Arbitration/Mediation Expert Witnesses in Ohio

Columbus, Ohio

Securities & Investments, Arbitration/Mediation - Securities litigation, FINRA arbitration, Advisor suitability, Investment products, Structured notes, Annuities, Buffered ETFs, Complex derivatives, Advisor conduct, Compensation conflicts, Reg BI violations, Trading and execution quality

Jason L. Thompson is an investment professional with over two decades of experience in trading, portfolio management, and advisor support. Through Trust But Verify, he provides expert witness and consulting services focused on advisor conduct, product suitability, compensation conflicts, and trading practices in FINRA arbitration and civil litigation. Relevant Experience: Investment Manager for an Ameriprise Private Wealth Advisory practice managing $400M+ in client assets Firsthand experience with advisor documentation, compliance, and operational workflows Fifteen years in institutional fixed-income trading and structured products with firms including Lancaster Pollard, Huntington Investment Company, UBS, National City Bank, and Fidelity Investments Executed and distributed structured notes, municipal bonds, and derivatives across retail and institutional markets Areas of Expertise: Advisor conduct, suitability, and compensation structures Derivatives modeling and trading ...