4 Options/Futures Expert Witnesses Found
Results Sorted Below by State
Advisors / Experts @MCS Associates National Expert Witness/Consulting Group
Tustin, California
Banking, Financial
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Banking operations, Checking Accounts, Bank Fraud, Trusts & fiduciary, Credit underwriting, Lending (all types), Loan administration, Mortgage banking, Foreclosures, Lender liability, Securities & investments, Economics & Accounting, Damages, failed banks analysis / D&O liability.
...SECURITIES & INVESTMENTS AREAS OF EXPERTISE INCLUDE:
Broker/dealer standards & compliance; Investment advisor duties; Securities suitability re: stock trading, options/futures; Investment banking; Stocks / bonds / commodities / hedge funds / mortgage securities; Trading & portfolio management; Supervision, operations & settlements; Syndications; Capital markets; FINRA arbitration; Fiduciaries & Trustees’ standards/practices and duties for corporate & personal trusts’ investments, operations, trust services and trust/fiduciary fees; Damages, Economic / Statistical analysis, valuations, analysis and forensic accounting.
ECONOMICS, DAMAGES, ACCOUNTING, & VALUATIONS
Experts include senior bankers, consultants, economists, accountants, actuaries, statisticians, appraisers....
Thomas G. Taliaferro, CIMA®, AIF®
San Diego, California
Securities & Investments, Financial
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Breach of fiduciary duty, Uniform Prudent Investors Act, churning, suitability, broker/dealer standards and compliance, investment advisor, portfolio management, asset allocation, unauthorized trading, elder abuse, FINRA, financial advisor, financial planning, branch management, securities fraud
...Professional Designations:
Wharton School Executive Education)--
Certified Investment Management Analyst
Senior Financial Advisor
Senior Branch Manager
FINRA--Dispute Resolution Arbitrator
Center for Fiduciary Studies--Accredited Investment Fiduciary
IMCA--Certification--Fiduciary Best Practices
Licenses Held:
Series 7—General Securities License--1985
Series 3—National Commodities Futures License--1986
Series 63—Uniform Securities Agent--1986
Series 65—Uniform Investment Advisor--1995
Series 8—General Securities Sales Supervisor and Options Principal--1993
James W. Lovely, BBA, MBA, JD
Lakeland, Florida
Securities & Investments, Financial
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Derivatives, Swaps, Futures, ISDA/SIFMA/NAESB Documentation, UCC Article 8, Foreign Currency, Financial Products, Municipal Bonds, Hedge Funds, Securitization, CFTC and SEC Compliance, LIBOR/SOFR transition issues.
...His expertise encompasses both academic training and extensive legal and financial work experience involving the regulation, structuring, hedging, documentation, execution, management and termination of financial products, including futures, options, swaps, derivatives, and bonds, ISDA, NAESB and SIFMA documentation, repurchase agreements, liquidity facilities, structured financial products, commercial paper programs, securitizations, commodity financing, and prime brokerage arrangements. He also advises clients on LIBOR/SOFR transition issues. He is experienced with the U.C.C., including particularly Article 8 of the UCC related to securities and financial asset transfers and Article 9 related to secured transactions.
Colin J Knight, Bsc (Hons) Alpha Quantum
Barby, UK, New York
Banking, Financial
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Equities, Exotics, Trading Strategies, Pricing, Hedging, Derivatives, Structured Products, FX, Forex, Pricing, Structuring, Options, Futures, Bonds, Swaps, Risk Analysis, Alternative Investments, Fund Derivatives, Market Manipulation, Illiquid Markets, Hedge funds
Colin Knight is a renowned and highly respected expert witness in the field of trading and finance, with over 30 years of broad experience in the industry. He has a deep understanding of trading principles and practices, as well as an extensive knowledge of structured products and white-collar crime. He has been called upon to provide expert testimony in a wide range of legal cases and his clients have commended him for his ability to uncover hidden financial transactions and detect patterns of financial fraud. Colin's expertise extends beyond the courtroom, as he continues to work in the financial industry, actively trading his own investments, keeping current with the latest developments and practices in the field.
Colin has addressed civil and criminal cases, arbitrations and tribunals, including tax and fraud cases, and has given evidence internationally in London, New York, Hong Kong and other jurisdictions. His ability to explain complex technical concepts in a clear and understandable...