23 Retirement Planning Expert Witnesses Found

Fraud, Accounting - White-Collar Fraud, Embezzlement, Bank Fraud, Securities Fraud, Public Corruption, Credit Card Fraud, Elderly Exploitation, Locate Hidden Assets, Heirs Research for Probate Estates, Financial Forensics, Money Laundering, Criminal Defense, Civil Cases, Capital Murder Cases, Mitigation Specialist.

...I retired from the Federal Bureau of Investigations (FBI) as Sr. Forensic Accountant in 2017, which led to my starting my own practice to continue doing the work I love with the U.S. Attorney's Office, FBI, Secret Service, Defense Attorneys and the public. I previously held certifications in: Certified Internal Auditor (2001-2016), Certified in Control Self-Assessment (2002-2016), Accreditation in Internal Quality Assessment/Validation (2004-2016), Master Analyst in Financial Forensics (2008-2012) and Certified Fraud Specialist (2009-2011). These certifications expired while I was working for the FBI as the government didn't pay for membership dues nor professional training requirements, even though you were their employee....

Securities & Investments, Insurance - Due Diligence, Suitability, Supervision, Standards of Care, Breach of Fiduciary Duty, Variable and Fixed Index Annuities, TIC's, Non-Traded REIT'S, Broker Dealer Compliance, Portfolio Analysis,Private Placements, Elder Abuse, Damages, Misrepresentation, Material Omission and Fraud,

...From a long-standing banking background in corporate finance to underwriting and investment banking and real estate experience, I bring a strong knowledge of modern portfolio theory through the teaching of hundreds of retirement financial planning seminars at the corporate level. It is my goal to bring a refreshing perspective into the securities expert witness testifying arena that combines objective comprehensive analysis with effective communication skills. Historically, I have represented claimants 65% and respondents 35% to achieve a modicum of balance in my profession. All of my securities licenses are current and include Series, 7, 24, 63, 65, 79 and 99 along with Variable Contracts. My CA Life and Disability Insurance license is also active. While inactive, I also passed the Series 27 and held a California Real Estate Agent's license. I was formerly an Outside Business Activities compliance officer with LightPath Capital in Southlake, TX

Electricity - Transmission and distribution electric power industry, Electric Utility, Power linemen, Electrical contact, High Voltage accidents, Pole Climbing, Personal Protective Grounding, Live-line accidents, Electric Line Crew, Power line, underground power lines.

...Rigging, heavy equipment operations, emergency outage restoration, high and low voltage safety procedures, industry accepted work methods, expertise in researching and applications for FED-OSHA, State OSHA approved plans, NESC, California General Orders - 95, 128, 165, and 174. Installed and maintained SMUD's distribution "smart grid". Knowledgable in the majority of Distribution and Transmission line work methods. Experience in overhead Distribution and transmission line construction installations, repairs, maintenance, and inspections. Experience in URD (Underground Residential Distribution) cable pulling, terminations, splicing and fabricating elbows....

Actuarial, Statistics - Actuary, Pension Plans, retirement plans, 401k plans, ERISA, IRS compliance, audits, pension consulting, life expectancy calculations, marital dissolution, employee benefits, personal injury, wrongful death, disability, loss of income, life estate values, insurance, annuities, executive plans

In the past 4 years I have completed about 50 expert witness cases, including personal injury, medical malpractice, wrongful death, economic damages, family law, life estates, ERISA. public pension plan participant values, insurance, annuities, disability, deferred compensation plans, and general litigation. My experience is that by providing attorneys with an expert witness report by a certified actuary, they can win larger claims for their client. I am listed on many of the expert witness directories, as well as on Google. My CV is attached. Professional affiliations include F.S.A, Fellow Society of Actuaries (highest education for an actuary), E. A. Enrolled Actuary, M. A. A. A Member American Academy of Actuaries, ASPPA American Society of Pension Professionals and Actuaries, NIPA National Institute of Pension Administrators, and past affiliation as F. C. A. Fellow of Conference of Consulting Actuaries....

Police Practices & Procedures, Law Enf & Criminal Justice - Investigations, Security, Use of Force, Policy and Procedure, Internal Affairs, Administrative Complaint Process

Karen is recently retired from law enforcement, having been employed as a police officer with the Los Angeles Police Department and Oceanside Police Department for a total of 30 years, retiring as a Lieutenant with the Oceanside Police Department. Karen brings experience from a multifaceted career, having been assigned to or responsible for units such as K9, Crisis Negotiation Team, SWAT, Crisis Response Team, Homeless Outreach Team, Harbor Operations, Psychological Evaluation Response Team, Internal Affairs, Community Resource Team, and Investigations. Karen was a Detective Sergeant, supervising the Robbery-Homicide Unit, Crimes of Violence Unit, and Property Crimes Unit. She investigated hundreds of criminal cases ranging from low-level thefts to homicide. The City of Oceanside brings tourists from around the globe, offering a variety of destination activities....

Actuarial, Financial - Actuary, actuarial, pension, defined benefit, lump sum, risk, cash balance, present value, future value, valuation, QDRO, divorce, enrolled actuary, benefits, accounting, expert witness, financial, mathematics, statistics, economics

Enrolled Actuary with the Joint Board for Enrollment of Actuaries Associate of the Society of Actuaries Member of the American Society of Enrolled Actuaries Expertise in the administration and compliance of qualified retirement plans. In this capacity I provide pension actuarial consulting services to third party administrators, corporate clients, small businesses, financial advisors, attorneys, CPAs and individuals. Services encompass providing expertise with regard to traditional defined benefit pension plans, cash balance plans, and defined contribution plans. Applicable functions include plan design, plan implementation, actuarial calculations, non discrimination testing, due diligence and plan resolution projects, and expert witness testimonials. I have spoken at actuarial conferences and written articles for actuarial magazines....

Forensic Science, Criminalist - Forensic Case Review and Consultation, Gunshot Residue, Fire Debris Analysis, Fabric and Fibers, paint and polymers , Tape, Glass, General Physical and Chemical Unknown Material, Physical Fit Analysis, Bloodstain Pattern Interpretation and Analysis, Crime Scene Investigation and Reconstruction

...Provider of Forensic Laboratory Consultation and Development Planning. Over 20 years of instruction and training experience in multiple forensic science disciplines. Extensive expertise as a forensic science expert and has provided forensic case review and forensic expert witness testimony in more than 500 cases. Retired laboratory director of a nationally accredited forensic laboratory. Qualified forensic expert and forensic consultant in trace evidence, crime scene processing, and crime scene reconstruction. Subject matter expert technical assessor for ANAB - ISO/IEC 17025:2017 (AR 3125) Forensic Laboratory Accreditation Assessments. Comprehensive general criminalistics certification from the American Board of Criminalistics (ABC).

Financial - Independent Fiduciary, Corporate Retirement Plans, ERISA, ESOP, Trusts, Benefits,Mergers,Acquisitions,Valuation, Fiduciary Duty

...Reser has been a corporate fiduciary for securities and reorganization transactions as well as trustee and custodian of retirement plans for over 30 years. Much of this time was as an officer of large national and international banks. Since 2003 he has served as the President of Fiduciary Services, Inc. (“FSI”), a registered investment advisor located in San Rafael, California. Mr. Reser and FSI focus on providing trustee and fiduciary services for transactions and ongoing administration related to Employee Stock Ownership Plans or ESOPs. An ESOP transaction involves purchasing company stock from business owners who are looking for an exit or liquidity plan for their businesses where the shares are placed in a trust for the employee/participants. There can be significant tax and incentive advantages for selling to and maintaining an ESOP owned company. Besides holding an undergraduate and law degree from Southern Methodist University Mr....

Securities & Investments - Fiduciary duties, trusts and estates, Uniform Prudent Investor Act, trustees, trust beneficiaries, suitability, modern portfolio theory, prudent investment practices, ERISA, damage calculations, investment advisers, diversification

Professional certifications and credentials - Certified Public Accountant, attorney (inactive), Accredited Investment Fiduciary Analyst, Registered Fiduciary • Principal and Senior Investment Consultant with Innovest Portfolio Solutions LLC, an SEC registered investment adviser firm that provides investment consulting services on a fee-only basis to over $21 billion of individual, retirement plan and foundation investment portfolios pursuant to the Investment Advisers Act of 1940 (1996 to present) • Expert witness focus - Fiduciary duties and responsibilities associated with the management of investment portfolios in trusts and estates, retirement plans, individual investor portfolios and foundations • Experience includes expert reports, damage calculations and testimony with respect to trustees of private trusts (including bank trust departments), beneficiaries of private trusts, retirement plan participants, retirement plan fiduciaries, investment advisers and individual investors •...

Psychiatry, Medical Management - Child-Adolescent Psychiatry, Medical Quality Management (Utilization, Quality and Risk Management), National Medical and Mental Health Standards of Care, Psychiatric Disability, Medical Disease Management

...Retired US Navy Captain with experiences as hospital department chief, Naval Reserve hospital commanding officer, and Director of Health Services (New England), as well as Chief Medical Officer for Office of CHAMPUS (TRICARE) 9. Chief Medical Officer for three national managed health care corporations (Preferred Health Care Ltd, Consortium Health Plans, Inc., and Magellan Health Services, Inc. 10. Staff physician at Bay Pines VA Healthcare System (2009-current) with direct patient care, disability evaluation, medical records policy, and patient research responsibilities

Police Practices & Procedures - Use of Force, Police Procedures, Officer Involved Shootings, Arrest Procedures, Security, Premises Liability, Negligent Security

...Marshals Service (USMS) for 24 years, retiring as the Sex Offender Investigations Coordinator in the Southern District of Georgia. Paul continues his service with the USMS as a part time contractor. Paul served as an Instructor at the USMS Training Division for thirteen years certified as an instructor in use of force, basic tactics, active shooter, less than lethal devices, and firearms. He is also a certified instructional systems design instructor and has created or revised training for various law enforcement agencies. He received certification as a 21st Century Anti-Biased Policing Instructor through the Department of Justice. While with the USMS, Paul served as an Inspector with the Office of Professional Responsibility investigating employee misconduct. In this capacity, Paul was responsible for reviewing all use of force reports involving both USMS personnel and task force officers. Paul was the lead on numerous officer involved shooting cases as well....

Actuarial, Economics - Actuarial present values (PV), Defined benefit retirement plans, Public employee retirement plans, Divorce PV equitable distributions, Insurance life and annuity contract PV comparisons, Business PV contract calculations, Self-funded medical plan reserves, Pension plan benefit and compliance issues.

...Extensive experience in retirement plan benefit calculations, present value determinations, divorce equitable distribution of pension benefits, Valuation of life and annuity insurance illustrations, self-funded medical plan reserves. Valuation of retirement plan benefits and compliance issues, Actuarial Present Value of contracts, public employee pension plan benefits. Recent assignments included the comparison valuation of two life insurance contracts based on annual gain/loss amounts discounted to the current age of the insured, valuation of a business purchase agreement based on PV of projected annual profits and expenses discounted using select and ultimate interest rates.

Securities & Investments, Risk Management - FINANCIAL PLANNING, SUITABILITY, BEST INTERESTS, PRUDENT MAN, FIDUCIARY BREACH, ARBITRATION, FEES, COMMISSIONS, ECONOMICS, INSURANCE, RISK OF LOSS, FINRA, ERISA, SEC/STATE LICENSING, REGULATORY INCOMPETENCE, CFP, RIA, SSRN, ChFC, CPA

AND NOW FOR SOMETHING COMPLETELY DIFFERENT ​PhD- Real Estate; MBA- Business; MSFP- Financial Planning; LLB- Law; BSCE- Civil engineering. No Nonsense Finance- 2003. reprinted 2009; Financial Planning Fiduciary Standards under Dodd Frank, 2011; The Failure of Securities Arbitration, 2012; Investments/Securities Risk of Loss, 2023, online at EMoody.com. 52 years in the trenches as Financial Planner, Held 7, 24, 27, 63, 65 licenses, CFP, RIA, Real Estate Broker; B-1 General Contractor, California Life and Disability Insurance Analyst (i of 35); Have acted as arbitrator, expert witness. Current focus as Consultant. Taught CFP/Financial Planning courses for University of California, Irvine and Berkeley, University of San Francisco, et al; Real Estate Capstone course for UCI, Taught series 4, 6, 24, 27, 63, 65, etc. for Private schools....

Pain Management - Medicine, Pharmacist - DEA, DEA Expert, DEA Consultant, DEA Compliance Consultant, DEA Compliance Expert, DEA Red Flags Expert, DEA OTP Expert, DEA Pharmacy, DEA Pharmacy Consultant, DEA Pharmacy Compliance, DEA ASC Compliance Consultant, DEA Researcher Compliance, DEA Ketamine Compliance Consultant, DEA Recordkeeping

Dennis Wichern is a partner in Prescription Drug Consulting LLC, where he focuses his efforts on DEA compliance services, risk mitigation initiatives and the development of corrective action plans to protect healthcare organizations, ASC’s, pharmacies and providers nationwide. His experience includes 30 years of public service as a DEA Special Agent retiring in 2018 as the Special Agent in Charge of the Chicago Field Division where he directed all criminal enforcement and diversion control operations in the states of Illinois, Indiana, Wisconsin, Minnesota and North Dakota with a team of approximately 550 employees. Dennis was the first to develop DEA compliance services and training relating to pain and prescription opioids, SAMHSA MAT and OTP’s regulations, pharmacy and ASC operations, and drug researcher protocols....

Medical Management, Public Health - Health Insurance, Health Policy, Healthcare Pricing, Healthcare Delivery & Financing, Reasonable Value Analysis, Medicaid & Medicare, Affordable Care Act

...His responsibilities included advising senior leadership on health care and pension issues affecting ERISA-covered employee benefit plans. He also served as Special Assistant to the Deputy Assistant Secretary for the Office of Program Operations, and a trial attorney with the Office of the Solicitor in the Pension Benefits Security Division. Prior to joining EBSA, Mr. Dawson managed government relations for Financial Executives International, working with senior executives on public policy, strategic planning, and legislative strategy in health care and retirement income policy. As an associate with Health Policy Analysts, Inc., Mr. Dawson served as senior staff to the Corporate Health Care Coalition and the Employer Health Care Innovation Project. He has also been on the frontlines of healthcare as a provider relations associate, physician contract negotiator, and health insurance broker. Mr. Dawson holds an active Bar license in the District of Columbia.

Securities & Investments, Insurance - Ponzi Schemes, FINRA Expert Witness, FINRA Arbitration Expert Witness, Securities Expert Witness, Mutual Fund Expert Witness, FINRA Arbitrator, Fiduciary Expert Witness, Securities Compliance Expert Witness, Annuity Expert Witness, Options Expert Witness, Securities Fraud Examiner, Annuity Expert

...Robert Lawson has 40 years of experience in the financial services industry with securities, investments, retirement plans, and insurance and in a professional capacity as a registered representative, financial advisor, investment fiduciary, branch manager, securities, and options principal. He is the President and Chief Compliance Officer of Barrington Capital Management, Inc., a Registered Investment Advisory (RIA) firm he established in 1988. He also serves as the President and Managing Principal of Barrington Financial Consulting Group, Inc., a securities and insurance litigation consulting firm with experienced testifying and consulting experts. Mr. Lawson proudly serves as a FINRA and NFA Arbitrator (FINRA Chair-Qualified) and a FINRA Mediator where he presides over industry and public disputes pertaining to breach of fiduciary duties, negligence, failure to supervise, misrepresentation, breach of contract, monetary damages, and employment issues....

Securities & Investments, Insurance - Mutual Funds, Annuities, Financial Planning, Life Insurance, Long Term Care Insurance, FINRA, Misrepresentation, Asset Allocation, Retirement Plans, Unauthorized Trading, Suitability, churning, Supervision, Employment, U-5, Variable Annuities, Alternative Investments, CFP, Fiduciary Duty, IRAs

...He has also taught securities, financial planning, insurance & annuities, and risk management at universities and to financial advisors and managers throughout the financial services industry. Industry leadership roles held by Mr. Besnoff include having served as President of the National Association of Insurance and Financial Advisors (NAIFA) in Connecticut. Mr. Besnoff is the current President of Securities Experts Roundtable. Mr. Besnoff has been appointed by the CFP Board of Standards, and is currently serving as Commissioner, Disciplinary and Ethics Commission. Alan Besnoff is a FINRA arbitrator. Alan Besnoff may be reached at [email protected] or 603-734-4481.

Insurance, Financial - Life Insurance, Health Insurance, Disability Insurance, Financial Planning, Life Insurance Funding, Policy Valuation

...As a Qualified Continuing Education Instructor, he teaches other licensed insurance professionals about the changing structure of the income and estate tax code, and planning strategies. Additionally, Charlie uses his experience to provide expert testimony in State and Federal Court. Charlie is a member of the Society for Financial Service Professionals, as well as a past member of their Board Authority of Directors. He maintains registration with the Financial Industry Regulatory Authority (FINRA). He is an investment Advisor Representative (IAR). As of August 2022 Retired as a Register Representative but am maintaining all insurance licensing.

Long Term Care, Nurse - Medical Records Review, Standards of Care, Nursing Home, Assisted Living, Elder Abuse and Neglect, Patient Transfers, Pressure Injuries, Patient Falls, Short-Term Rehabilitation, Personal Care, Merit Screening/Review, Patient Specific Medical Conditions/Diagnoses, Merit Consultation, Adverse Events

...Donnelly is a licensed Registered Nurse with over 25 years of experience working in Nursing Homes, Skilled Rehabilitation Facilities and Continuing Care Retirement Communities as a nursing assistant, charge nurse, and director of nursing. Her involvement in these settings has contributed to her strong knowledge base regarding standards of care, facility operations, and Federal, State, and Local Regulations. Ms. Donnelly has acquired extensive experience in developing policies and procedures, investigating incidents and unusual occurrences, auditing patient care, monitoring adherence to policies and procedures, providing education/training to staff, and ensuring regulatory compliance. Ms. Donnelly actively practices as a nurse within long-term care, short-term rehabilitation, and school settings. She continues to assist long-term care and short-term rehabilitation facilities with auditing and ensuing compliance with Federal, State, and Local Regulations, along with standards of care....

Police Practices & Procedures, Law Enf & Criminal Justice - Use of force, officer involved shootings, crowd control, crowd management, public order, less-lethal weapons, SWAT, patrol operations, tactical operations, chemical agents, police policy, firearms, de-escalation, in-custody death, arrest procedures, defensive tactics, impact weapons, Active Shooter

...He is a retired Police Captain, SWAT Commander and Police trainer. He was most recently the training division Captain for a medium-sized police department; responsible for the police academy, field training program, leadership development and in-service training. He has been a police use of force instructor for 15 years in the following disciplines; Public Order, active shooter, patrol tactics, counter ambush, defensive tactics, impact weapons, less-lethal weapons, sting balls, flash bangs, chemical agents, firearms, SWAT, and de-escalation. Spencer is considered a subject matter expert in tactical operations. He has 18 years of SWAT and Public Order experience. He was the lead Public Order instructor for the Berkeley Police Department; responsible for equipment selection, tactical training, less-lethal weapon selection, chemical agent selection and deployment, and mission planning....

Medical Billing - Medical Costs, Medical Billing, Chargemaster Analysis, Healthcare Finance

PROFESSIONAL SUMMARY 30 years experience in top level hospital management with a strong financial background WORK EXPERIENCE Regional CFO 9/2016 to 3/2020 NewLight Healthcare Austin, TX • Provide CFO services for rural hospitals • Consult with rural hospitals on financial issues Chief Financial Officer 10/2013 to 9/2016 Connally Memorial Medical Center Floresville, TX • Served as Chief Financial Officer • Worked closely with management team to ensure financial success of the hospital • Oversaw all accounting, charging, billing and coding activities Regional CFO 7/2010 to 7/2013 NewLight Healthcare Austin, TX • Provide CFO services for rural hospitals • Consult with rural hospitals on financial issues Owner 11/2007 to Present Jamie R Jacoby, CPA Menard, TX • Provide business advisement services to small and medium businesses • Prepare tax returns for businesses and individuals • Provide tax planning services Chief Financial Officer 11/2008 to 2/2010 Rural Hospital Management Associates...

Security, Oil and Gas - International Security, Corporate Security, South and Southeast Asia

...Army in 1968 and served in a variety of Infantry and Military Intelligence command and staff assignments, retiring from active duty in 1992. His assignments included two years in combat as an infantry advisor to the Vietnamese Airborne Division. Additionally, Ray was a member of the elite Foreign Area Officer Program, serving as a soldier-diplomat in South and Southeast Asia. In this latter capacity, he spent over seven years living and working throughout Asia as a politico-military specialist. Ray attended the Malaysian Armed Forces Staff College, following which he served as the Assistant Army Attaché in the U.S. Embassy in Kuala Lumpur. He subsequently served as Director of Asian Studies at the U.S. Army's postgraduate School of International Studies. Later, Ray spent three years as Army Attaché in the U.S. Embassy in New Delhi, India, returning to the States in 1989....

Security, Premises Liability - Premises Liability, Negligent Security, Violent Crimes, Workplace Violence, Healthcare Security, Guard Services, Risk Assessment, Hospital Security, Incident Reporting, Security Training, Security Systems Design, Active Shooter

...He retired as a Police Captain with the South Miami Police Department, having served 23 years In a variety of positions; including supervision and senior management. Upon transitioning to the private sector, he was hired as the corporate security leader for Baptist Health South Florida, where he served as an internal consultant for security and emergency preparedness to six hospitals and a multitude of outpatient facilities. He now provides risk assessments, security plans, guard force planning and program management as well as workplace violence prevention programs to businesses and organizations. D’Angelo holds an Associates degree in Criminal Justice Administration (Miami-Dade College) as well as a Bachelors degree in Social and Criminal Justice (Ashford University). Additionally, he is a graduate of the prestigious Southern Police Institute’s Command Officer Development Course....