Financial Expert Witnesses in New Jersey

Princeton, New Jersey

Financial, Economics - Business Valuation, Securities Litigation, Corporate Finance, Corporate Governance, Fiduciary Duties, Shareholder Disputes, Investment Analysis, Financial Damages, Economic Consulting, Loss Causation, Antitrust, Lost profits, Economic damages, Employment discrimination, Wrongful termination, Lost wages

Dr. Yutong Xie is an Associate Professor of Finance at The College of New Jersey with extensive expertise in corporate finance, securities litigation, and business valuation. He has published research in leading academic journals, including the Journal of Corporate Finance, Finance Research Letters, and the Journal of Accounting and Public Policy. Dr. Xie’s areas of specialization include business valuation, event study analysis, corporate governance, fiduciary duties, mergers and acquisitions, executive compensation, institutional investors, ESG disclosure, risk management, and financial reporting quality. His academic work often focuses on how firms respond to policy and regulatory changes, giving him a unique perspective on corporate behavior in complex legal and economic contexts. With over a decade of teaching experience, Dr. Xie has taught undergraduate and graduate courses in corporate finance, investments, financial management, and risk management. He is skilled at clearly...

Avon by the Sea, New Jersey

Securities & Investments, Banking - Securities Litigation, Financial, Supervision, Suitability, FINRA, SEC, Churning, Equities, Options, Derivatives, Structured Products, CFE - Certified Fraud Examiner, Regulatory Investigations, Hedge Fund, Sales, Compliance, Penny Stocks, Leverage, Disclosures, Margin

Mike is a seasoned financial compliance executive, regulator, CFE, and entrepreneur with over 30 years of experience leading global financial institutions, including Goldman Sachs, Lehman Brothers, and BNP Paribas. He has served as Chief Compliance Officer (CCO) for three broker-dealers, two Futures Commission Merchants (FCMs), the New York bank branch of BNP Paribas, and as Global Head of Financial Markets Compliance in Paris and London for four years. Mike’s comprehensive expertise spans compliance, risk management, and overseeing regulatory functions across multiple jurisdictions, product areas, and high-profile regulatory investigations. He now specializes in securities litigation support, arbitrations/courts, expert testimony, and expert reports for issues such as suitability claims, failure to disclose risks, regulatory compliance violations, market manipulation, KYC/AML, conflicts of interest, and failure to supervise. He has appeared before FINRA, SEC, CFTC, OFAC, and the D...

Ramsey, New Jersey

Property Management, Premises Liability - condominium, homeowners, cooperatives, apartments, commercial, Real Estate, industrial parks, safety, slips, trips, falls, OSHA, landlord, tenants, financial, property management, premises liability, townhomes, townhouse, manager

Engaged in the property management industry for over 42 years. Independent consultant serving owners and managers of real estate of various types (commercial and residential) and providing services as an expert witness in related matters. Current (2017 to present) engagement includes working with a management firm with accountability for training its property managers in industry standards and best practices, overseeing the firm’s program to ensure that all managers are certified with industry credentials, and assisting managers in managing risk at client properties. A Certified Property Manager (CPM®) as awarded by the Institute of Real Estate Management (IREM) since 1987 (Key number 11420) and past (1998) President of the New Jersey Chapter (No. 1) of IREM. Certified in 1990 as a Professional Community Association Manager (PCAM) by the Community Associations Institute (Pin Number 186) and has been (previously) certified as a Certified Manager of Community Associations by the Na...

Mahwah, New Jersey

Financial, Business Operations - Asset Management, Risk Management, Hedge Funds, Alternative Investments, Fixed Income, Derivatives

Ed Hannon, CFA has spent more than three decades as an alternative investment portfolio manager, trader, and investor and serves as an advisor to the institutional and family office investment community. Ed possesses a wealth of experience as an investment professional. He has evaluated the investment strategy, operational, and compliance programs of a large number and variety of hedge funds and brings a deep understanding of investment strategy and operational strengths and weaknesses. Ed received a BS from The Pennsylvania State University and is a CFA Charterholder. https://www.altstratinst.com/