Broker & Investment Adviser Fraud Expert Witness Listings

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Robert D. Lawson, AIF®, CFE®, MRFC®, LUTCF® Barrington Financial Consulting Group, Inc.

Bloomington, Minnesota
Fraud Expert Witness, Securities & Investments Expert Witness - FINRA Arbitration, Breach of Fiduciary Duty, Failure to Supervise, Concentrated Portfolios, Fiduciary Standard of Care and Responsibility, Outside Business Activities, Alternative Investments, Broker & Investment Adviser Fraud, Securities Fraud, Variable Annuities, Stock & Index Options, Mediation.
Mr. Lawson presides as a FINRA & NFA Dispute Resolution Arbitration Chairperson and is a qualified FINRA Mediator. He is recognized by the Minnesota Supreme Court as a Qualified Neutral under Rule 114 of the Minnesota General Rules of Practice as a Civil Facilitative/Hybrid Mediator and Adjudicative/Evaluative Arbitrator. Mr. Lawson is the President of Barrington Financial Consulting Group, Inc., a securities litigation consulting firm. In 1988, Mr. Lawson founded Barrington Capital Management, Inc., a Registered Investment Advisory firm and Insurance Agency, where he continues to serve as the President and Chief Compliance Officer. He is an Accredited Investment Fiduciary (AIF®), Certified Fraud Examiner (CFE®), Master Registered Financial Consultant (MRFC®), and a Life Underwriter Training Council Fellow (LUTCF®). His breadth of securities experience includes managing and supervising FINRA broker-dealer branch offices as a Registered Securities Principal, Options Principal, and...
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