Financial Expert Witnesses in New York

Securities & Investments, Financial - Uniform Prudent Investor Act, UPIA, Trust and Estates, Trustee Duty of Impartiality, Fiduciary Duty, Breach of Fiduciary Duty, Damages, Investment Suitability, Financial Planning, Portfolio Management, Asset Allocation, Investment Due Diligence, Divorce, Matrimonial, Hedge Funds, FINRA, Annuities.

Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides consulting services to financial institutions and investors. He has worked in investment research and portfolio management, as a Managing Director at Arden Asset Management, and as a Senior Vice President at Guggenheim Partners. He has worked in prime broker risk management as a Managing Director at Bear Stearns. Prior to that he worked as a commissioned registered representative, a funding officer and as a credit analyst/loan officer. Mr. Campbell received a Master of Business Administration in Finance from the University of Chicago Booth Graduate School of Business and a Bachelor of Science in Finance Summa Cum Laude from Fordham University Gabelli School of Business. He is an Approved FINRA Dispute Resolution Arbitrator, a Cha...

Business Valuation, Accounting - Appraisal, Valuation, Forensic Accounting, Business Damages, Fraud, Business Operations, Financial, Economics, Management, CPA, Accountant, Tax, Business Divorce, Appraisal & Valuation

Financial, Securities & Investments - Asset Management, Bond Trading, Fixed Income, Emerging Market Debt, High Yield Bonds, CLOs, Hedge Funds, Mutual Funds, Credit Derivatives, CDS, Prospectus Disclosure, Bond Defaults / Restructurings, AT1s, CoCos, Bank Loans, Bank Asset Liability, SEC Rule 144a, Bond Pricing, Chief Investment Officer

David Hinman, CFA has nearly 25 years of fixed income asset management experience, primarily at PIMCO. In his career, he has managed CLOs, hedge funds, and closed- and open-ended mutual funds. His expertise includes analyzing, trading, and managing portfolios of credit derivatives, investment grade and high yield corporate bonds, bank loans, emerging market debt, and structured credit. As an investor, he has also participated in numerous corporate bankruptcies and debt restructurings and served on creditor workout committees. He co-founded and sold a SEC registered investment advisor, where he served as Chief Investment Officer. He has expertise regarding hedge and mutual fund disclosures, documentation, and regulations. He has detailed familiarity with bond offering documents, typical disclosures, as well as bond investor expectations regarding information provided by both issuers and underwriters. He previously held Series 3, 63, 65 and 7 licenses. He has also testified in deposit...

Banking, Financial - Equities, Exotics, Trading Strategies, Pricing, Hedging, Derivatives, Structured Products, FX, Forex, Pricing, Structuring, Options, Futures, Bonds, Swaps, Risk Analysis, Alternative Investments, Fund Derivatives, Market Manipulation, Illiquid Markets, Hedge funds

Colin Knight is a renowned and highly respected expert witness in the field of trading and finance, with over 30 years of broad experience in the industry. He has a deep understanding of trading principles and practices, as well as an extensive knowledge of structured products and white-collar crime. He has been called upon to provide expert testimony in a wide range of legal cases and his clients have commended him for his ability to uncover hidden financial transactions and detect patterns of financial fraud. Colin's expertise extends beyond the courtroom, as he continues to work in the financial industry, actively trading his own investments, keeping current with the latest developments and practices in the field. Colin has addressed civil and criminal cases, arbitrations and tribunals, including tax and fraud cases, and has given evidence internationally in London, New York, Hong Kong and other jurisdictions. His ability to explain complex technical concepts in a clear and unde...

Financial, Fraud - Hedge Funds, Alternative Investments, Derivatives, Trading Practices, Security Manipulation, Fiduciary Duty, Forensic Audit, CFE, CAIA , Options, Foreign Exchange, Precious Metals

Barclay Leib, CFE, CAIA is an accomplished alternative asset due diligence professional who has been conducting due diligence and asset allocation on a variety of alternative investments (hedge funds, venture capital, private equity, alternative direct lending) for the majority of the past 20 years. He previously was a senior derivatives trader at firms including JP Morgan, Goldman Sachs, Barclays Bank, and Societe Generale for the first 20-years of his career. He also ran Alternatives Research for Fortigent LLC ($70 bln of assets advised) for two years. Mr. Leib has testified in both AAA arbitration and in Court cases in matters related to hedge funds, due diligence, fiduciary duty, and market manipulation. He has also assisted the SEC, CFTC, SDNY, and FBI, as well as several law firms, in various financial investigations that have resulted in successful criminal prosecutions. Mr. Leib holds an active FINRA Series 65 license, as well as a Series 7 & 63 (and prior Series 3). H...

Financial, Securities & Investments - Asset Management, Debt Financing, Bond Trading, High Yield and Distressed Bonds, Financial Valuation, Securities Valuation, Institutional Investor, Corporate Restructuring, Mergers & Acquisitions, Distressed Debt, Private Equity, Creditor Rights, Creditor Committees

Strong statistical and quantitative analysis skills. Senior investment professional for Avenue Capital, a large asset manager focused on value investing in distressed debt and special situations. Invested approximately $2 billion in distressed situations in North America and Europe. Expertise in valuing corporate assets and liabilities including bonds, bank debt, trade claims, pension obligations, equity and equity linked securities. Experience leading cross-border restructurings both in and out of bankruptcy, ran creditor committees, analyzed debt documents (bond indentures, credit agreements) and creditors rights, worked on restructurings in North America and through Europe. Investment banker at Salomon Smith Barney, focused on capital raising (both debt and equity), merger and acquisitions, financial restructuring and advisory services. Former corporate lawyer focused on debt financing, securities issuances and mergers and acquisitions. Retained as an expert witness by...

Financial, Real Estate - Mortgage, Skilled Nursing, Assisted Living, HUD FHA, Multifamily, Commercial Real Estate, Seniors Housing, Partnerships, Suitability, Valuation, GSA, EB5

Expert on issues related to commercial mortgage banking, real estate partnerships and investment suitability, Valuation of closely held businesses and partnerships. Seniors Housing including Independent Living, Assisted Living, Skilled Nursing Facilities, Continuing Care Retirement Communities, HUD FHA Multifamily, Healthcare, Public and Section 8 Housing, EB5 Investments, residential Cooperatives,. Expert Witness experience includes financial and document analysis, report preparation, deposition, assistance in deposition and cross examination of opposing witnesses, and Federal and State Supreme Court testimony . Mr. Vaughn served as Director of the Office of Residential Care Facilities, part of the Office of Healthcare Programs in the Office of Housing in the Department of Housing and Urban Development. Mr. Vaughn was directly responsible for origination and asset management activities related to the $20 billion portfolio of Section 232 Insured Mortgages on Skilled Nursing and As...