17 Registered Representative Expert Witnesses Found

Building Inspection, Construction - Roof, Roofing, roof inspection, roof defect, roofing expert, Roof moisture scan, Roof testing, Roof Compliance, Roof leak investigation

...Education, Training, and Certifications • SEAK Expert Witness Training (2023) • Certified Mental Health First Aid Provider (2022) • NRCA Concrete Roof Tile Assessor (2022) • State of Arizona Proclamation (2022) • AFA Representative (2022) • NCCER and NRCA Roofing Textbook Revision Committee Member (2021) • NCCER Subject Matter Expert (2021) • NCCER Master Trainer (2021) • NCCER Certified Instructor (2021) • NCCER Roofing Craft Trainer (2021) • NCCER Curriculum Performance Evaluator (2021) • NCCER Curriculum Proctor (2021) • NRCA Committee Member (2023) • Authorized NRCA Trainer (2021) • Founder and Past President of the Arizona IIBEC Chapter (2019) • Registered Roof Observer (2019 – 2021) • OSHA Authorized Trainer (2019) • HAAG Certified Residential Roof Inspector (2010) • ACPE Chaplaincy Training (2005 – 2006) • Associate in visual communication, Collins College • HVAC Training, Salina Area Vo Technical School • Psychology Courses, Liberty University and Mesa Community College

Securities & Investments, Banking - RIA, Broker Dealers, Banking, Lending, Estates, Trusts, Fiduciary, Securities, Crypto & Specialty Assets, Reg BI, Accredited, International, Firm Practice, Regulatory, Risk Management, 1031/DST, Complex Insurance Plans, FINRA, OCC, SEC, Forensic, Fraud, Human Resources, Case Strategy, Supervision.

With over 38 years of experience in the financial services industry, I currently hold the positions of President, Chief Compliance Officer, and Owner of Wealth Innovation, a boutique Registered Investment Adviser firm. Additionally, I am the founding advisor at Wealth Advocacy, a consultancy specializing in business and consumer financial services. I am the President, Founder, and Owner of Esoteric Advisors, a collaborative consulting and expert witness company that aims to foster a robust and extensive collegial network of fellow experts. My professional journey includes serving as a FINRA and court admitted expert witness. I have authored numerous expert reports, participated in depositions, and provided testimony in arbitration and court proceedings. My unwavering commitment to business and personal compliance, legal integrity, and creditworthiness is impeccable. I have held several significant positions with a major financial institution....

Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards

...Expert Witness & Dispute Resolution 34 years Registered Architect 44 years Construction Executive 28 years Owner Representative 24 years Fred leverages his in-depth experience of leading cross-discipline teams of design & engineering professionals and construction management teams when presenting detailed opinions and support information in an understandable way. Fred’s work has included community boards, governing agencies, investors, General Services Administration - Offices of the Inspector General, FBI, multiple state courts (including Indiana, Illinois, California, Georgia, Florida, and New York), the New York County District Attorney’s Office (Labor Racketeering Unit, Construction Industry Strike Force), the New York City Office of Administrative Trials & Hearings, and the City of New York Police Department (District Attorney’s Office Squad)....

Human Factors, OSHA - Warnings Design & Testing , OSHA, Product Safety, Industrial Safety, Chemical Safety, HazComm & FHSA labeling requirements, Electrical Safety, Construction Safety, Fall Protection, Personal Protective Equipment, Consumer Product Safety, Human Factors, Perception-Reaction time, Backup Alarm

...Purswell is a Registered Professional Engineer and a Certified Professional Ergonomist. He has designed and tested on-product warning labels as well as product instructions for consumer and for industrial products. He has published several papers on the use of OSHA's "General Duty" clause to cite employers for ergonomics hazards. He has also published several papers evaluating the effectiveness of backup alarms. With his CSU-Pueblo students, he has published papers on hazard analyses of consumer and industrial products. Dr. Purswell has performed usability testing on medical devices, including developing the test protocols and conducting usability testing with different populations. Dr. Purswell & his co-authors were named as Finalists for the 2014 Health Devices Award Achievement by the Emergency Care Research Institute. Dr. Purswell has been retained by attorneys around the US to evaluate the ergonomics and safety aspects of matters in litigation....

Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards

...Expert Witness & Dispute Resolution 34 years Registered Architect 44 years Construction Executive 28 years Owner Representative 24 years Fred leverages his in-depth experience of leading cross-discipline teams of design & engineering professionals and construction management teams when presenting detailed opinions and support information in an understandable way. Fred’s work has included community boards, governing agencies, investors, General Services Administration - Offices of the Inspector General, FBI, multiple state courts (including Indiana, Illinois, California, Georgia, Florida, and New York), the New York County District Attorney’s Office (Labor Racketeering Unit, Construction Industry Strike Force), the New York City Office of Administrative Trials & Hearings, and the City of New York Police Department (District Attorney’s Office Squad)....

Safety, Oil and Gas - Oil & Gas, Pipeline, Electrical, Safety Engineering, Arc Flash/NFPA 70E, OSHA, Accident Investigation, Falls, Equipment, Machinery, Accident Reconstruction, Construction, Industrial Plants, Worker's Compensation, Safety Inspection, Safety Management, Training, Employee, Workplace Safety, Toxic Tort.

...Janine McCartney is a Safety Engineer with designation as a Certified Safety Professional, Construction Safety and Health Technician, Registered Professional Industrial Hygienist, and Certified Safety Instructor (Master's Level). Dr. McCartney has held Management safety positions and a Safety Officer II position with OSHA Consultation. She worked for 11 years in the oil & gas industry and pipeline industry on large multi-state pipeline construction projects and as an exploration geologist (onshore and offshore). Dr. McCartney has taught for Texas A&M-Texas Engineering Extension as Adjunct Faculty and teaches the OSHA 10 and 30 hour General Industry and Construction courses for OTI. Her career spans 40 years. Please see her two podcasts on AM Best about Ghostwriting: What an Expert should never allow and Wrongful Expert Designations: What Claims Examiners should know-April 2022....

Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards

...Expert Witness & Dispute Resolution 34 years Registered Architect 44 years Construction Executive 28 years Owner Representative 24 years Fred leverages his in-depth experience of leading cross-discipline teams of design & engineering professionals and construction management teams when presenting detailed opinions and support information in an understandable way. Fred’s work has included community boards, governing agencies, investors, General Services Administration - Offices of the Inspector General, FBI, multiple state courts (including Indiana, Illinois, California, Georgia, Florida, and New York), the New York County District Attorney’s Office (Labor Racketeering Unit, Construction Industry Strike Force), the New York City Office of Administrative Trials & Hearings, and the City of New York Police Department (District Attorney’s Office Squad)....

Banking, Securities & Investments - Trust & Estates, Corporate Trustees, Individual Trustees, Trust Beneficiaries, Estate Executors/Personal Representatives, Estate Beneficiaries, Trustee Duty of Loyalty, Trustee Duty of Impartiality, Trustee Duty to Account Trustee Fee Litigation, Prudent Investor Rule, Trustee Duty of Prudence

...Counsel that engages my services typically represents corporate and individual trustees, trust beneficiaries, estate personal representatives/executors, estate beneficiaries, registered investment advisors, ultra-high net worth investors, and family offices. In assisting plaintiff or defense counsel in trust and estate litigation claims of breach of fiduciary duty my liability analysis is conducted in light of state probate statutes, terms of the trust instrument, and the prevailing customs and practices in corporate fiduciary services. Each case is analyzed in light of the facts and circumstances alleged/defended in the matter and the corresponding fiduciary standard of care applied to the case allegations, facts, and circumstances. www.charleswranson.com to view a video clip of Ranson.

Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards

...Expert Witness & Dispute Resolution 34 years Registered Architect 44 years Construction Executive 28 years Owner Representative 24 years Fred leverages his in-depth experience of leading cross-discipline teams of design & engineering professionals and construction management teams when presenting detailed opinions and support information in an understandable way. Fred’s work has included community boards, governing agencies, investors, General Services Administration - Offices of the Inspector General, FBI, multiple state courts (including Indiana, Illinois, California, Georgia, Florida, and New York), the New York County District Attorney’s Office (Labor Racketeering Unit, Construction Industry Strike Force), the New York City Office of Administrative Trials & Hearings, and the City of New York Police Department (District Attorney’s Office Squad)....

Midwife, Obstetrics & Gynecology - Obstetrics, Labor & Delivery, Birth Injury, Birth Trauma, Maternal Morbidity & Mortality, Shoulder Dystocia, Fetal Heart Rate, Hemorrhage, Prenatal Care, Intrapartum Care, Postpartum Care, Women's Health, Neonatal Care, Newborn Tongue Tie Revisions, Limited OBGYN Sonography, Cesarean First Assisting

...I am a Certified Nurse Midwife, Women’s Health Nurse Practitioner, Clinical Nurse Leader, and Registered Nurse. I am certified through the American Midwifery Certification Board, North American Registry of Midwives, and National Certification Corporation. I am also certified in electronic fetal monitoring, basic life support, neonatal transitioning (STABLE), and neonatal resuscitation (NRP). I am skilled to first assist in cesarean surgeries, and perform limited OB-GYN sonography. I have been a clinical assistant professor at an academic medical center. I launched and directed a faculty midwife service for midwives to educate OBGYN residents and medical students at another large facility. I have personally taught OBGYN residents, medical students, midwives, nurse practitioners, nurses, and doulas in clinical and didactic settings. I have been a principal investigator and advisor for OBGYN resident research projects. I have been an assistant professor at Touro University California....

Securities & Investments, Insurance - Ponzi Schemes, FINRA Expert Witness, FINRA Arbitration Expert Witness, Securities Expert Witness, Mutual Fund Expert Witness, FINRA Arbitrator, Fiduciary Expert Witness, Securities Compliance Expert Witness, Annuity Expert Witness, Options Expert Witness, Securities Fraud Examiner, Annuity Expert

...Robert Lawson has 40 years of experience in the financial services industry with securities, investments, retirement plans, and insurance and in a professional capacity as a registered representative, financial advisor, investment fiduciary, branch manager, securities, and options principal. He is the President and Chief Compliance Officer of Barrington Capital Management, Inc., a Registered Investment Advisory (RIA) firm he established in 1988. He also serves as the President and Managing Principal of Barrington Financial Consulting Group, Inc., a securities and insurance litigation consulting firm with experienced testifying and consulting experts. Mr. Lawson proudly serves as a FINRA and NFA Arbitrator (FINRA Chair-Qualified) and a FINRA Mediator where he presides over industry and public disputes pertaining to breach of fiduciary duties, negligence, failure to supervise, misrepresentation, breach of contract, monetary damages, and employment issues....

Insurance, Financial - Life Insurance, Health Insurance, Disability Insurance, Financial Planning, Life Insurance Funding, Policy Valuation

...He is an investment Advisor Representative (IAR). As of August 2022 Retired as a Register Representative but am maintaining all insurance licensing.

Securities & Investments, Financial - Uniform Prudent Investor Act, UPIA, Trust and Estates, Trustee Duty of Impartiality, Fiduciary Duty, Breach of Fiduciary Duty, Damages, Investment Suitability, Financial Planning, Portfolio Management, Asset Allocation, Investment Due Diligence, Divorce, Matrimonial, Hedge Funds, FINRA, Annuities.

...Prior to that he worked as a commissioned registered representative, a funding officer and as a credit analyst/loan officer. Mr. Campbell received a Master of Business Administration in Finance from the University of Chicago Booth Graduate School of Business and a Bachelor of Science in Finance Summa Cum Laude from Fordham University Gabelli School of Business. He is an Approved FINRA Dispute Resolution Arbitrator, a Chartered Financial Analyst®, a CERTIFIED FINANCIAL PLANNER™, an Accredited Investment Fiduciary Analyst™ and a Securities Experts Roundtable Member. He has held the following licenses: Series 7 – General Securities Representative, Series 55 – Equity Trader Representative, Series 63 – New York Uniform Agent and Series 65 – Uniform Investment Adviser. Mr. Campbell has served as a financial expert witness on behalf of plaintiffs and defendants in litigations and claimants and respondents in arbitrations....

Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards

...Expert Witness & Dispute Resolution 34 years Registered Architect 44 years Construction Executive 28 years Owner Representative 24 years Fred leverages his in-depth experience of leading cross-discipline teams of design & engineering professionals and construction management teams when presenting detailed opinions and support information in an understandable way. Fred’s work has included community boards, governing agencies, investors, General Services Administration - Offices of the Inspector General, FBI, multiple state courts (including Indiana, Illinois, California, Georgia, Florida, and New York), the New York County District Attorney’s Office (Labor Racketeering Unit, Construction Industry Strike Force), the New York City Office of Administrative Trials & Hearings, and the City of New York Police Department (District Attorney’s Office Squad)....

Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards

...Expert Witness & Dispute Resolution 34 years Registered Architect 44 years Construction Executive 28 years Owner Representative 24 years Fred leverages his in-depth experience of leading cross-discipline teams of design & engineering professionals and construction management teams when presenting detailed opinions and support information in an understandable way. Fred’s work has included community boards, governing agencies, investors, General Services Administration - Offices of the Inspector General, FBI, multiple state courts (including Indiana, Illinois, California, Georgia, Florida, and New York), the New York County District Attorney’s Office (Labor Racketeering Unit, Construction Industry Strike Force), the New York City Office of Administrative Trials & Hearings, and the City of New York Police Department (District Attorney’s Office Squad)....

Oil and Gas, Engineering - Pipeline, PHMSA, Pipeline Safety, Integrity Management, IMP, TRRC, Pipelines, Gas Pipeline, Oil Pipeline, Oil & Gas Pipelines, 49 CFR 192, 49 CFR193, 49 CFR 195, United States, Canada, North American, Safety Management Systems, Project Management, Contracts

...Moody has represented both plaintiffs and defendants on a variety of cases both in the courtroom and through expert opinion reports. Mrs. Moody’s retained engagements as an independent Engineering Expert have resulted in favorable resolutions for 100% of her clients to date. Mrs. Moody is an effective communicator who excels at presenting complex information simply, both written and verbally. As Principal Engineer, she excels in the development, implementation, and optimization of Integrity Management Programs (IMP) in addition to the engineering and execution of the integrity program’s individual elemental components. Her ability to interface with individuals from field to executive personnel and lead effectively in order to drive change sets her apart. She has gained encompassing operations engineering knowledge spanning the full life cycle of midstream projects....

Arborist, Environmental - arborist, tree risk, tree appraisal , tree valuation, environmental restoration, habitat restoration, tree forensics

... As of January 2021, there are 14 ASCA Registered Consulting Arborists (RCA) and 30 ISA Board Certified Master Arborists (BCMA) in Washington out of 417 ISA Certified Arborists. Only 7 individuals hold both the RCA and BCMA credentials together. Roughly 300 professionals hold both credentials nationwide, as of January 2021.  Attended and passed first Tree & Plant Appraisal Qualification training by ASCA. Less than 200 hold this credential nationwide, as of December 2023.  Routinely provide expert opinion and testimony on arboricultural, horticulture and vegetation management to areas of legal practice that include land use, real estate, trespass, negligence, and personal injury. Retained as expert witness on over 60 projects and have provided sworn testimony approximately 25 times.  Experienced as expert witness for both Plaintiff and Defendant....