10 Regulatory Oversight Expert Witnesses Found

Banking - Credit Union turn-around CEO, operational expert, fraud detection, regulatory compliance, lending expert, compliance expert

...• Experience in completing regulatory compliance requirements efficiently and ahead of schedule. • Effective communicator and negotiator: o Repaired corporate reputation with members, staff, regulators, vendors, and credit union community. o Lease negotiations, vendor contracts, complicated litigious strategy and execution. o Excellent presentation skills. Featured speaker at national ALM, state and NCUA conferences. • Successfully managed facility relocation, capital improvement, and fixed asset resource reallocation. Finance and Accounting • Chief Financial Officer responsible for accounting and finance, budgeting, ALM, investments, collections, resource allocation, and capital improvements. • Experience restructuring failing investment portfolios to minimize interest rate risk and maximize earnings. • Budget and Net Worth Restoration Plan development, implementation, oversight and variance reporting to Boards of Directors and regulatory agencies....

Industrial Hygiene, OSHA - Industrial Hygiene, Health & Safety, Occupational Health, Indoor Air Quality, Biological Hazards, Chemical Hazards, Construction Safety, Valley Fever, COVID-19, Noise, Environmental, Laboratory Safety, Emergency Preparedness, OSHA, Certified Industrial Hygienist, Workers Compensation

...As co-owner and Principal Industrial Hygienist of Delta Bay Consultants, LLC, Peter provides the following services: (1) air & noise monitoring; (2) indoor air quality investigations; (3) health & safety programs; (4) hazard/risk assessments; (5) ergonomics surveys; (6) assessments of work practices, engineering controls, personal protective equipment, and emergency preparedness; (7) confined space and ventilation evaluations; (8) employee training/mentoring; (9) acting as a technical resource, subject matter expert, and regulatory liaison; and (10) Expert Witness Testimony and other Litigation Support on legal claims related to occupational health & safety. Peter has provided expert witness services for numerous cases involving exposures to Coccidioides immitis (the "Valley Fever" pathogen) in the Central Valley of California....

Securities & Investments, Banking - RIA, Broker Dealers, Banking, Lending, Estates, Trusts, Fiduciary, Securities, Crypto & Specialty Assets, Reg BI, Accredited, International, Firm Practice, Regulatory, Risk Management, 1031/DST, Complex Insurance Plans, FINRA, OCC, SEC, Forensic, Fraud, Human Resources, Case Strategy, Supervision.

...My functional areas of oversight included consumer and business loan portfolios, insurance and investment partners, and various other business lines of production. In my capacity as a Wealth Manager, I managed a credit, investment, and fiduciary portfolio valued at over $5 billion in assets. The revenues generated by these relationships amounted to over $3 million dollars annually. I have successfully collaborated with regulatory agencies, law enforcement, and multinational entities on cross-border matters. As an entrepreneur, I have established several consulting firms serving both consumers and businesses. Furthermore, I take pride in my accomplished public speaking skills, honed over eight years of competitive speech and debate. Hold Series 7 and 66. Practicing Investment Advisor Representative. California Real Estate, Health, Life, and Disability Licenses. Voting Member of the Securities Experts Roundtable (SER)....

Psychology, Nursing Home Administration - Pediatric and Adolescent Inpatient Standard of Care, Regulatory Operations, Compliance, Oversight, Budget Implementation, Restraint and Seclusion, Employee Evaluation, Film Consultant, Social Services Supervision, CARF Standards, Education Integration for Inpatients, Administration

Natalie Spiteri-Soper, Psy. D. is a licensed clinical psychologist and skilled nursing home administrator in Los Angeles. She began her career in San Bernardino County and currently works in Los Angeles County. As a senior administrator for Star View Adolescent Center in Torrance, California, Dr. Spiteri-Soper cares for the most challenging and traumatized adolescents in the state. These patients require the highest level of intensive services available. Dr. Spiteri-Soper strives for quality customer service for clients and families, as well as for the wellness of the staff that provides services in the agency. Dr. Spiteri-Soper has worked for 20 years as a clinical and administrative leader in a wide range of secure residential settings in the behavioral health industry. She is a member of the executive team of the Stars Behavioral Health Group, whose motto is “Partnering with People for Positive Change.” She has compassion for people who have experienced significant and complex trauma...

Insurance, Business Operations - Life insurance, annuities, agent licensing, appointment, commissions, terminations, contracting, regulatory requirements, operations, customer service, call centers, home office administrative processes, technology, compliance, file review

...Expert consultant backgrounds and experience include: • management of life insurance company interactions with agents/brokers/producers • management of various life insurance and annuity home office administrative functions • detailed knowledge of systems supporting insurance company operations and policy servicing • state & federal regulatory compliance • oversight of complex data production for large-scale audits Areas of expertise include: • life insurance agent/broker/producer licensing, appointment, commissions, terminations, regulatory requirements • life insurance and annuity policy suitability and appropriateness • policy underwriting and issuance • new business processing • customer service and call center operations • customer correspondence • administrative processes • administrative systems • administrative data and reports • policy cancellation or termination • death claim processing • customer complaint resolution • recordkeeping/record retention • compliance with state and...

Long Term Care, Legal Nurse Consulting - Public Health, Dementia, Urgent Care, Hospice, Palliative, Policy & Procedure, Documentation, Intravenous access, Prison RN, Nurse Manager, Spinal Cord, Nurse Educator, Hospital Protocol, Evidence Base Care, Diabetes prevention Educator, Veteran's Health, Infection Control, wound Care

...Augustin ensures administrative support and guidance while providing oversight for care delivery by enforcing public safety. She is an expert in developing policies and procedures. Dr. Augustin collaborates with executive leadership to contribute to strategic planning, innovation, recruitment, and staff retention. She is responsible for assuring compliance with Joint Commission and other internal/external regulatory agencies implementing actions to meet established performance measures. Dr. Augustin creates competency-based programs for nursing staff. She develops educational activities such as remediation, certification, mentoring, life support, Joint Commission requirements, product rollouts, etc. Dr. Augustin served as the VA facility's clinical instructor supervisor for several years....

Insurance, Risk Management - bad faith, claims, claim handling, reserves, bad-faith, unfair claims settlement practices; third party administrator, reinsurance, notice, asbestos, extra contractual; receivership, claims management, liquidation, environmental, property and casualty, reserve adequacy, market conduct examination

...As a seasoned senior level Insurance, Reinsurance, Regulatory and Run-Off Practitioner with 4 decades of industry, consulting, and receivership experience, Mr. Bingham possesses a demonstrated ability to analyze complex insurance-related matters in fast paced and evolving environments. Mr. Bingham’s credentials as subject matter expert have been accepted in both state and federal courts across the country. Mr. Bingham has demonstrated an understanding and command of claims handling practices, reinsurance policies, and regulatory and run-off issues of the highest complexity. His wealth of experience in the handling of claims, claims management, regulatory compliance, drafting expert reports, and testifying in complex litigation have made him an asset to businesses and attorneys throughout the United States. As a past recipient of the Certified Insurance Receiver – Multiple Lines designation, Mr....

Pharmaceutical Research, Chemistry & Chemicals - API process development, API manufacturing, Solid state and physicochemical characterization, enabled formulation development, drug product development, drug product manufacturing, stereochemistry, process impurity identification, control, synthetic route selection, preformulation, polymorphism

HIGHLIGHTS • Twenty-eight years of industrial experience in all aspects of chemical development • Twenty-four years of experience in oversight of external vendors performing chemical development, custom starting material production and API manufacturing, preformulation, formulation development, drug product manufacturing, and all associated CMC activities • Eighteen years of experience in devising and executing integrated CMC development programs • Hands-on, results-oriented leadership of CMC development and multidisciplinary teams • Innovation in the conception of practical synthetic routes to pharmaceuticals, development and implementation of chemical processes for the manufacture of APIs and chemical process troubleshooting....

Banking, Fraud - Bank Practices and Procedures, Banking Industry Standards, Bank Operations, Bank Policies, Bank Regulations and Law, Lending, Lender Liability, Loan Documentation, Bankruptcy, Bank Fraud, Commercial Real Estate and Mortgages, Bank Credit Administration and Credit Policy Issues.

...He has extensive experience in lending, lender liability, banking operations, regulatory oversight, policies, procedures, documentation, and standards of banking practice. In 2009 he began his consulting and expert witness career, serving both plaintiffs and defendants. He has qualified and testified at trial in state and federal courts as an expert witness. He has also testified as an expert witness in a white collar federal criminal case. He serves clients nationally and has represented clients in 38 states since beginning his expert witness career. He has been retained in over 120 cases as an expert witness.

Pain Management - Medicine - Opioids, Buprenorphine, Interventional , Nerve blocks, Palliative care, Opioid, Morphine, CRPS, Epidural injections, Spinal hematoma, Narcotic, Methadone, Spinal cord stimulation, Overdose, hydrocodone, Oxycodone, Fentanyl, Intrathecal drug delivery, RSD, Nerve injury

...Kent is an expert in all realms of Pain Medicine and has focused expertise in the prescribing and oversight of opioid analgesics. His specialties include acute and chronic pain management, opioid analgesics, interventional pain management therapies, spinal cord stimulation, intrathecal drug delivery, RSD/CRPS and low back pain. Dr. Kent has provided expert case reviews and testimony for over twenty years. The majority of his expert work has focused on the standard of care in the practice of Pain Medicine and the use of opioid analgesics. Dr. Kent has provided expert case opinions in Federal and State courts. He has provided defense support to the US Department of Justice in two cases. He has served as an expert witness and case reviewer for both Maryland and New York State. Dr. Kent assisted the District Attorney of New Jersey in prosecuting a case of unlawful prescribing of controlled substances....