Investment Fraud Expert Witnesses

San Diego, California

Securities & Investments, Financial - Securities Fraud, Breach of Fiduciary Duty, Standard of Care, Investment Fraud, NAV / Valuation Disputes, Financial Services Fraud, Investment Fund Disputes, Conflicts of Interest, Regulatory Compliance, FINRA Arbitration, Misrepresentation, Negligence, Fee Disputes, Due Diligence, Derivatives, AML, Hedge Funds, PPM, Side Letters, CFTC

Patrick Kelly provides expert analysis in complex financial matters involving financial services and securities fraud, breach of fiduciary duty, conflicts of interest, valuation disputes, fee disputes, disclosure practices, and regulatory compliance. He is available for case review, merit analysis, consulting, expert report preparation, rebuttal analysis, and testimony. His hedge fund management, financial regulatory, and fiduciary experience, combined with his engineering background, provide a disciplined analytical approach to complex financial matters. He is a Registered Investment Adviser (RIA) representative and former hedge fund founder and manager with experience in suitability, valuation, regulatory compliance, and derivatives. He oversaw all aspects of hedge fund operations, including structuring, governance, offering and disclosure documents, portfolio management, financial reporting, investor communications, and fund winddown. He has successfully completed three routin...

Frisco, Texas

Fraud, Financial - Bank Fraud, Loan Fraud, Securities Fraud, Investment Fraud, Embezzlement, Internal Theft, Elder Financial Exploitation, Ponzi Scheme, Wire Fraud, Mail Fraud, Fiduciary Misconduct, Mortgage Fraud, Commercial Loan Fraud, Consumer Loan Fraud, Financial Crime, AML/BSA Breaches

Steven D. Overby is a financial forensics and fraud expert with over 20 years of federal law enforcement experience investigating complex financial crimes. His work has led to more than 100 criminal convictions and nearly $1 billion in court-ordered restitution. Mr. Overby specializes in the expert forensic analysis of financial crimes, including bank and loan fraud, securities fraud, wire fraud, embezzlement, and elder financial exploitation. He has led high-profile investigations in coordination with U.S. Attorneys’ Offices and other federal enforcement agencies. His federal service includes Special Agent roles within the criminal investigation divisions of the Federal Deposit Insurance Corporation and the U.S. Department of Labor’s Office of Labor Racketeering and Fraud Investigations. He provides expert consulting and litigation consulting to law firms nationwide, including financial document analysis, fraud reconstruction, expert reports, trial preparation, and expert witness...

Federal Way, Washington

Financial, Investigation - Fraud, Bank Fraud, SBA Fraud, Loan Fraud, Elder Abuse, Government Contracting Fraud, Asset Tracing, Litigation Support, Consulting, Qui Tam, Investment Fraud, Investigation-Case Review, White Collar Crimes, Whistleblower, Criminal Defense, Civil Fraud, False Claims Act, False Claims, Embezzlement, Bankruptcy Fraud

Over 26 years as a federal agent conducting complex white collar investigations involving bank and loan fraud, SBA Program Fraud, bankruptcy fraud, contract fraud, money laundering, mortgage fraud, and real estate fraud. For the last 6 years, as a consultant, Certified Fraud Examiner and Private Investigator (WA), Kari's focus has been on these same specialties, with additional work in investment fraud, elder financial exploitation cases, divorce cases, and finding assets.