John J. Duval, Jr.
Staatsburg, New York
Securities & Investments Expert Witness, Financial Expert Witness
investment suitability, fiduciary duties, Regulation Best Interest, registered investment advisor, FINRA, arbitration, stocks, bonds, private placement, option, alternative investments, damage models
Jack is the Managing Partner and an expert witness at Accelerant, a securities litigation consulting boutique. He has broad and deep experience in complex investments and strategies, including: hedge funds, fund-of-funds, liquid alternatives, private equity, venture capital, managed futures, structured products, securitized products, and other private placements, as well as equities, fixed income, options, and insurance.
Jack is also an expert in securities rules, regulations, and industry custom and practice. He holds the FINRA Certified Regulatory and Compliance Professional (“CRCP”) designation from the FINRA Institute at Wharton. FINRA describes the CRCP program as "a comprehensive and rigorous course of instruction on the foundation, theory and practical application of securities laws and regulation." Jack’s testimony frequently includes discussion of FINRA suitability and supervisory rules, and fiduciary obligations of registered investment advisors, registered representati...
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