43 Compliance Auditing Expert Witnesses Found

Fraud, Accounting - White-Collar Fraud, Embezzlement, Bank Fraud, Securities Fraud, Public Corruption, Credit Card Fraud, Elderly Exploitation, Locate Hidden Assets, Heirs Research for Probate Estates, Financial Forensics, Money Laundering, Criminal Defense, Civil Cases, Capital Murder Cases, Mitigation Specialist.

I have extensive experience in the areas of fraud prevention, detection and investigation; data analytics; controller and general accounting; Sarbanes-Oxley Compliance; internal auditing; internal control assessments; business process mapping; financial analysis and reporting; and reconstruction of financial records. My career was built on taking apart financial records and putting them back together again in a cohesive story. I am currently licensed in Alabama as a Private Investigator (#689) and have held the Certified Fraud Examiner designation for over 21 years. I retired from the Federal Bureau of Investigations (FBI) as Sr. Forensic Accountant in 2017, which led to my starting my own practice to continue doing the work I love with the U.S. Attorney's Office, FBI, Secret Service, Defense Attorneys and the public....

Traffic Engineering, Transportation - Traffic Safety, Pedestrian Safety, Bicyclist Safety, Traffic Crash Litigation, Transportation Engineering, Transportation Planning, Traffic Engineering, Bicycle & Pedestrian Planning, Roadways, Highways, Drainage, Tort Liability, Roadside Safety

...Scott’s experience includes Design Concept Reports (DCRs), traffic impact studies, strategic transportation safety plans (STSPs), road safety audits (RSAs), traffic safety studies, all-way stop-control warrant and traffic signal warrant studies, ADA compliance studies, intersection alternatives analysis, traffic signal timing and progression analysis, traffic simulation and visualization modeling, life-cycle cost analysis, benefit-cost analysis, intersection horizontal geometrics, bike and pedestrian design; traffic control, signing, pavement marking, traffic signal, and lighting design. In addition, Scott has led several large-scale asset management projects that have moved agencies into compliance with federal requirements for various traffic control and pedestrian facilities including signing retroreflectivity, pavement marking retroreflectivity, and pedestrian signal indications....

OSHA, Construction - Accident Reconstruction, Personal Injury/Wrongful Death, Crane/Hoist & Rigging, Safety Training Plans, JHA/JSA, Confined Space, Fall Protection, Machinery Guarding, Ladders/Scaffolds, Forklifts/Scissor Lifts, Safety Codes/Regulatory Compliance, Audits, Mining, MSHA, HAZCOM, EM 385-1-1, ANSI

Mr. Buffington offers a unique combination of formal education, special training and project based technical experience in completing mega-projects valued at 20 billion dollars with over 12 million worker hours and safety statistics below half of the respective national averages and no fatalities. He is a CSP (US) & CRSP (Canada) by exam, licensed Private Investigator, former Federal Supervisory Special Investigator and MSHA federal Mine Inspector, Deputy Sheriff, Deputy Sheriff Criminal Investigator, approved OSHA 29 CFR Trainer Parts 1910 & 1926, approved MSHA 30 CFR trainer for surface & Underground coal and metal/non-metal mines. ASSE 2001 Safety Profession of the Year for Construction Practice Specialty & ASSE 2003 -2004 Safety Professional of the Year for Mining Practice Specialty.

Psychology, Psychoanalysis - Traumatic Injury, Correctional Mental Health, Risk Assessment, Traumatic Brain Injury, PTSD, Standard of Care, Institutional Inpatient Care, Disability, Adjustment Disorder, Military Mental Health, IME, Emotional Distress, Fitness for Duty, Competency

...Butler’s administrative and leadership career has included the role of Director of Behavioral Health and Senior Psychologist Specialist which consisted of monitoring and enforcing compliance with government regulations, developing trainings, conducting audits and effectively communicating with stake holders. She has over seven years of experience working with individuals and groups in forensic –based settings, inpatient- based settings, and outpatient community based setting. She has treated adult individuals with co-occurring disorders and those who are dealing with life stressors (e.g., career change, job loss, divorce, trauma, depression, anxiety, and substance abuse). Furthermore, Dr. Butler utilizes evidence-based interventions stemming from Cognitive Behavior Therapy, Motivational Interviewing, and Solution Focused therapies....

Pharmacist, Health Informatics - Patient Safety, Pharmacy Management, e-medication, e-prescribing, Health IT, health informatics, EHR systems, EHR audits, REMS, Drug Safety, Medication Errors, Root Cause Analysis, False Claims, HIPAA, Medical Records, Health Care Litigation, Medical Malpractice, Pharmaceutical, Pharmacovigilance

...Ajit Dhavle is the Vice President of Health IT Audits and Life Science at Quandary Peak Research, where he oversees a team of health informatics experts to provide Strategy, Management, Product Management, Software Development Life Cycle (SDLC), Patient Safety, Compliance, and Engineering Consulting and Audit services to both Government and Commercial entities. Previously, Ajit founded Adviva Health, Inc a SaaS prescription medication history reconciliation and analytics platform designed to streamline the medication experience for EHR users. Ajit joined Surescripts in its early years and helped replace the paper prescription and start the first National E-prescribing network. At Surescripts, he last served as the Vice President of Clinical Quality and was responsible for corporate clinical quality, patient safety, and quality research initiatives....

Employment - Exempt, nonexempt, FLSA, California Wage orders, overtime, hourly, salaried, I9, Employee handbooks, terminations, PTO, FMLA, CFRA, employment compliance, payroll auditing.

...Expertise in both Federal and California compliance. Heavy Human Resources compliance with a California focus. SHRM (Society of Human Resources Management) California Law HR Specialty Certificate as well as a BS and MBA degree. Exceptional communicator and report writer.

Actuarial, Statistics - Actuary, Pension Plans, retirement plans, 401k plans, ERISA, IRS compliance, audits, pension consulting, life expectancy calculations, marital dissolution, employee benefits, personal injury, wrongful death, disability, loss of income, life estate values, insurance, annuities, executive plans

...Fully credentialed in actuarial valuations, plan funding, and present value calculations: experience in creative plan design, plan compliance issues, implementing new plans, amending existing plans, terminating plans, annual plan administration and tax filing, employee communication requirements, IRS/DOL/PBGC government reporting and audits, plan investment and life insurance rules, marital dissolution calculations and QDRO review, non-qualified executive deferred compensation plans, 403(b) plans, and union plans. Has served large, mid size, and small plans covering all industries and all employer types.

Securities & Investments, Banking - RIA, Broker Dealers, Banking, Lending, Estates, Trusts, Fiduciary, Securities, Crypto & Specialty Assets, Reg BI, Accredited, International, Firm Practice, Regulatory, Risk Management, 1031/DST, Complex Insurance Plans, FINRA, OCC, SEC, Forensic, Fraud, Human Resources, Case Strategy, Supervision.

With over 38 years of experience in the financial services industry, I currently hold the positions of President, Chief Compliance Officer, and Owner of Wealth Innovation, a boutique Registered Investment Adviser firm. Additionally, I am the founding advisor at Wealth Advocacy, a consultancy specializing in business and consumer financial services. I am the President, Founder, and Owner of Esoteric Advisors, a collaborative consulting and expert witness company that aims to foster a robust and extensive collegial network of fellow experts. My professional journey includes serving as a FINRA and court admitted expert witness. I have authored numerous expert reports, participated in depositions, and provided testimony in arbitration and court proceedings. My unwavering commitment to business and personal compliance, legal integrity, and creditworthiness is impeccable. I have held several significant positions with a major financial institution....

Legal - Attorney Fee Dispute, Legal Fee Dispute, Legal Billings, Legal Fee Consultant, Fee Review, Legal Billing Review, Legal Fee Review, Legal Fee Auditing, Fee Litigation, Legal Fee Expert, Attorney Fee Expert, Fee Shifting,

...O’Connor has worked with many clients in mutually cooperative fashion to examine firm billings, assure compliance and rectify short comings. Since the advent in the late 1980’s of adversarial legal auditing, O’Connor has served extensively as both an expert and litigator analyzing audit criticisms, applying community standards, and construing applicable case law. In this context, O’Connor has consulted on hundreds of adversarial legal fee disputes over three decades. He has as well served as JAMS mediator, a litigator representing both law firms and fee payors on fee issues, and an expert witness both through written Declaration and oral testimony.

Pharmacist, Pharmacology- Clinical - Pharmacy Law,Pharmacy Practice,Pharmacy Standards,Prescription Benefits,Prescription Fraud,Pharmacist Discipline,Pharmacy Malpractice,Adverse Drug Reactions,Hospital Pharmacy,Nursing Home Pharmacy,Controlled Substances,Drug Interactions

...I have also participated in compliance audits of federally-sponsored health plans where it pertains to pharmaceutical services. I am formerly an instructor in the Department of Clinical Pharmacy and Pharmaceutical Economics and Policy, University of Southern California School of Pharmacy. My areas of expertise for teaching purposes include site-specific pharmacy practice guidelines, community pharmacy risk management, hospital pharmacy risk management, prescription drug benefits, pharmacy services in skilled nursing facilities, hospital pharmacy law, community pharmacy law, institutional pharmacy law, and business practices pertaining to pharmacies....

Banking, Risk Management - Policy, Commercial Credit Risk Management and Underwriting Standards, Covenants, Third Party Vendor Risk, Participations, Regulatory Compliance, Elder Financial Exploitation, Enforcement Actions, Audit, Cannabis Banking, Internal Controls, BSA AML, UDAAP, Regulation B, Standard Banking Practices

Dante Tosetti is a recognized expert in regulatory compliance and risk management for financial institutions. He has over twenty five years of experience within the Federal Reserve and commercial banking. As an executive for a national bank, Dante was successful in resolving numerous articles of a public enforcement action taken by The Office of the Comptroller of the Currency (“OCC”). As a Regulatory Liaison for a state member bank, Dante was formally recognized by as being ‘instrumental’ to a bank’s successful release from a public enforcement action taken by the Federal Reserve Bank of San Francisco. He was formerly a Bank Examiner with the Federal Reserve Bank of San Francisco where he led and supported safety and soundness examinations of community, regional, and large banks throughout the nine western states. At the Fed, he was a presenter for a national broadcast titled, "Commercial & Industrial Lending: Pitfalls and Risk Mitigants."...

OSHA, Safety - Grain Bin Engulfment, Lockout/Tagout, Machine Guarding, OSHA Regulations, Grain Augers/Belt Conveyors, Industrial Accidents, Skid-steer Loaders, Forklift, Front End Loaders, Agricultural Equipment Operations, Telehandlers, Confined Spaces

...Audited client’s safety programs to determine compliance with government regulations and determine areas for improvement. Assisted clients with OSHA inspections and citation abatement. Assisted clients with safety program development and conducted safety training. Trained workers where English is a second language. Professional member of the American Society of Safety Professionals.

Insurance, Business Operations - Life insurance, annuities, agent licensing, appointment, commissions, terminations, contracting, regulatory requirements, operations, customer service, call centers, home office administrative processes, technology, compliance, file review

...Expert consultant backgrounds and experience include: • management of life insurance company interactions with agents/brokers/producers • management of various life insurance and annuity home office administrative functions • detailed knowledge of systems supporting insurance company operations and policy servicing • state & federal regulatory compliance • oversight of complex data production for large-scale audits Areas of expertise include: • life insurance agent/broker/producer licensing, appointment, commissions, terminations, regulatory requirements • life insurance and annuity policy suitability and appropriateness • policy underwriting and issuance • new business processing • customer service and call center operations • customer correspondence • administrative processes • administrative systems • administrative data and reports • policy cancellation or termination • death claim processing • customer complaint resolution • recordkeeping/record retention • compliance with state and...

Insurance - Bad Faith, Claims Handling, Bermuda Form, Casualty, Liability, Property, Directors and Officers, Errors and Omissions, reinsurance, Runoff, legacy, loss portfolio transfer, adverse development cover, Compliance

Previously served as senior executive in a global insurance/reinsurance Fortune 500 company with reporting lines to the General Counsel and the Audit Committee; providing guidance to professionals in Legal, Compliance, Underwriting, Claims, Risk Management, and Data; managed in-house lawyers, compliance professionals, claims lawyers, and data privacy officers; • Corporate insurance team co-leader for purchase of corporate Directors and Officers, Errors and Omission, and Cyber liability insurance, including strategy, negotiation, terms, and conditions, claims management, and Board reporting General Counsel for Global Litigation of global insurance and reinsurance group of companies • Reported to Audit Committee on major litigation, large losses, group exposures • Oversaw all major non-claims litigation against group companies • To ensure consistency across group companies, provided overall guidance and strategy on large loss events • As senior lawyer supporting Claims Department, served...

Business Damages, Intellectual Property - Accounting, Valuation, Economics, Financial, Dispute Resolution, Damages, Breach, Patent, Trademark, Trade Secret, lost profits, reasonable royalties, unjust enrichment, Section 337 matters, ITC, International Trade Commission

...Sundararaman has led engagements dealing with business valuations, royalty investigations, bankruptcy investigations, regulatory compliance and statutory audits. Ms. Sundararaman is Certified Public Accountant (CPA), Certified Valuation Analyst (CVA), and holds a Masters in Business Administration (MBA). Prior to joining BRG in 2010, Ms. Sundararaman was employed at other large and boutique economic consulting firms for over seven years. Since 2017, Ms. Sundararaman has authored and updated annually, an appendix titled “Intellectual Property Expert Damages Admissibility,” in the book, Assets and Finances: Calculating Intellectual Property Damages, currently in its 2022-2023 Edition, published by West Publishing, Thomson Reuters.

Investigation, Employment - Certified EEOC Investigator and HR Generalist expert. Including: compensation, discrimination, wrongful discharge, background checks, classifications, retaliation, harassment, benefits, handbooks, worker’s compensation, timekeeping, severance, overtime, payroll, auditing , risk assessments

...She is an expert in compliance of overseeing employer compliance with harassment and discrimination requirement through training, development of compliant policies and procedures and oversee employer responses and investigation of employee complaints. Mary has a Juris Doctorate degree. Prior to forming her own consulting firm, Mary worked in management level Human Resources roles, primarily in the technology industry for large and pre-ipo companies. SUMMARY OF CV – HUMAN RESOURCES AND BUSINESS ACUMEN TO BUSINESSES IN ALL INDUSTRIES HUMAN RESOURCES RISK DETECTION and MITIGATION – Apply employee and labor relations expertise to successfully identify trends and challenges, predict and mitigate risk, and develop and execute solution-focused strategies and programs. FINANCIAL ACUMEN – Competent in understanding financial statements and the overall financial, preparing and managing P/L across businesses....

Transportation, Safety - FMCSA, FMCSR, DOT, OSHA, Tank Truck, Loading, Unloading, Forklifts, Driver Qualifications, Drug & Alcohol, Hours of Service, Hazardous Materials, Training, Standard of Care, Vehicle Inspection, Fleet Safety, Commercial Drivers, CDL, Driver Hiring Standards, Record Retention, ELD, Cargo, Accidents

...MOTOR CARRIER CONSULTING SERVICES Motor Carrier Safety Management; Structure & Process Acquisition Guidance Corporate Safety Culture Key Performance Indicators Process Improvement Cost Reduction Compliance Management Safety Beyond Compliance Key Performance Indicators Insurance & Risk Management Insurance Negotiations Rate Negotiations Litigation Mediations Motor Carrier Claims Administration Litigation Case Management Driver Recruiting & Selection Process Training for Safety Staff and Trainers Driver Orientation & Training Process Driver Performance Management Driver Retention Safety & Service Award Programs Carrier Compliance Audits Post-Audit Remediation Accident Prevention & Reduction Injury Prevention & Reduction Accident Preventability Determination Cargo Securement Cargo Tank Processes & Issues Dock & Warehouse Safety Forklift Safety Equipment Maintenance Tank Cleaning Facilities Confined Space Entry Hot Work

Medical Coding, Medical Billing - CPC, CPMA, COC, CCS, medical coding, medical billing, medical auditing, Qui tam, AAPC, CIA, IRO, Medicare, Inspector General

...Diamond is an experienced coding, billing, and auditing professional who is available for consultation in medical practice auditing, billing, coding, compliance, litigation, reimbursement, and revenue cycle issues when requested by medical providers, their management, or their legal counsel. She is a Certified Professional Coder (CPC) and Certified Outpatient Coder (COC) by the American Association of Professional Coders (AAPC), with her initial certifications over 30 years ago. She has served as a member of the AAPC National Advisory Board, has been a Fellow of the AAPC, and has served as President of the Greater Orlando Chapter of AAPC. She is a Certified Professional Medical Auditor (CPMA) by the AAPC. For 18 years, she led billing and coding for a university multi-specialty medical practice of over 400 physicians....

Banking, Fraud - Banks, Mortgage, Fraud, Money Laundering

...As a consultant he has assisted community financial institutions with investment management, asset liability management, investment banking, compliance issues, internal audit, deposit and loan operations, company policies and general accepted accounting principles. He has assisted in a capital raise for de-novo financial institutions. He has also served as a lead on the selection of data processing solutions and transition teams for mergers and acquisitions. Danny earned a Bachelor's of Business Administration degree from Mercer University in Macon, Georgia. He continued his academic pursuits while working full-time and earned a Master's of Business Administration degree in Accounting from Georgia College and State University in Milledgeville, Georgia. Danny became a Certified Public Accountant in 1989 and a Certified Fraud Examiner in 1996....

Medical Coding, Ophthalmology - Surgeon, Coder,Auditor, Fair and reasonable value, Medical coding, physician coding, ophthalmology coding, optometry coding, reimbursement, eye care, coding, Medicare, healthcare fraud, audits, False Claims Act, National Correct Coding Initiative, bundling

...He provides expert services in medical coding, reimbursement, and compliance across all specialties. He is available for consultation, research, analysis, report generation, deposition, and trial testimony as an expert witness. He has been retained as an expert for plaintiff and defense....

Chemistry & Chemicals, Environmental - Demolition Safety Plans,Environ Site Assemnts (ASTM 1527),Chemical Process Safety,Chemical Expos,Slips,Trips & Falls,Safety Training Courses,OSHA Compliance Programs (1910 & 1926),Munitions Audits,Explos/Ord Ops ,Forensic Chemistry,Emerg Resp. Plans & Procs,Mach Guarding,, EPA Matters (Title 40)

Over 65 years of professional management / hands-on experience in the Chemical, Safety Engineering, Environmental Affairs & Assessments,Hazardous Waste Site Clean-up,Specialized Safety Training Courses,Munitions & Ordnance Safety Procedures & Disposal,Emergency Response Plan Mngmt Qualified as as Expert Witness in the following Categories: Safty. Engr, Environ. Affairs & Assesmts,Chemistry & Chemicals,Slip & Falls,Chem. Process Safety,Coefficient of Friction, Emerg Respons Plans , OSHA 1910 & 1926, EPA Title 40 CFR Matters, Machine Guarding. Ground Water Pollution Matters Radiation Safety Matters

Cybersecurity, Information Technology - Gartner, Defamation, Analyst, Ransomware, Endpoint, network, cyber, insurance, hygiene, penetration, testing, malware, computer, breach, managed, risk, vulnerability, crime, threat, attack, hack, forensic, digital, incident response, compliance, audit, identity, cloud, software, patent, trade secret

Brad A. LaPorte is a cybersecurity and IT consultant and currently serving as a founder of High Tide Advisors. He has over 18+ years of experience as a consultant in the cybersecurity industry spanning various industry segments. Prior to joining High Tide Advisors, he served as a top Gartner Research Analyst, including but not limited to the following specialties: security information and event management (“SIEM”), security orchestration, automation, and response (“SOAR”), Threat and Exposure Management, Vulnerability Management, Pen Testing, Cloud Security, managed security service provider (“MSSP”), managed detection and response (“MDR”), endpoint protection platforms/endpoint detection and response (“EPP/EDR”), Extended Detection & Response (“XDR”), Threat Intelligence, Digital Risk Protection, Social Media Protection, and Attack Surface Management. Mr. LaPorte was the lead author of the Gartner Market Guide for Threat Intelligence, Market Guide for Endpoint Detection and Response,...

Automotive, Products Liability - wiring, electrical, fire, defect, design, failure, electronics, battery, motor, module, engineering, connector, instrument, cluster, speedometer, HVAC, charging, alternator, starter, validation, vehicle, automotive, forensic,

...Taught Ford and Supplier engineers industry standard engineering development and failure analysis methods (Failure Mode Effects Analysis; 8D; Pareto; Statistics; etc.) and ISO 9001 quality compliance disciplines. Trusted by Ford Management (1977-2017) to provide peer reviews and independent risk assessments for deciding approval or revision of selected designs for production. As a Ford Quality Supervisor in Electrical, I guided electronic module, wiring, connector, battery, starter and alternator engineers in development of Failure Mode Avoidance & Design Validation to avoid defects. I audited Field Warranty Data, including NHTSA investigations and recalls, for signs of emerging issues on wiring, instrumentation and climate control electronics. Worked with engineers using scientific methodology to identify proper cause(s) and develop robust fixes and preventative actions. Attended Supplier manufacturing process reviews, identifying plant improvements....

Banking - Bank Analysis, Banking Law & Regulation, Banking Industry Standards, Board & Management Responsibilities, Bank Policy & Procedures, Regulation & Supervision, BSA/AML, Fraud, Ponzi Scheme, Elder Financial Abuse

...His OCC Roles included serving as Assistant Deputy Comptroller (#2 Executive for the 9 Southeastern states); and within that district he led supervision of the 15 largest National Banks & problem banks; served as Director for Compliance & Bank Analysis; and led supervision of 100 community banks in GA, NC & SC. Following his three-decade career at OCC, he became a full-time senior-level banking officer at four Metro-Atlanta banks and held positions as Head of Retail Banking (supervision of branches, training, etc.) and Chief Risk Officer (CRO) at three of these banks. As CRO he was responsible for Audit, BSA/AML, Consumer Compliance, Operations Risk (Policy & Procedures), Loan Review, and Regulatory Relations. After his retirement in 2013, Mr. Abernathy reactivated his consulting firm, Abernathy Bank Consulting, LLC (ABC)....

Banking, Fraud - Banks, Mortgage, Fraud, Money Laundering

...As a consultant he has assisted community financial institutions with investment management, asset liability management, investment banking, compliance issues, internal audit, deposit and loan operations, company policies and general accepted accounting principles. He has assisted in a capital raise for de-novo financial institutions. He has also served as a lead on the selection of data processing solutions and transition teams for mergers and acquisitions. Danny earned a Bachelor's of Business Administration degree from Mercer University in Macon, Georgia. He continued his academic pursuits while working full-time and earned a Master's of Business Administration degree in Accounting from Georgia College and State University in Milledgeville, Georgia. Danny became a Certified Public Accountant in 1989 and a Certified Fraud Examiner in 1996....

Real Estate, Banking - Mortgage Loans all types, Purchase, Refinance, Tax Free Exchange Transactions, Bank Fraud, General Banking, Elder Financial Abuse, Bank Secrecy Act, Ponzi schemes.

34 year career in Mortgage Lending - experienced loan originator, operations and compliance manager, auditor, and trainer • Originated and closed 1500+ residential mortgage loans • Training and Development Manager - trained sales and operations teams how to navigate and master origination website • Hired, trained and supervised 150+ loan processors, loan closers, and compliance analysts • Managed 36+ compliance gatekeepers with all laws and regulations related to residential lending, including RESPA and MDIA • Audited 3000 residential loan applications for quality control prior to underwriting submission • Subject Matter Expert on residential mortgage loan underwriting guidelines and origination website

Business Damages - Lost Profits, Economic Damages, Accounting, Forensic Accounting, Arbitration, Alternative Dispute Resolution, Bankruptcy Core Proceedings, Insurance and Business Interruption Claims, business valuation, Fraud, Internal Investigations

...• Calculates economic damages, lost profits, lost earnings, business interruption claims and earn-outs • Values closely held businesses for shareholder litigation, family law services, bankruptcy and business litigation and estate and gift tax compliance • Traces undisclosed assets, analyzing financial transactions/balances, determines sources of funds used to acquire assets and reconstructs falsified/incomplete financial information Gould & Pakter Associates, LLC provides expert testimony and litigation support services for both plaintiff and defense. For illustrative purposes only, Mr....

OSHA, Safety - OSHA, Industrial Accidents, Safety, Industrial Hygiene, Loss Control, Risk Management, Slip Trip & Fall, Construction Accidents, Manufacturing Accidents, Insurance, Investigations

...Gray provides expert witness services in defense and plaintiff litigation matters, safety and health on-site audits, customized OSHA safety and health training, OSHA 10 and 30-hour construction and general industry training, and assistance for employers who have been issued citations that they need assistance with obtaining better citation settlement agreements and working in conjunction with legal counsel with litigation assistance contesting OSHA citations....

Physician Assistant, Emergency Medicine - Emergency Medicine and Urgent Care: Dr. Cannell can testify himself for PAs and NPs as well as provide malpractice case merit review, expert witness, deposition, and expert testimony.

...Healthcare Law training regarding regulatory compliance and auditing including the broad application of knowledge in different therapeutic areas. ED utilization review, population management, and healthcare utilization review. Anticoagulation, Antimicrobial, and P&T committee member responsible for researching and maintaining evidence-based, up to-date-data to create safe and effective medical management in a large healthcare system. Participant in various ED and Health System committees. Professional Society Membership: American Academy of Physician Assistants Massachusetts Association of Physician Assistants Society of Emergency Medicine Physician Assistants Association of Physician Assistants in Legal Medicine

Cannabis, Laboratories & Testing - Laboratory, Cannabis, Marijuana, Compliance, Regulatory, Cannabinoid, THC, Potency, Contaminant, Quality Management System, Audit, ISO 17025, FDA, Clinical, DNA, Molecular, Genetic, Testing

...Opie is a previous founder of multiple analytical testing laboratories in both clinical diagnostics and cannabis compliance testing. He has been a plaintiff, defendant, and cannabis laboratory testing expert witness in multiple legal matters. Since 2018 he has been advising laboratory owners and investors about regulatory, quality, scientific, and business operations issues. In addition to being a regular invited speaker at national conferences, He is also the editor and contributing author to the textbook, "Cannabis Laboratory Fundamentals". Dr.Opie has written a variety of articles around laboratory operations including: Cannabis Laboratory Planning, Design, Licensing, Instrumentation, and Staffing, A Hemp Growers Guide to Compliance Testing for THC and CBD Levels, A Guide to Preparing Cannabis Laboratory Business License Applications, and How to Start a Cannabis Testing Lab: A Step-by-Step Guide. Dr....

Safety, OSHA - Multiple industry safety experience, OSHA, safety & health, serious injury and fatal injury prevention, occupational fatalities, falls, machine guarding, ladder, multi-employer worksite, construction, training, silica, industrial hygiene, respiratory protection, safety management systems, auditing

...This includes roles as an Air Force Bioenvironmental Engineering officer (final rank of Captain, with industrial hygiene and environmental responsibilities), regional Occupational Health and Safety (OHS) management for a hazardous waste cleanup company, OHS management for a Prime Contractor to the Department of Energy (Oak Ridge, TN), construction safety and construction fatality research for the University of Tennessee under contract to the Department of Labor/Occupational Safety and Health Administration (OSHA), OHS management for a consumable dental supplies and metals related manufacturing/machining company, OHS management for an international gas engine manufacturer within a global automotive manufacturer, regional environmental, health and safety (EHS) management and global safety team member for a Tier 1 auto parts manufacturer, regulatory compliance-focused EHS management for a national disaster restoration contractor under strict EPA requirements, OHS management for an above-ground...

Veterinarian, Agriculture - Horses, Cattle, Livestock, Research, Dog, & Cat,

I am an accomplished veterinarian, with diverse experience that includes private practice, work with professional organizations on regulatory compliance, and collaborations with the federal government in regulatory and policy aspects involving laboratory research and veterinary issues. Testified in administrative and court proceedings, including serving as a supporting witness for the American Veterinary Medical Association Professional Liability Trust with a favorable outcome. Employed as a veterinary medical officer with the United States Department of Agriculture and contributed to the enforcement of federal laws in cases under the jurisdiction of the USDA. Specialties: Veterinary Standards of Care, Investigative Interviewing, Equine Regulatory Investigations, Expert Witness Testimony, Civil and Criminal Matters, Nationwide Program Management, Field Audits, Work with Equine Associations, Expert on the Horse Protection Act

Jails & Prisons, Correctional Healthcare - Prisons, Jails, Use of Force and Deadly Force, Special Housing Unit/Segregation Management, Inmate/Gang Management, Suicide Prevention and Response, Crisis Response, Escape, Staff Training, Health Care Management, Wrongful Death, Staff Misconduct, Operations Security, Policy Compliance, PREA

...➢ Three years of experience at the Federal Bureau of Prisons Headquarters, with emphasis in training, policy development, crisis evaluation, crisis intervention, and auditing ➢ Regarded as an expert in all areas of correctional management, oversight, inmate care and custody, policy, ethics, and training. Prisons, Jails, Use of Force and Deadly Force, Special Housing Unit/Segregation Management, Inmate/Gang Management, Suicide Prevention and Response, Crisis Response, Escape Response, Staff Training, Health Care Management, Wrongful Death, Staff Misconduct, Operations Security, Policy Compliance, sexual assault, rape, PREA,

Gaming & Gambling, Security - Premises Liability, Casino Surveillance, Casino Security, Inadequate Security, Hotel Security, Corporate Investigations, Investigations-Criminal Matters, Investigations-Civil Matters, Compliance Investigations, Due Diligence Investigations, International Investigations, Gaming Regulatory Compliance

...Investigations included, but were not limited to, compliance investigations of individuals, corporations and companies, violations of local, state and federal laws, violations of gaming regulatory compliance, and civil matters. He has conducted operational audits of gaming security and casino surveillance operations and assisted clients with installation of CCTV surveillance and security systems.

Business Valuation, Business Damages - Valuation, 409(a) Valuation, Business Appraisal, Economic Damages, Forensic Accounting, Fair Value Accounting, Personal Injury Damages, Fraud Investigation, Shareholder Disputes, Partnership Disputes, Wrongful Death Damages, Wrongful Termination Damages,

...Performed numerous appraisals for use in company financial statements for compliance with fair value accounting standards, including purchase price allocations, 409A valuations, option valuations, warrant and convertible debt valuations, preferred stock valuations, goodwill impairment analyses, etc., for use in both publicly traded and privately held audited financial statements Calculated the value of closely held companies in a wide variety of industries for a wide variety of purposes, including financial statement preparation, gift and estate tax planning, ESOP valuations, divorce settlements, shareholder disputes, and other litigation situations. Performed valuations of multiple early stage companies, including bio/med-tech, software-as-a-service, and technology companies, among others Experienced in performing appraisals in both contentious and cooperative environments. Lead valuation analyst for trucking company with sales in excess of $500M for shareholder buy-out purposes....

Safety, Industrial Hygiene - Construction, Research and Development, Environmental, Occupational Health, Noise, Accident Investigations, Risk Management, Fatality Investigations, ISO Management Systems, Insurance, Emergency Management, Drug/Alcohol Use Management, Behavioral Management, Training, Contractor Safety, Owners Rep.

...Technical proficiencies in industrial hygiene, safety and environmental disciplines, regulatory compliance analyses, product EH&S program development, permitting, training, ergonomics, EH&S audit and gap analysis, corrective action development, risk management analysis, workers compensation claims management and wellness programs and construction EH&S within a multitude of manufacturing, construction, research and development, governmental and administrative environments. Owner/President – 2021-present- Marianne Santarelli Safety, Industrial Hygiene and Environmental Consulting Services, LLC • A full-service Safety, Occupational Health and Environmental Consulting Service that provides personal one on one comprehensive consulting on the complete range of EH&S issues, topics, and problems....

Nursing Administration, Medical Management - Medication errors, patient falls, restraints, restrictive interventions, central lines, infection prevention, infection control, CLABSI, CAUTI, pressure ulcers, bedsores, informed consent, HIPAA, staffing, delegation, scope of care, sedation, endoscopy, radiology, critical care, ICU

...With strong bedside and management experience in Critical Care and procedural departments, I have dedicated many years to ensuring quality and compliance in high-performing patient care areas. This includes addressing patient care issues such as patient falls, pressure ulcer prevention, physical restraints, infection prevention, and procedural sedation; regulatory issues such as HIPAA, scope of care, delegation, and informed consent; and evaluating the circumstances around adverse events such as medication errors, patient misidentification, and incorrect execution of orders. I have precepted new hires, developed onboarding programs, and been extensively involved with hiring, performance evaluations, disciplinary steps, and maintaining a just culture. I am comfortable and experienced with documentation audits and medical record chart review....

Nurse, Legal Nurse Consulting - Certified Medical-Surgical Registered Nurse, Pain & Suffering reports, medical chronologies, Nursing Management, organizational safety, policy writing, Oncology, Cardiology, med-surg, Nurse Informatics, Chemotherapy, Clinical Documentation, Clinical Validation, overbilling, audit trail.

...A patient-focused nursing leader with over 15 years in healthcare leadership and broad compliance expertise. Expertise in analyzing patient case histories and delivering evidence-based conclusions in concise, well-written documentation. Nationally Certified RN and nursing subject matter expert who implements and optimizes compliance programs in inpatient/outpatient settings and collaborates on EMR building and platform development. Service recovery expert who excels at distilling complex medical information into digestible reports, preparing medical chronologies/timelines, and summarizing/organizing medical records for non-clinical stakeholders. Vast experience with Clinical Documentation Integrity, Clinical Validation Audits, and writing appeal rebuttals for insurance companies to ensure payment integrity.

Long Term Care, Nurse - Medical Records Review, Standards of Care, Nursing Home, Assisted Living, Elder Abuse and Neglect, Patient Transfers, Pressure Injuries, Patient Falls, Short-Term Rehabilitation, Personal Care, Merit Screening/Review, Patient Specific Medical Conditions/Diagnoses, Merit Consultation, Adverse Events

...Donnelly has acquired extensive experience in developing policies and procedures, investigating incidents and unusual occurrences, auditing patient care, monitoring adherence to policies and procedures, providing education/training to staff, and ensuring regulatory compliance. Ms. Donnelly actively practices as a nurse within long-term care, short-term rehabilitation, and school settings. She continues to assist long-term care and short-term rehabilitation facilities with auditing and ensuing compliance with Federal, State, and Local Regulations, along with standards of care. Ms. Donnelly also applies her experience with hands-on care and nursing management through the continuing education and training programs she provides to various members of the health care teams. Ms....

Cybersecurity, Information Technology - Gartner, Defamation, Analyst, Ransomware, Endpoint, network, cyber, insurance, hygiene, penetration, testing, malware, computer, breach, managed, risk, vulnerability, crime, threat, attack, hack, forensic, digital, incident response, compliance, audit, identity, cloud, software, patent, trade secret

Brad A. LaPorte is a cybersecurity and IT consultant and currently serving as a founder of High Tide Advisors. He has over 18+ years of experience as a consultant in the cybersecurity industry spanning various industry segments. Prior to joining High Tide Advisors, he served as a top Gartner Research Analyst, including but not limited to the following specialties: security information and event management (“SIEM”), security orchestration, automation, and response (“SOAR”), Threat and Exposure Management, Vulnerability Management, Pen Testing, Cloud Security, managed security service provider (“MSSP”), managed detection and response (“MDR”), endpoint protection platforms/endpoint detection and response (“EPP/EDR”), Extended Detection & Response (“XDR”), Threat Intelligence, Digital Risk Protection, Social Media Protection, and Attack Surface Management. Mr. LaPorte was the lead author of the Gartner Market Guide for Threat Intelligence, Market Guide for Endpoint Detection and Response,...

Pharmacist, Pharmaceutical Regulation - USP <797> <795> <800>, Sterile and non-sterile compounding, FDA 503(a) and (b), State Inspections, Accreditation, Compliance, Critical Point Training, NABP, PCAB, Inspections, FDA Drug Compliance Expert

Kathleen Jackson is a licensed and experienced 40+ year pharmacist with specialized training and experience in compounding and compliance with regulations. She owned and operated a community pharmacy with an emphasis on compounding for 22 years. She has most recently received an NABP Inspector Certification (CISCI) in November 2018, expiring June 2023. Kathleen was also previously accepted by FDA to monitor a pharmacy as a Drug Compliance Expert. She has presented at several PCCA International Seminars as well as local community clubs and organizations. Kathleen was awarded "Pharmacist of the Month" in March 2002 by PCCA (Professional Compounding Centers of America). She has performed inspections and prepared reports to Boards of Pharmacy related to license suspensions/probation orders. Kathleen has co-authored two articles on Root Cause Analysis in the IJPC (International Journal of Pharmaceutical Compounding)....

Transportation, Safety - Safety & Compliance Consultants provides Litigation Support, Accident Investigations, DOT Audits, DOT Inspections, DOT/FMCSR Regulations, Freight Broker & HazMat Regulations for collisions involving Commercial Motor Vehicles/Fleet Vehicles. Failure Analysis, Biomechanical, Accident reconstruction

Over 30 years of experience in transportation, safety, compliance and logistics. Contact Billy for updated CV.

Business Valuation, Business Damages - Valuation, 409(a) Valuation, Business Appraisal, Economic Damages, Forensic Accounting, Fair Value Accounting, Personal Injury Damages, Fraud Investigation, Shareholder Disputes, Partnership Disputes, Wrongful Death Damages, Wrongful Termination Damages,

...Performed numerous appraisals for use in company financial statements for compliance with fair value accounting standards, including purchase price allocations, 409A valuations, option valuations, warrant and convertible debt valuations, preferred stock valuations, goodwill impairment analyses, etc., for use in both publicly traded and privately held audited financial statements Calculated the value of closely held companies in a wide variety of industries for a wide variety of purposes, including financial statement preparation, gift and estate tax planning, ESOP valuations, divorce settlements, shareholder disputes, and other litigation situations. Performed valuations of multiple early stage companies, including bio/med-tech, software-as-a-service, and technology companies, among others Experienced in performing appraisals in both contentious and cooperative environments. Lead valuation analyst for trucking company with sales in excess of $500M for shareholder buy-out purposes....