Breach Of Fiduciary Duty Expert Witness Listings

Welcome to our Breach Of Fiduciary Duty experts directory. Browse the profiles below to find the right expert witness in Breach Of Fiduciary Duty for your case. Our SEAK Expert Witness Database is always free to search.

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Thomas G. Taliaferro, CIMA®, AIF®

San Diego, California
Financial Expert Witness, Securities & Investments Expert Witness - Breach of fiduciary duty, Uniform Prudent Investors Act, churning, suitability, broker/dealer standards and compliance, investment advisor, portfolio management, asset allocation, unauthorized trading, elder abuse, FINRA, financial advisor, financial planning, branch management, securities fraud
Financial advisor/portfolio manager with over 30 years’ professional experience including serving as a Senior Vice President for both Morgan Stanley and Wells Fargo Advisors. Extensive experience with high net-worth and ultra-high-net worth clients. Supervisory experience includes managing 55 financial advisors with accounts totaling in excess of $4 billion and addressing numerous employment issues at broker/dealers. Spotless compliance record. Have testified as an expert witness in AAA, FINRA and Superior court venues and deposition. Member of Securities Experts Roundtable and public speaker. Professional Designations: Wharton School Executive Education)-- Certified Investment Management Analyst Senior Financial Advisor Senior Branch Manager FINRA--Dispute Resolution Arbitrator Center for Fiduciary Studies--Accredited Investment Fiduciary IMCA--Certification--Fiduciary Best Practices Licenses Held: Series 7—General Securities License--1985 Series 3—National Commodities ...
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Charles W Ranson Charles W. Ranson Consulting, Inc.

Fort Lauderdale, Florida
Banking Expert Witness, Securities & Investments Expert Witness - Trust & Estates, Fiduciary Duty, Breach of Fiduciary Duty, Prudent Investor Rule, Asset Management, Investment Management, Private Equity, Credit Products, Risk Management Derivatives, Corporate Fiduciaries, Family Offices, Alternative Investments, Multi-Family Offices, Trustee Fee Determination
As an expert witness, Ranson applies 35+ years of wealth management experience for attorneys with clear, concise, unbiased insight into complex issues in dispute between financial institutions, trustees, beneficiaries and investors. Ranson’s expertise includes national/regional banks offering private banking, trust and investment products regulated by the OCC, individual trustees, entrepreneurs, ultrahigh net worth investors and family offices. Go to www.charleswranson.com to view a video clip of Ranson.
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Charles Yovino Global HR GRC

Sandy Springs, Georgia
Employment Expert Witness, Management Expert Witness - Fiduciary Duty, Fiduciary Standards, Breach of Fiduciary Duty, ERISA, Retirement Plans, Retirement Plan Governance, Retirement Plan Controls, Retirement Plan Risk Management, IRS/DOL/PBGC Violations & Compliance, Pension Loss, Pension Profit Sharing 401k Retirement Plans, 401k Plans, 403b Plans
I have 37-years of experience working with retirement plans on their design, administration, compliance, controls, governance, and corrections. Most of these projects have included counsel and they have often been in anticipation of litigation. I have also worked with retirement plan committees (who are generally plan fiduciaries) to help train and assist them in establishing stronger governance to meet their fiduciary responsibilities. This includes setting goals, risk management, compliance, vendor management, expense and investment oversight, avoiding and managing conflicts of interest, succession planning, improving clarity related to roles and responsibilities, transparency and other areas. I have presented, written and taught extensively on retirement plans. My work experience includes working at law firms, the IRS National Office (where I was the Employee Plan's Senior Reviewer), as a Principal at PwC, and most recently running my own firm. Currently I am also serving on the...
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Robert D. Lawson, AIF®, CFE®, MRFC®, LUTCF® Barrington Financial Consulting Group, Inc.

Bloomington, Minnesota
Fraud Expert Witness, Securities & Investments Expert Witness - FINRA Arbitration, Breach of Fiduciary Duty, Failure to Supervise, Concentrated Portfolios, Fiduciary Standard of Care and Responsibility, Outside Business Activities, Alternative Investments, Broker & Investment Adviser Fraud, Securities Fraud, Variable Annuities, Stock & Index Options, Mediation.
Mr. Lawson presides as a FINRA & NFA Dispute Resolution Arbitration Chairperson and is a qualified FINRA Mediator. He is recognized by the Minnesota Supreme Court as a Qualified Neutral under Rule 114 of the Minnesota General Rules of Practice as a Civil Facilitative/Hybrid Mediator and Adjudicative/Evaluative Arbitrator. Mr. Lawson is the President of Barrington Financial Consulting Group, Inc., a securities litigation consulting firm. In 1988, Mr. Lawson founded Barrington Capital Management, Inc., a Registered Investment Advisory firm and Insurance Agency, where he continues to serve as the President and Chief Compliance Officer. He is an Accredited Investment Fiduciary (AIF®), Certified Fraud Examiner (CFE®), Master Registered Financial Consultant (MRFC®), and a Life Underwriter Training Council Fellow (LUTCF®). His breadth of securities experience includes managing and supervising FINRA broker-dealer branch offices as a Registered Securities Principal, Options Principal, and...
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