18 Capital Markets Expert Witnesses Found

Results Sorted Below by State

Craig Cherney, Esq.

Phoenix, Arizona
Real Estate, Fraud - Real Estate Funds, Syndicated Real Estate Investments, Land, Due Diligence, Fiduciary Duty, Standards of Care, Real Estate Fund Management, Real Estate Acquisition, Real Estate Entitlements, Land Development, Land Use, Land Valuation, Management Fees, Commissions, Pre-Acquisition Diligence, Title
Have deep experience in acquisition and disposition of hundreds of millions of investment capital in residential land, master plan communities, real estate development projects and entitlement and zone change opportunities throughout the United States. Joint Venture expert between institutional capital, private investors and local real estate operators or real estate sponsors. Pooled real estate funds, real estate syndication and private equity real estate fund management and duties of care to investors. Expert in fiduciary standards of care that relate to real estate managers' fiduciary duty and operating protocol when executing a real estate business plan or pooled investment scheme. Can conduct multiple financial models and sensitivity analysis showing present value and projected IRR rates of return and equity multiples that a real estate project should have delivered in the open market....

Advisors / Experts @MCS Associates National Expert Witness/Consulting Group

Tustin, California
Banking, Financial - Banking operations, Checking Accounts, Bank Fraud, Trusts & fiduciary, Credit underwriting, Lending (all types), Loan administration, Mortgage banking, Foreclosures, Lender liability, Securities & investments, Economics & Accounting, Damages, failed banks analysis / D&O liability.
...SECURITIES & INVESTMENTS AREAS OF EXPERTISE INCLUDE: Broker/dealer standards & compliance; Investment advisor duties; Securities suitability re: stock trading, options/futures; Investment banking; Stocks / bonds / commodities / hedge funds / mortgage securities; Trading & portfolio management; Supervision, operations & settlements; Syndications; Capital markets; FINRA arbitration; Fiduciaries & Trustees’ standards/practices and duties for corporate & personal trusts’ investments, operations, trust services and trust/fiduciary fees; Damages, Economic / Statistical analysis, valuations, analysis and forensic accounting. ECONOMICS, DAMAGES, ACCOUNTING, & VALUATIONS Experts include senior bankers, consultants, economists, accountants, actuaries, statisticians, appraisers....

Peter Crosby Biomedical Business Resources, LLC

Aliso Viejo, California
Biomedical Engineering, Intellectual Property - Medical devices, commercially reasonable efforts, patent, intellectual property, product liability, corporate governance, licensing, strategy, inter partes review, theft of intellectual property, trade secret misappropriation, product liability
...His business function experience includes research and development, clinical trials, regulatory approval, market launch, sales, intellectual property, merger and acquisition negotiations, licensing agreements, strategy and corporate governance. He has extensive experience raising capital, Mr. Crosby has served as a consulting expert and testifying expert in several cases, and has written expert reports, been deposed, and testified in court or arbitration several times. Categories of cases include intellectual property disputes (patent infringement or validity, IPR and ITC cases), theft of intellectual property and trade secrets, interpretation of commercial contract terms (such as "commercially reasonable efforts", and product liability.

Fred B. Lott, AIA, ARA, CSI Fred Lott Architect

California
Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards
...Market Sector Experience Hotels: High Rise, Full Service Luxury Boutique, Extended Stay, Condo Hotels, & Suite Hotels Retail: Wholesale Warehousing, eCommerce, Regional Shopping Centers & Showrooms Movie and Sound Recording Studios Construction: Sound Attenuation & Soundproofing Aviation Maintenance Facilities: Service Hangars, Hydraulic Systems, Wing Docks, & Nose Docks Government Facilities: Federal Courthouses, Mental Health Facilities, Correctional Facilities, Post Offices, State Capital & Historic Monuments Renovations Food Service: Airline Food Service Suppliers, Restaurants – Fine Dining & Casual Dining, Private Clubs, Brasseries, Banquette Facilities, Cafeterias, Food Concession, Food Processing & Packing, Cold...

Gary M. Tenzer, BA, MBA, MSBA Tenzer Consulting Group

Los Angeles, California
Real Estate, Financial - commercial real estate finance, Mortgage, Debt, Lender, Borrower, Interest Rate, Loan Terms, Bankruptcy, CMBS, Bank, Alter Ego, Lender Liability, Loan Underwriting, Loan Origination
...I work as an active professional arranging capital placement for my clients, and I am therefore well-versed in commercial real estate finance and related issues as well as the current and past state of the capital markets. Over the past 25 +/- years, I have served as an expert witness or consultant on over three hundred matters, given deposition testimony over 150 times, and trial testimony 100 +/- times in Federal, State, and Bankruptcy courts as well at ADR proceedings. Expert testimony has included: Chapter 11 Interest rate determination, partnership disputes, lender/borrower disputes, landlord/tenant disputes, alter ego issues, lender liability matters, lender approval process, the suitability of financing, forensic determination of market-rate and terms of financing, economic feasibility, market impacts on leasing and sales, as well as many other areas....

Fred B. Lott, AIA, ARA, CSI Fred Lott Architect

Westport, Connecticut
Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards
...Market Sector Experience Hotels: High Rise, Full Service Luxury Boutique, Extended Stay, Condo Hotels, & Suite Hotels Retail: Wholesale Warehousing, eCommerce, Regional Shopping Centers & Showrooms Movie and Sound Recording Studios Construction: Sound Attenuation & Soundproofing Aviation Maintenance Facilities: Service Hangars, Hydraulic Systems, Wing Docks, & Nose Docks Government Facilities: Federal Courthouses, Mental Health Facilities, Correctional Facilities, Post Offices, State Capital & Historic Monuments Renovations Food Service: Airline Food Service Suppliers, Restaurants – Fine Dining & Casual Dining, Private Clubs, Brasseries, Banquette Facilities, Cafeterias, Food Concession, Food Processing & Packing, Cold...

Daniel E Buffington, PharmD, MBA, FAPhA Clinical Pharmacology Services, Inc.

Tampa, Florida
Pharmacology- Clinical, Toxicology - Autopsy, Capital Crimes, Controlled Substance, Dispensing, DUI, Dramshop, Drug Screen, Evidence, Medication Therapy Management, Pain Management, Pharmacology, Postmortem, Toxicology, Trafficking, Prescribing, Prescribing, Side Effects, Substance Use Disorders, Therapeutic Drug Monitoring
...He has over 35 years of experience as a clinical practitioner and expert witness in healthcare law pertaining to clinical pharmacology, toxicology, pharmacy and medical malpractice, substance use disorders, capital crimes (aggravating & mitigation circumstances), long-term care, child custody, criminal, civil, patents, regulatory, and intellectual property cases. His work includes cases in state, federal, and military jurisdictions. He is a consultant to clinical and forensic laboratories, law enforcement, and government agencies (local, military, state, and federal). He is a faculty member at the University of South Florida’s Colleges of Medicine and Pharmacy and has numerous other academic affiliations....

Gina Edwards, CFE, CAMS Ascalon Analytics LLC

Naples, Florida
Fraud, Investigation - Data analytics, machine learning, fraud, financial crime, forensic accounting, securities fraud, complex investigations, asset investigations, investment due diligence, proxy contests, shareholder disputes, risk assessment for mergers and acquisitions, public records research, public corruption, AML
...Have provided investigative work to Fortune 500 companies, hedge funds, private equity firms, venture capital funds, foundations, family offices, private companies, law firms, and accounting firms. Have supervised and conducted investigations in the Americas, Europe, Asia, Middle East, Africa and Australia. Assist clients with assessing risk for mergers and acquisitions, public, private, and cross-border. Conduct extensive investigations for investment due diligence, asset investigations, litigation support, shareholder disputes, bankruptcy and regulatory matters. Specialize in securities fraud, organized crime and corruption. Assist both activist investors and public companies with in-depth research regarding proxy contests....

Fred B. Lott, AIA, ARA, CSI Fred Lott Architect

Florida
Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards
...Market Sector Experience Hotels: High Rise, Full Service Luxury Boutique, Extended Stay, Condo Hotels, & Suite Hotels Retail: Wholesale Warehousing, eCommerce, Regional Shopping Centers & Showrooms Movie and Sound Recording Studios Construction: Sound Attenuation & Soundproofing Aviation Maintenance Facilities: Service Hangars, Hydraulic Systems, Wing Docks, & Nose Docks Government Facilities: Federal Courthouses, Mental Health Facilities, Correctional Facilities, Post Offices, State Capital & Historic Monuments Renovations Food Service: Airline Food Service Suppliers, Restaurants – Fine Dining & Casual Dining, Private Clubs, Brasseries, Banquette Facilities, Cafeterias, Food Concession, Food Processing & Packing, Cold...

James W. Lovely, BBA, MBA, JD

Lakeland, Florida
Securities & Investments, Financial - Derivatives, Swaps, Futures, ISDA/SIFMA/NAESB Documentation, UCC Article 8, Foreign Currency, Financial Products, Municipal Bonds, Hedge Funds, Securitization, CFTC and SEC Compliance, LIBOR/SOFR transition issues.
James Lovely provides expert witness, litigation support, and consulting services concerning all types of derivatives and other capital markets products. His expertise encompasses both academic training and extensive legal and financial work experience involving the regulation, structuring, hedging, documentation, execution, management and termination of financial products, including futures, options, swaps, derivatives, and bonds, ISDA, NAESB and SIFMA documentation, repurchase agreements, liquidity facilities, structured financial products, commercial paper programs, securitizations, commodity financing, and prime brokerage arrangements. He also advises clients on LIBOR/SOFR transition issues. He is experienced with the U.C.C., including particularly Article 8 of the UCC related to securities and financial asset transfers and Article 9 related to secured transactions.

Fred B. Lott, AIA, ARA, CSI Fred Lott Architect

Indiana
Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards
...Market Sector Experience Hotels: High Rise, Full Service Luxury Boutique, Extended Stay, Condo Hotels, & Suite Hotels Retail: Wholesale Warehousing, eCommerce, Regional Shopping Centers & Showrooms Movie and Sound Recording Studios Construction: Sound Attenuation & Soundproofing Aviation Maintenance Facilities: Service Hangars, Hydraulic Systems, Wing Docks, & Nose Docks Government Facilities: Federal Courthouses, Mental Health Facilities, Correctional Facilities, Post Offices, State Capital & Historic Monuments Renovations Food Service: Airline Food Service Suppliers, Restaurants – Fine Dining & Casual Dining, Private Clubs, Brasseries, Banquette Facilities, Cafeterias, Food Concession, Food Processing & Packing, Cold...

Ilonna J. Rimm, MD PhD CFA Rimm Healthcare Capital Advisory LLC

Newton Center, Massachusetts
Financial, Pediatric Hematology Oncology - Appraisal and Valuation, Banking, Business Valuation, DNA, Financial, Securities and Investments, Biotechnology, Medical Devices, Healthcare Services, Life Science Tools , Pharmaceuticals , Entrepreneurial Companies, Start-up companies
...Ilonna Rimm, MD PhD CFA, is a healthcare investor who provides strategic advice on raising early-stage capital. As the CEO and Founder of Morninglight Healthcare Capital, LLC, a family office, she invests in small cap public companies (0 to $4B market cap). She also serves as an Advisor to Life Sciences CEO’s who are raising a Seed or Series A Round of capital, as Rimm Healthcare Capital Advisory, LLC. She can fully understand the biological science of an emerging company. Then she can organize and polish the science to present it in a way that is attractive to life science investors. She recently provided services to Immuneering Corp., who raised a Series A round of $20M in January, 2020, and a Series B round of $62M in January, 2021. Immuneering is now a public company (IMRX). Ilonna currently work as a Financing Expert at the Harvard Innovation Lab, which is associated with Harvard Business School....

Barclay T. Leib, CFE, CAIA Sand Spring Advisors LLC

Morristown, New Jersey
Financial, Fraud - Hedge Funds, Alternative Investments, Derivatives, Trading Practices, Security Manipulation, Fiduciary Duty, Forensic Audit, CFE, CAIA , Options, Foreign Exchange, Precious Metals
Barclay Leib, CFE, CAIA is an accomplished alternative asset due diligence professional who has been conducting due diligence and asset allocation on a variety of alternative investments (hedge funds, venture capital, private equity, alternative direct lending) for the majority of the past 20 years. He previously was a senior derivatives trader at firms including JP Morgan, Goldman Sachs, Barclays Bank, and Societe Generale for the first 20-years of his career. He also ran Alternatives Research for Fortigent LLC ($70 bln of assets advised) for two years. Mr. Leib has testified in both AAA arbitration and in Court cases in matters related to hedge funds, due diligence, fiduciary duty, and market manipulation. He has also assisted the SEC, CFTC, SDNY, and FBI, as well as several law firms, in various financial investigations that have resulted in successful criminal prosecutions. Mr. Leib holds an active FINRA Series 65 license, as well as a Series 7 & 63 (and prior Series 3)....

Barclay T. Leib, CFE, CAIA Sand Spring Advisors LLC

New York
Financial, Fraud - Hedge Funds, Alternative Investments, Derivatives, Trading Practices, Security Manipulation, Fiduciary Duty, Forensic Audit, CFE, CAIA , Options, Foreign Exchange, Precious Metals
Barclay Leib, CFE, CAIA is an accomplished alternative asset due diligence professional who has been conducting due diligence and asset allocation on a variety of alternative investments (hedge funds, venture capital, private equity, alternative direct lending) for the majority of the past 20 years. He previously was a senior derivatives trader at firms including JP Morgan, Goldman Sachs, Barclays Bank, and Societe Generale for the first 20-years of his career. He also ran Alternatives Research for Fortigent LLC ($70 bln of assets advised) for two years. Mr. Leib has testified in both AAA arbitration and in Court cases in matters related to hedge funds, due diligence, fiduciary duty, and market manipulation. He has also assisted the SEC, CFTC, SDNY, and FBI, as well as several law firms, in various financial investigations that have resulted in successful criminal prosecutions. Mr. Leib holds an active FINRA Series 65 license, as well as a Series 7 & 63 (and prior Series 3)....

Fred B. Lott, AIA, ARA, CSI Fred Lott Architect

New York
Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards
...Market Sector Experience Hotels: High Rise, Full Service Luxury Boutique, Extended Stay, Condo Hotels, & Suite Hotels Retail: Wholesale Warehousing, eCommerce, Regional Shopping Centers & Showrooms Movie and Sound Recording Studios Construction: Sound Attenuation & Soundproofing Aviation Maintenance Facilities: Service Hangars, Hydraulic Systems, Wing Docks, & Nose Docks Government Facilities: Federal Courthouses, Mental Health Facilities, Correctional Facilities, Post Offices, State Capital & Historic Monuments Renovations Food Service: Airline Food Service Suppliers, Restaurants – Fine Dining & Casual Dining, Private Clubs, Brasseries, Banquette Facilities, Cafeterias, Food Concession, Food Processing & Packing, Cold...

Joe Donlevy, MBA Filmore Capital

Charlotte, North Carolina
Banking, Financial - Paycheck Protection Program, PPP, Commercial Lending, Business Loan, Business Lending, Small Business Administration, SBA, Commercial Real Estate Lending.
...As Principal of Filmore Capital, he arranges commercial loans for business owners and commercial real estate investors. His clients benefit from his extensive background in originating, analyzing, pricing, and approving $1B+ in commercial loans. He was Honorably Discharged from the USMC-Reserves and then completed the prestigious Management Development Program at BB&T (Truist). He became a top-performing Commercial Banker at Bank of America and Wells Fargo. Because of his success in closing commercial loans for his clients, he was asked to lead a team of Commercial Bankers, which became one of the leading banking teams in the company. Subsequently, Joe was promoted to Manager and SVP of the Southeast Commercial Real Estate Team for Wells Fargo, the largest Commercial Real Estate Lender in the country....

Fred B. Lott, AIA, ARA, CSI Fred Lott Architect

Texas
Architecture, Construction Defects - Architect & Engineer Negligence, Construction Defects, Fraudulent Change Orders, Construction License Agreement, Antitrust Complaint, Standard of Care Responsibility & Compliance, Warehouse Thermal Comfort, Bid Steering, Treachery & Self-Dealing Related to Professional Practice Industry Standards
...Market Sector Experience Hotels: High Rise, Full Service Luxury Boutique, Extended Stay, Condo Hotels, & Suite Hotels Retail: Wholesale Warehousing, eCommerce, Regional Shopping Centers & Showrooms Movie and Sound Recording Studios Construction: Sound Attenuation & Soundproofing Aviation Maintenance Facilities: Service Hangars, Hydraulic Systems, Wing Docks, & Nose Docks Government Facilities: Federal Courthouses, Mental Health Facilities, Correctional Facilities, Post Offices, State Capital & Historic Monuments Renovations Food Service: Airline Food Service Suppliers, Restaurants – Fine Dining & Casual Dining, Private Clubs, Brasseries, Banquette Facilities, Cafeterias, Food Concession, Food Processing & Packing, Cold...

Richard V. Lyschik, DDS, FAGD, CFE, Ret. USAF DENTAL OFFICE NETWORK

Plano, Texas
Dentist, Business Valuation - Appraisal & Valuation, Fraud, GP & Specialty Dentistry, Solo & Multi-Doc Practices, DSO, Staff Issues, Estate, Divorce, Malpractice, Mergers, Entrepreneur, Practice Interruption, Income Loss
...In-house team members with expertise in: cost segregation, real estate leasing, banking, video & marketing services, staffing, HR, practice management, coaching, Doctor and staff performance review, fraud detection, assessment, prevention, security enhancements & recommendations. Familiar with most computer software billing and payment systems for dental and medical including, FFS, PPO, Medicaid, Capitation, HMO reimbursement models & "In-House" plans.