14 Securities Transactions Expert Witnesses Found

Results Sorted Below by State

Stuart Landsverk NorthStar Partners

Mesa, Arizona
Automotive, Financial - Automotive, Automobile dealerships, Auto Theft, Best Practices, Property and Security, Insurance, Diminished Value Cases, Automobile Dealership Policies & Procedures, Auto Financing, Trademarks, Automobile Sales Finance Act, Improper Disclosures, New & Used Automobile Transactions
...Stuart has been deposed as an expert witness, provided counsel, expert reports, and testimony regarding hiring, firing, Auto Financing, GAP policies, Automobile theft, property security, P&L, pay plans, property damage, trademarks, auto dealer security measures, auto dealership best practices, F&I, consumer fraud auto dealer inventory practices, diminished value claims, dealership policies and procedures, and most aspects of the automotive business. He has been interviewed on many occasions with the ability to provide candid expert automotive industry background in a plaintiff or defense case. Mr. Landsverk can easily consult with attorneys, dealers, or banks/financial firms on a one-on-one level and is a valuable resource for anyone wanting to learn more about the automotive industry, auto financing, or operations in plain English without using excessive industry jargon. Through his background, training, and 35+ years of experience in the automotive dealership industry, Mr....

Advisors / Experts @MCS Associates National Expert Witness/Consulting Group

Tustin, California
Banking, Financial - Banking operations, Checking Accounts, Bank Fraud, Trusts & fiduciary, Credit underwriting, Lending (all types), Loan administration, Mortgage banking, Foreclosures, Lender liability, Securities & investments, Economics & Accounting, Damages, failed banks analysis / D&O liability.
MCS ASSOCIATES (established 1973) is a nationwide specialist expert witness and litigation consulting group that concentrates in seven key areas:  Banking and Lending  Securities & Investments  Investment Banking & Finance  Financial Services  Insurance  Real Estate  Damages, Economic Analysis & Forensic Accounting Our company takes greater pride and care in identifying and selecting the right experts with the specific specialized expertise needed for each assignment, and we undertake expert witness assignments throughout the United States. Our clients include several thousand leading national and regional law firms, as well as many smaller and specialized boutique practices, and we also work extensively with numerous regulatory and government agencies. BANKING & LENDING: Experts include a wide range of senior bankers, lenders, consultants, accountants, trust & investment managers, regulators, etc....

Advisors / Experts @MCS Associates National Expert Witness/Consulting Group

Tustin, California
Real Estate, Insurance - Residential, Commercial, Industrial, Construction, SBA, Lending, Appraisal, RESPA/TIL, Broker standards, Escrow, Title insurance, Leasing, Property management, Foreclosure, Agent/Broker duties, Insurance underwriting, Claims, Bad faith, Life, Health, Disability, Property/Casualty, Reinsurance, etc.
MCS Associates (established 1973) is a nationwide specialist expert witness and litigation consulting group that concentrates in seven key areas:  Banking and Lending  Securities & Investments  Investment Banking & Finance  Financial Services  Insurance  Real Estate  Damages, Economic Analysis & Forensic Accounting Our company takes greater pride and care in identifying and selecting the right experts with the specific specialized expertise needed for each assignment, and we undertake expert witness assignments throughout the United States....

Jack Bicer Septium

Irvine, California
Cybersecurity, Intellectual Property - Authentication, 2FA, 3FA, Login, Security, Internet, Patents, Litigation, Software, Programming, Fraud, iPhone, Android, Cybersecurity, Account Takeover, Passwords, Mobile, Payments, Smartphones, 2-Factor
...Expert Witness in Login, Authentication (2-Factor/3-Factor/Multi-Factor), Account Hacking, Account Takeovers, Fraudulent Transactions, Cryptocurrency Theft, Forensic Analysis, and Cybersecurity. Software Patent Litigation, Claim Mapping. Assisting attorneys in litigation. I am the inventor of: • Mobile Push Login/Authentication (US Patent 9756042) 2FA/3FA/MFA. The new authentication standard for secure logins – used by Chase, Capital One, Apple, Amazon, Google, Facebook, Microsoft, Okta, OneLogin, Cisco/Duo, CA, LastPass, Oracle, Symantec, and others. Used by millions of users. • QR Login/Authentication (US Patent 8677116) 2FA/3FA/MFA.Used by Citibank, Amazon, Apple, Facebook, Google, Microsoft, PayPal, Twitter, Visa, and others. • Mobile Browser 1-Click Login/Authentication ( (US Patent 9015813) 2FA/3FA/MFA. • Automatic Software Updates and Uninstall that run on every computer and every smartphone today, used by trillions of people....

Dick Bridy, PhD DBI Group Expert Witness

Solana Beach, California
Real Estate - Asset/Property/Portfolio Management, Commercial real estate, real estate Development/Redevelopment, Insurance, Personal Injury, Slip and Fall, Liability, Realtor Fiduciary Matters, Disclosure, Misrepresentation, Negligence, Affirmative Duty
...• Litigation consultation services and trial testimony • Expert consultation on public safety, building compliance and personal injury • Building Code violations and property owner negligence • California Building Standards Code (Title 24) • Application, interpretations, compliance and industry consensus standards of the OSH ACT of 1970 • Lease obligations and Landlord/Tenant default Extensive experience in asset and property management issues related to management operations, leasing, Landlord/Tenant disputes, slip & falls, property inspection and maintenance, security, fiduciary and affirmative duties, plus standards of care for commercial facilities. Dr. Dick Bridy as over 45 years of experience as an owner/developer/redeveloper, asset/property manager, Realtor, investment syndicator and lender for commercial properties nationwide. ________________________________________ Dr. Bridy is a graduate of the Wharton School at the University of Pennsylvania with a B.Sc. in Economics....

Dennis Doss

Irvine, California
Real Estate, Financial - hard money lending, private money lending, mortgage broker, mortgage lender, usury, consumer credit, agency, foreclosure, mortgage securities, mortgage pool, Department of Real Estate, Department of Financial Protection, mortgage licensing, consumer mortgage, construction loans, mortgage loans
Areas of Practice Legal Practice: Mortgage Lending, including business and consumer loan origination, licensing, compliance with California and federal lending laws, mortgage backed securities, and administrative defense Mortgage Broker Practice: Active mortgage broker since 2016, brokering tens of millions of dollars of mortgage loans per year, including conducting the application process, underwriting, loan disclosure, legal compliance, documentation, investment compliance and regulatory reporting. California Bar 1978 #81839 Department of Real Estate Broker 2016, Broker #02003304, NMLS #1600274 Professional Affiliations State Bar of California California Mortgage Association AV rated by Martindale.com Biography For the past 40+ years Dennis Doss has represented mortgaged lenders of all kinds as well as mortgage brokers who sell, fractionalize and market trust-deed secured investments to the public. Mr....

Daniel M Reser, JD Fiduciary Services, Inc.

San Rafael, California
Financial - Independent Fiduciary, Corporate Retirement Plans, ERISA, ESOP, Trusts, Benefits,Mergers,Acquisitions,Valuation, Fiduciary Duty
...Reser has been a corporate fiduciary for securities and reorganization transactions as well as trustee and custodian of retirement plans for over 30 years. Much of this time was as an officer of large national and international banks. Since 2003 he has served as the President of Fiduciary Services, Inc. (“FSI”), a registered investment advisor located in San Rafael, California. Mr. Reser and FSI focus on providing trustee and fiduciary services for transactions and ongoing administration related to Employee Stock Ownership Plans or ESOPs. An ESOP transaction involves purchasing company stock from business owners who are looking for an exit or liquidity plan for their businesses where the shares are placed in a trust for the employee/participants. There can be significant tax and incentive advantages for selling to and maintaining an ESOP owned company. Besides holding an undergraduate and law degree from Southern Methodist University Mr....

Gina Edwards, CFE, CAMS Ascalon Analytics LLC

Naples, Florida
Fraud, Investigation - Data analytics, machine learning, fraud, financial crime, forensic accounting, securities fraud, complex investigations, asset investigations, investment due diligence, proxy contests, shareholder disputes, risk assessment for mergers and acquisitions, public records research, public corruption, AML
...Specialize in securities fraud, organized crime and corruption. Assist both activist investors and public companies with in-depth research regarding proxy contests. On behalf of clients, have uncovered multiple material misrepresentations and omissions, undisclosed related party transactions, potential fraudulent transfers, potential bribes and bid rigging, instances of resume and investment misrepresentations, poor corporate governance, and reputational risks related to criminal, financial, regulatory and personal misconduct. Data analytics experience includes obtaining, joining and analyzing large-scale data sets encompassing millions of records to uncover investigative findings and patterns. Use geographic information system software with satellite imagery to uncover hidden assets and inventory and critical regulatory and business information....

James W. Lovely, BBA, MBA, JD

Lakeland, Florida
Securities & Investments, Financial - Derivatives, Swaps, Futures, ISDA/SIFMA/NAESB Documentation, UCC Article 8, Foreign Currency, Financial Products, Municipal Bonds, Hedge Funds, Securitization, CFTC and SEC Compliance, LIBOR/SOFR transition issues.
...., including particularly Article 8 of the UCC related to securities and financial asset transfers and Article 9 related to secured transactions.

Jeffrey S Rothbart, J.D., LL.M, LEED-AP Real Estate Expert Witnesses, LLC

NORTHBROOK, Illinois
Real Estate, Appraisal & Valuation - 1031 Exchange, NNN, LLC/Partnership dispute, Real Estate Appraisal, Proforma Analysis, Zoning, commercial financing, landlord/tenant disputes, acquisition, standard of care, real estate valuation, REIT
.... - Licensed Illinois attorney with focus on real estate, tax, bankruptcy and securities law. - Adjunct Professor of Law since 2007. - Participated in over $3,000,000 of commercial real estate transactions across property type and geography. - Direct experience working for publicly traded REIT’s, private equity and developers. - Formed over $200,000,000 in real estate joint ventures. - Managed over 11,000,000 SF of commercial real estate assets. - Procured over $500,000,000 in equity and debt investments. - Approved over 200 leases totaling more than 2,000,000 SF. - Published over 40 articles on commercial real estate investments and markets; cited in over 100 articles.

William R Legier, CPA, CFE, CFF Legier and Company, apac

New Orleans, Louisiana
Accounting, Bankruptcy - Fraud, Lost Profits, Forensic Accounting, Business Valuation, Business Damages, Damages, Shareholder Disputes, Corporate Veil Piercing, Business Interruptions, Breach of Fiduciary Duty, White Collar Crimes, Fiduciary Duty
Certified Public Accountant; Certified in Financial Forensics; Certified Fraud Examiner; Extensive forensic accounting and complex commercial litigation experience with testimony in Federal and State Courts throughout the US for leading national law firms and Fortune 100/500 companies in areas including, calculating lost profits, fraud detection and recovery, mismanagement, bankruptcies, appointment of receiver, business valuations, shareholder disputes, evidence of ownership, identification of hidden assets, corporate veil piercing, business interruptions, single business enterprises, analysis and explanation of complex financial transactions, forensic accounting, accounting malpractice, marital dissolutions, including separate and community property, spousal support and tracing, lost earnings, personal injury, intellectual property and reasonable royalties, including patent, trademark and copyright infringement and trade secrets, investigative accounting, breach of contract, breach of...

J. Armand Musey, CFA, JD/MBA Summit Ridge Group, LLC

New York, New York
Business Valuation, Appraisal & Valuation - Telecom, Media, Satellite, Appraisal, Economic Damages, Telecom Valuation, Orbital Slot Valuation, Wireless Broadband, Wireless Spectrum Valuation, Broadband, Corporate Governance, Intangible Asset Valuation, Telecommunications, Communications, FCC Spectrum License, Spectrum, telecom valuation, FSS
...Over the past 15 years, he has completed dozens of financial valuation, strategic analyses, business development, corporate governance and business plan creation assignments in the communications industry and has experience working on numerous financing and M&A transactions. His involvement with a wide breadth of companies has allowed him to develop a deep understanding of a range of media and telecom issues and the complex web of relationships underlying the sector’s competitive dynamics and associated regulatory issues. Armand is a Chartered Financial Analyst (CFA) and a member of the New York Society of Securities Analysts where he chaired the Corporate Governance Committee from 2007-2009....

Tucker Twitmyer

Wayne, Pennsylvania
Securities & Investments, Financial - Securities, Investments, Private Equity, Venture Capital, Family Businesses, Governance, Shareholder Agreements, Investor Agreements, Due Diligence, Valuation, Board of Directors, Mergers, Acquisitions, M&A, Limited Partners, General Partners, Fundraising, Fiduciary Duty, Business Judgement
I am an expert with twenty-five years of practical experience in private securities, stock, and debt transactions, private company directorships, and private company operations. I have been there, and I have done it, and I continue to be involved in private companies, firms, and funds as an investor, board member, and operator. I use this real-world experience and my consulting-trained communications skills to translate evidence into simple, straightforward, compelling analyses and reports. Previous clients commented that my insights and perspectives are highly differentiating and powerful. I have proven skillful at developing rare insights and counter-arguments to opposing witnesses that can help you optimize your efforts. Please get in touch with me if you want someone to help you understand private equity, venture capital, and family businesses. I provide value at all phases of a case, from initial strategic formulation through to testimony....

Christoph Mlinarchik Christoph LLC

Alexandria, Virginia
Procurement/Purchasing, Business Operations - government contracts, federal contracts, subcontracts, Federal Acquisition Regulation, FAR clauses, Defense Federal Acquisition Regulation Supplement, DFARS, bids, quotes, offers, change orders, false claims, bid rigging, prime contractor, proposals, GSA, GAO, SBA, procurement, contracting officer
...Expertise include the Federal Acquisition Regulation (FAR), Defense FAR Supplement (DFARS), bid rigging, false claims, sole source (no bid) contracts, procurement rules, competition requirements, ethics, Requests for Equitable Adjustment (REA), claim, joint ventures, teaming agreements, 8a, WOSB, HUBZone, SDVOSB, small business set-asides, Limitations on Subcontracting, subcontractors, Small Business Act, FAR clauses, flow-downs, source selections, proposal pricing, subcontracts, prime contracts, bid protests, cybersecurity, Department of Defense, major weapons systems, contract interpretation, contract negotiation, contract management, termination, IDIQ contracts, GSA contracts, simplified acquisitions, Other Transaction Authority, GPC (purchase card), quotes, offers, bids, task orders, delivery orders, and more....