14 Stocks Expert Witnesses Found

Results Sorted Below by State

Advisors / Experts @MCS Associates National Expert Witness/Consulting Group

Tustin, California
Banking, Financial - Banking operations, Checking Accounts, Bank Fraud, Trusts & fiduciary, Credit underwriting, Lending (all types), Loan administration, Mortgage banking, Foreclosures, Lender liability, Securities & investments, Economics & Accounting, Damages, failed banks analysis / D&O liability.
...SECURITIES & INVESTMENTS AREAS OF EXPERTISE INCLUDE: Broker/dealer standards & compliance; Investment advisor duties; Securities suitability re: stock trading, options/futures; Investment banking; Stocks / bonds / commodities / hedge funds / mortgage securities; Trading & portfolio management; Supervision, operations & settlements; Syndications; Capital markets; FINRA arbitration; Fiduciaries & Trustees’ standards/practices and duties for corporate & personal trusts’ investments, operations, trust services and trust/fiduciary fees; Damages, Economic / Statistical analysis, valuations, analysis and forensic accounting. ECONOMICS, DAMAGES, ACCOUNTING, & VALUATIONS Experts include senior bankers, consultants, economists, accountants, actuaries, statisticians, appraisers....

Marty Dirks Investment Strategy & Analysis

San Francisco, California
Securities & Investments, Business Damages - Materiality of Information, Damages, Fiduciary Duty, Fraud, Hedge Funds, Insider Trading, Stock Options, Defined Benefit and Defined Contribution Pension Plans, Ponzi Scheme, Short Selling, Suitability, Business Valuation
Marty Dirks has more than 30 years of institutional investment experience with expertise in hedge fund management, valuation and analysis of securities, analysis of corporate accounting fraud, and other complex investment-related issues. As an analyst and short selling hedge fund manager from 1989 through 2010, he has special expertise in the analysis of fraud and misrepresentation by publicly-traded companies. Mr. Dirks is a Senior Adjunct Professor of Finance at Golden Gate University (2006-present). He was the director of research at McCullough, a value equity manager, from 2010-2012. He was a board member for the San José pension plan from 2011-2019. From his roles as an Adjunct Professor and Investment Consultant he has proven his ability as a confident public speaker with the ability to convey technical concepts to diverse audiences. His corporate industry experience includes working at Cooper Industries (1987-1989), a Fortune 100 manufacturing company, and at Texas Instruments...

Mark O. Falkenhagen JS Held, LLC

Los Angeles, California
Economics, Financial - Economic Damages, Economic Loss, Business Interruption, Employment Laws, Class Action Damage Models, Business Valuation, Wrongful Death, Wage and Hour Analysis, Construction Defect, Marital Dissolution, Pension Valuation, Net Worth Calculations
Professional valuation of economic loss in the following practice areas: wrongful termination, class action, wage and hour, wrongful death, business interruption, construction defect, marital dissolution, stock options. Experienced testimony in state and federal courts. Mediation preparation. Clear and concise work product for deposition and trial presentation. Case intake across the country.

Mervyn L. Hecht, JD

Santa Monica, California
Financial - Private Option Trading, Stock Market Strategies , Listed and Public Option Trading
...I am the author of the book "How to Make Money with Stock Options" available on Amazon Books

Daniel M Reser, JD Fiduciary Services, Inc.

San Rafael, California
Financial - Independent Fiduciary, Corporate Retirement Plans, ERISA, ESOP, Trusts, Benefits,Mergers,Acquisitions,Valuation, Fiduciary Duty
...Reser and FSI focus on providing trustee and fiduciary services for transactions and ongoing administration related to Employee Stock Ownership Plans or ESOPs. An ESOP transaction involves purchasing company stock from business owners who are looking for an exit or liquidity plan for their businesses where the shares are placed in a trust for the employee/participants. There can be significant tax and incentive advantages for selling to and maintaining an ESOP owned company. Besides holding an undergraduate and law degree from Southern Methodist University Mr. Reser graduated from the UCLA John Anderson Graduate School of Management Executive Program. He is also a member of the Western Pension Benefits Conference, The ESOP Association and the National Center for Employee Ownership. Mr. Reser has had his presentations picked up on newswires for speaking at ESOP Association events.

Marty D Wilson MDW Group, Inc

San Francisco, California
Construction, Construction Defects - Contract Compliance, Scope of Work, Cost Analysis, Change Orders, Schedule Delays, Punch Lists, Punchlists, Project Administration, Defects, Permit Inspection, Termination, Architecture, A&E MEP Engineering Design, Specifications, Constructability, Industry Standard Practices, Personal Injury
..., • Bid Solicitations, Contractor Prequalification, Union and Non-Union Considerations, • Plans & Spec Hard Cost Bidding, • Build To Suit & Design Build, • Bid Comparisons, Leveling and Analysis, • Lump Sum, Cost Plus, Time and Material, GMP, Procedures, Requirements, • Contract Documentation, Forms, Details, Exhibits, and Assembly, • Subcontract Documentation, Forms, and Assembly, • Project Commencement Procedures, Documentation, Plans, Schedules, OAC Project Meetings, • Project Management Software, • Permit Filing, Plan Check, Review, Inspections, • RFIs and Submittals, • Jobsite Superintendent, Jobsite Staffing, Assistant Staff, Site Management, Project Engineer, Assistant Project Manager, • Jobsite Safety, Cal OSHA, • Weather Protection, Delays, and Damages, • Project Invoicing Requirements, Procedures, Documentation, Review & Analysis, • Change Order Cost Analysis, Evaluation & Documentation, GC vs Subcontractor Scope, • Payoff Negotiations, • Project Close Out, Punch List, Attic Stocking...

Gordon Yale, CPA, CFF, CFE Yale Forensics

Denver, Colorado
Securities & Investments, Accounting - Adequacy of disclosure in securities offerings , adequacy of due diligence by brokers and investment advisers, accounting and audit negligence, private placement of securities, real estate investments, fixed income securities, Ponzi schemes, financial analysis, life settlements, securities fraud.
...Cases have included multi-billion Ponzi schemes including Medical Capital Secured Notes, Provident Royalties Preferred Stock, DBSI Housing TICs, Notes, and various land funds, IMH Secured Loan Funds, Discovery Oil, InterBank Funding Income Fixed Rate Participating Notes, Dallas Proton Treatment Center, LLC Convertible Notes and other investments including partnerships, privately offered REITs. I have conducted three investigations of Big 4 accounting firms in connection with their audits of thrift institutions, including Silverado Saving and Loan, for the Colorado Board of Accountancy, done municipal bond valuations for the state of Hawaii and served as an expert for the state of Florida in its action against Angelo Mozilo, the co-founder and former CEO of Countrywide Financial Corporation....

Errold F Moody, PhD MBA MSFP LLB BSCE EF Moody PhD MBA BSCE LLB MSFP

CRYSTAL RIVER, Florida
Securities & Investments, Risk Management - FINANCIAL PLANNING, SUITABILITY, BEST INTERESTS, PRUDENT MAN, FIDUCIARY BREACH, ARBITRATION, FEES, COMMISSIONS, ECONOMICS, INSURANCE, RISK OF LOSS, FINRA, ERISA, SEC/STATE LICENSING, REGULATORY INCOMPETENCE, CFP, RIA, SSRN, ChFC, CPA
...Risk of Loss: "The first and only independent real life research/analysis of the Ineptness/Lack of Knowledge of the Financial Planning Advisors/Firms as well as State and Federal regulators to the American workers: Biased Questionnaires and Software, Outdated Theories and Rules of Thumbs (4% ‘rule’, Monte Carlo, Correlation, Standard Deviation, Diversification, Rebalancing, Stocks for the Long Run, etc.), Human Behavior, AI, 60/40, Target Date Funds, Arbitration, Economics et al and a myriad of statistics analyzed pro and con. Relief is offered by the necessity in applying National and Worldwide Economics coupled with definitive input from various experts (Buffett, Lynch, Edesess, Kahneman, Munger, Bernstein, Mandelbrot, Taleb as well as SSRN, FEN, FED , research and articles etc.). Possible to keep losses to around 12%- 15% (S&P 500)....

John Hlinka, PE, M. ASCE

Benton, Kentucky
Structural Engineering, Civil Engineering - civil, railroad, accident, cranes, failures, foundations, structures, drainage, culverts, washouts, hydrology, concrete pump trucks, corrosion, chemical, industrial, building codes, inspections, construction, OSHA Compliance, swimming pools, structural, tornado, earthquake, railroad, highway, stone
...Hlinka has worked over 40 years in the Engineering, Procurement and Construction Management market with experience in numerous industries: Chemical, Oil Refinery, Pulp & Paper, Adhesives, Nuclear Power Generation, Nuclear Feed Stock, and Steel. His work has overlapped with residential and commercial industries. Throughout his career he has engineered and managed a myriad of projects in these industries and has provided leadership to the various companies in the capacities of: Site Manager, Design Manager, Project Manager, Construction Supervisor, and currently as President. Design engineering, analysis, and inspection experience includes structural steel, reinforced concrete, stone, masonry, wood, and stormwater drainage.

David W. Carr, CPA, CMA, CFE, ABV The Witherspoon Group, LLC

Salisbury, Maryland
Accounting, Business Valuation - Forensic Accounting, Asset Tracing, Fraud Investigations, Economic Damages, Lost Profits, Lost Earnings, Business Interruption, Appraisal & Valuation, Loss of Business Value, Marital Dissolution, Partnership Disputes, Bankruptcy, Restructuring
...Carr also prepares business valuations for other purposes outside of litigation, such as estate & gift tax filing, employee stock ownership plans, and M&A consulting. Mr. Carr is a Certified Public Accountant, a Certified Management Accountant, a Certified Fraud Examiner, and Accredited in Business Valuation.

Joshua Sharlin, PhD SHARLIN CONSULTING

STEVENSVILLE, Maryland
Pharmaceutical Regulation, Medical Devices - FDA, FDA Compliance, FDA Regulations, FDA MAUDE, FDA Drug Safety, FDA Warnings, FDA Drug Warnings, FDA Medical Device, FDA law, FDA regulatory, Drug Safety/FDA, FDA Medical Devices, Biologics Safety FDA, Implant Safety/FDA, Medical device product liability
...Provide FDA related regulatory support to attorneys in cases involving; (i) death or injury caused by drugs, biologics, or medical devices, (ii) patent infringement, (iii) insurance claims, (iv) wrongful termination, (v) trade secrets, (vi) merger and acquisitions, (vii) stock fraud, (viii) software development, (ix) data integrity.

Talon Stringham, CPA, ABV, CFE, ASA Dreamrunner LLC

Nevada
Business Valuation, Business Damages - Valuation, 409(a) Valuation, Business Appraisal, Economic Damages, Forensic Accounting, Fair Value Accounting, Personal Injury Damages, Fraud Investigation, Shareholder Disputes, Partnership Disputes, Wrongful Death Damages, Wrongful Termination Damages,
...Performed numerous appraisals for use in company financial statements for compliance with fair value accounting standards, including purchase price allocations, 409A valuations, option valuations, warrant and convertible debt valuations, preferred stock valuations, goodwill impairment analyses, etc., for use in both publicly traded and privately held audited financial statements Calculated the value of closely held companies in a wide variety of industries for a wide variety of purposes, including financial statement preparation, gift and estate tax planning, ESOP valuations, divorce settlements, shareholder disputes, and other litigation situations. Performed valuations of multiple early stage companies, including bio/med-tech, software-as-a-service, and technology companies, among others Experienced in performing appraisals in both contentious and cooperative environments. Lead valuation analyst for trucking company with sales in excess of $500M for shareholder buy-out purposes....

Tucker Twitmyer

Wayne, Pennsylvania
Securities & Investments, Financial - Securities, Investments, Private Equity, Venture Capital, Family Businesses, Governance, Shareholder Agreements, Investor Agreements, Due Diligence, Valuation, Board of Directors, Mergers, Acquisitions, M&A, Limited Partners, General Partners, Fundraising, Fiduciary Duty, Business Judgement
I am an expert with twenty-five years of practical experience in private securities, stock, and debt transactions, private company directorships, and private company operations. I have been there, and I have done it, and I continue to be involved in private companies, firms, and funds as an investor, board member, and operator. I use this real-world experience and my consulting-trained communications skills to translate evidence into simple, straightforward, compelling analyses and reports. Previous clients commented that my insights and perspectives are highly differentiating and powerful. I have proven skillful at developing rare insights and counter-arguments to opposing witnesses that can help you optimize your efforts. Please get in touch with me if you want someone to help you understand private equity, venture capital, and family businesses. I provide value at all phases of a case, from initial strategic formulation through to testimony....

Talon Stringham, CPA, ABV, CFE, ASA Dreamrunner LLC

Washington, Utah
Business Valuation, Business Damages - Valuation, 409(a) Valuation, Business Appraisal, Economic Damages, Forensic Accounting, Fair Value Accounting, Personal Injury Damages, Fraud Investigation, Shareholder Disputes, Partnership Disputes, Wrongful Death Damages, Wrongful Termination Damages,
...Performed numerous appraisals for use in company financial statements for compliance with fair value accounting standards, including purchase price allocations, 409A valuations, option valuations, warrant and convertible debt valuations, preferred stock valuations, goodwill impairment analyses, etc., for use in both publicly traded and privately held audited financial statements Calculated the value of closely held companies in a wide variety of industries for a wide variety of purposes, including financial statement preparation, gift and estate tax planning, ESOP valuations, divorce settlements, shareholder disputes, and other litigation situations. Performed valuations of multiple early stage companies, including bio/med-tech, software-as-a-service, and technology companies, among others Experienced in performing appraisals in both contentious and cooperative environments. Lead valuation analyst for trucking company with sales in excess of $500M for shareholder buy-out purposes....