Securities & Investments Expert Witnesses in Florida

Highland Beach, Florida

Securities & Investments, Insurance - Stock Trading, Annuities, Life Insurance, Option trading, Financial planning, Suitability, Bond Trading, Structured Products, Tax Harvesting, Mutual Funds, Long Term Care, Stop loss orders

I worked for E.F. Hutton for 2.5 years as an investment advisor Prudential Bache for 9.5 years as an investment advisor Dean Witter/Morgan Staney for 21 years as an investment advisor, ASSISTANT Manager, and office Mutual Fund , Money Manager, Insurance coordinator Ameriprise Financial for 11 years In the Circle of Excellence. I have Taught at High School and College Financial Subjects Part of my services for my clients have not only been investing for them but also advising them on Estate Planning, Tax Planning and Insurance needs More Degrees Include: Doctorate of Law, Bachelor of Law , Masters in Finance, Behavioral Finance ,Bachelor of Arts. Past licenses include: Series 7, Series 10, Series 3, Series 63, Series 65, Mortgage Broker license, Real Estate license

Lakeland, Florida

Securities & Investments, Financial - Derivatives, Swaps, Futures, ISDA/SIFMA/NAESB Documentation, UCC Article 8, Foreign Currency, Financial Products, Municipal Bonds, Hedge Funds, Securitization, CFTC and SEC Compliance, LIBOR/SOFR transition issues, Secured Transactions, Commodity Finance, Agricultural Hedging, Unauthorized Trading, Churning, Howey Test

James Lovely provides expert witness, litigation support, and consulting services concerning all types of derivatives and other capital markets products. His expertise encompasses both academic training and extensive legal and financial work experience involving the regulation, structuring, hedging, documentation, execution, management and termination of financial products, including futures, options, swaps, derivatives, and bonds, ISDA, NAESB and SIFMA documentation, repurchase agreements, liquidity facilities, structured financial products, commercial paper programs, securitizations, commodity financing, and prime brokerage arrangements. He also advises clients on LIBOR/SOFR transition issues. He is experienced with the U.C.C., including particularly Article 8 of the UCC related to securities and financial asset transfers and Article 9 related to secured transactions.

Fort Lauderdale, Florida

Banking, Securities & Investments - Trust & Estates, Corporate Trustees, Individual Trustees, Trust Beneficiaries, Estate Executors/Personal Representatives, Estate Beneficiaries, Trustee Duty of Loyalty, Trustee Duty of Impartiality, Trustee Duty to Account Trustee Fee Litigation, Prudent Investor Rule, Trustee Duty of Prudence

Charles W Ranson provides litigation consulting services and expert witness testimony for plaintiff and defense counsel in trusts & estates litigation cases alleging breach of fiduciary duty. Counsel that engages my services typically represents corporate and individual trustees, trust beneficiaries, estate personal representatives/executors, estate beneficiaries, registered investment advisors, ultra-high net worth investors, and family offices. In assisting plaintiff or defense counsel in trust and estate litigation claims of breach of fiduciary duty my liability analysis is conducted in light of state probate statutes, terms of the trust instrument, and the prevailing customs and practices in corporate fiduciary services. Each case is analyzed in light of the facts and circumstances alleged/defended in the matter and the corresponding fiduciary standard of care applied to the case allegations, facts, and circumstances. www.charleswranson.com to view a video clip of Ranson.

Boca Raton, Florida

Financial, Securities & Investments - FINRA, SECURITIES & EXCHANGE COMMISSION, Regulation, Securities, National Futures Association, Registered Investment Advisors, Suitability, Trading, Examinations, NFA, FINES, Registrations

Mark Paverman has over 35 years of Broker Dealer experience as a Chief Compliance Officer for large, small and newly registered Firms covering all Products (Equity, Derivatives & Fixed Income) and well as Broker Dealer services (Investment Banking, Research & Clearing). Mark currently holds series, 4,7,8,14,24,63,82 and 99.

Miami, Florida

Legal, Securities & Investments - corporate governance, executive compensation, SEC accounting reporting disclosure, internal controls, fiduciary duty litigation, duty of oversight, clawbacks, earn-out disputes, mergers & acquisitions, standard of care, legal malpractice, ERISA, corporate veil piercing, materiality, LLC governance, Rule 10b 5, disclosure process

Award-winning law professor specializing in corporate and securities law with extensive academic and practice experience. Author of numerous articles and frequently featured as a legal expert in prominent media outlets such as the New York Times, Financial Times, and Bloomberg. Has testified before Congress and government agencies. As a former practicing lawyer at top law firms, has a keen understanding of corporate deal making, corporate compliance, and business dynamics. Has served as an expert witness in high-profile cases in various jurisdictions. Expertise in securities litigation, fiduciary duty litigation, legal malpractice (business law), mergers and acquisitions, corporate governance, and related areas.