Compensation Conflicts Expert Witnesses
Compensation conflicts expert witnesses and consultants listed here may be able to form expert opinions, draft expert witness reports, provide expert witness testimony at deposition and/or trial as or serve as consulting (non-testifying) experts on compensation conflicts. The compensation conflicts expert witness listings on this page are typically from fields/areas of expertise such as: Arbitration/Mediation and Securities & Investments.
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Jason L Thompson
Securities Expert – FINRA & Advisor Conduct
Trust But Verify
Columbus, Ohio
Securities & Investments, Arbitration/Mediation
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Securities litigation, FINRA arbitration, Advisor suitability, Investment products, Structured notes, Annuities, Buffered ETFs, Complex derivatives, Advisor conduct, Compensation conflicts, Reg BI violations, Trading and execution quality
Jason L. Thompson is an investment professional with over two decades of experience in trading, portfolio management, and advisor support. Through Trust But Verify, he provides expert witness and consulting services focused on advisor conduct, product suitability, compensation conflicts, and trading practices in FINRA arbitration and civil litigation.
Relevant Experience:
Investment Manager for an Ameriprise Private Wealth Advisory practice managing $400M+ in client assets
Firsthand experience with advisor documentation, compliance, and operational workflows
Fifteen years in institutional fixed-income trading and structured products with firms including Lancaster Pollard, Huntington Investment Company, UBS, National City Bank, and Fidelity Investments
Executed and distributed structured notes, municipal bonds, and derivatives across retail and institutional markets
Areas of Expertise:
Advisor conduct, suitability, and compensation structures
Derivatives modeling and trading
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