Broker/Dealer Standards & Compliance Expert Witness Listings

Welcome to our Broker/Dealer Standards & Compliance experts directory. Browse the profiles below to find the right expert witness in Broker/Dealer Standards & Compliance for your case. Our SEAK Expert Witness Database is always free to search.

SEAK, Inc. is The Expert Witness Training Company. We have trained thousands of expert witnesses, through our seminars, on-site corporate training, assisting retaining counsel to prepare their witnesses, and one-on-one training for individual experts. For additional information please visit testifyingtraining.com

Unable to find the right expert? For personalized assistance in locating an expert witness, please click here.

Advisors / Experts @MCS Associates National Expert Witness/Consulting Group

Tustin, California
Securities & Investments Expert Witness, Financial Expert Witness - Broker/dealer standards & compliance, investment advisor duties, securities suitability, stock trading, options/futures, investment banking, trustee duties
Banking, financial services & finance consulting group (est. 1973). Experts include investment, trust & fiduciary specialists, investment bankers, brokers, brokerage managers, compliance officers, accountants, economists, statisticians. Stocks / Bonds / Commodities / Hedge funds / Mortgage securities; Trading & portfolio management; Supervision, Operations & settlement; Syndications; Capital markets; NASD / FINRA arbitration; Damages, Economic / Statistical analysis, Valuations, Forensic accounting.
Click for Full Listing and Contact Info

Advisors / Experts @MCS Associates National Expert Witness/Consulting Group

Tustin, California
Real Estate Expert Witness, Banking Expert Witness - Residential, commercial, construction, lending, appraisal, RESPA/TIL compliance, broker standards, escrow & title, property management
Banking, finance & real estate consulting group (est. 1973). Experts include lenders, mortgage brokers, mortgage bankers, RE. brokers, escrow & title officers, developers, property managers, consultants, appraisers, economists and accountants. Lending / finance, RE brokerage, Compliance, Purchase / sale /leasing transactions, Homeowner association management, Foreclosure, Economic analysis, valuations & damages assessment.
Click for Full Listing and Contact Info