and gate personnel training, performance, safety and FAA regulatory compliance. More than 40 years of experience in the commercial aviation industry; holding such positions as: Manager of Health, Safety and Security for Inflight Division, Senior Inflight Safety Investigator, Emergency Procedures Instructor for pilots and flight attendants, Station Manager, flight attendant and customer service supervisor. Other aviation roles included Chairperson of an FAA supported Aviation Safety Action Program for flight attendants, member of the Air Transport Association (A4A)Cabin Operations Committee and co-developer of Passenger Incident Review Committee process for a major global airline....

Pharmaceutical Regulation, Warnings & Labels - Pharmaceutical Industry, Drug Development, Product Labeling, Regulatory Labeling, Prescribing Information, Indications, Dosage, Contraindications, Warnings, Precautions, Adverse Experiences, Regulatory Compliance, Safety, FDA, Off-label Use

Ethical Full Lifecycle Labeling/Prescribing Information That Never Cuts Corners For Pharmaceutical Giants Merck, Shire, and J&J: Labeling strategy and leadership that brings product labeling and products to market supporting vaccines and treatments for infections, internal medicine, oncologic, and rare diseases. These include life-saving, ground breaking, and first-of-its-kind products. Bring decision makers across divisions to the table to negotiate resolution of labeling issues - leading to the creation, revision, and maintenance of clear and compliant product labels that educate health care professionals and patients in the US, EU, Japan, and Rest of World. Gain consensus and champion proactive consensus-building across Research, Statistics, Regulatory, Joint Ventures, Legal, and Marketing on labeling - laser-focused on the bottom line: “What do the doctor and patient need to know?”...

Transportation, Security - hazardous materials, dangerous goods, chemicals, railroad, truck cargo tank, security, grade crossing, derailment, mechanical , signal, operations, track, locomotive, tank car, packaging, accident reconstruction and investigation, Federal Railroad Administration

BIOGRAPHICAL QUALIFICATIONS I am an expert in railroad safety and particularly in the hazardous materials (hazmat or HM) discipline of regulations contained in 49 CFR Parts 100-199 and also qualified to enforce Parts 200-299. I have worked in the industry for 57 years. My career began as a locomotive fireman and engineer on the Erie Lackawanna Railroad on September 6, 1967. I was subsequently promoted to Trainmaster-Road Foreman of Engines on the Consolidated Rail Corporation (aka, Conrail) in 1977. In 1983 was hired by the U.S. Department of Transportation / Federal Railroad Administration (FRA) as a Hazardous Materials (HM) Inspector. In 1991 I was again promoted as a HM Specialist to the FRA Headquarters in Washington, D.C. where I remained until my retirement at the conclusion of my government career in 2010....