U 5 Expert Witness Listings

Welcome to our U 5 experts directory. Browse the profiles below to find the right expert witness in U 5 for your case. Our SEAK Expert Witness Database is always free to search.

SEAK, Inc. is The Expert Witness Training Company. We have trained thousands of expert witnesses, through our seminars, on-site corporate training, assisting retaining counsel to prepare their witnesses, and one-on-one training for individual experts. For additional information please visit testifyingtraining.com

Unable to find the right expert? For personalized assistance in locating an expert witness, please click here.

Alan J Besnoff, CFP, ChFC, CLU Securities Expert Witness & Litigation Support, LLC

Fremont, New Hampshire
Securities & Investments Expert Witness, Insurance Expert Witness - Mutual Funds, Annuities, Financial Planning, Life Insurance, Long Term Care Insurance, FINRA, Misrepresentation, Asset Allocation, Retirement Plans, Unauthorized Trading, Suitability, churning, Supervision, Employment, U-5, Variable Annuities, Alternative Investment, CFP, Fiduciary Duty, IRAs
Alan J. Besnoff, CFP, ChFC, CLU is the founder of Securities Expert Witness & Litigation Support, LLC, and provides litigation consulting services and expert testimony for matters involving customer disputes and employment issues within the financial services industry. Mr. Besnoff’s expert engagements typically involve sales practices and violations of rules and industry standards in the areas of securities, life insurance and annuities, supervisory, and U-5/employment matters. Alan Besnoff has 30+ years of experience within the industry, primarily in supervisory and leadership positions. Mr. Besnoff has passed FINRA registration examinations for Series 6, 63, 65, 7, 26, and 24, as well as state licensing examinations for Life Insurance & Annuities, Disability Insurance, Long Term Care Insurance, Variable Life Insurance and Variable Annuities. Professional designations held by Mr. Besnoff: Certified Financial Planner, CFP Chartered Financial Consultant, ChFC Chartered Life U...
Click for Full Listing and Contact Info
2019 08 07 17 26 04