Banking Expert Witnesses
The SEAK Expert Witness Directory contains a comprehensive list of banking expert witnesses who testify, consult and provide litigation support on banking and related issues. Banking expert witnesses and consultants on this page may form expert opinions, draft expert witness reports, and provide expert witness testimony at deposition and trial. The issues and subjects these banking expert witnesses testify regarding may include: Banking, Lender Liability, Lending, Underwriting, Business Valuation, Disclosure, Financial, Foreclosure, Fraud, Antitrust, Bank Fraud, Bankruptcy, Commercial Real Estate, Compliance, and Contract Disputes.
Use the search box above to further refine your search for banking expert witnesses by keyword and state. Attorneys contact the experts directly – with no middleman.
Kevin Herzberg, MBA, BSEE, LSSBB
Serpentine Partners, LLC
Los Angeles, California
Banking, Real Estate
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Automated Valuation Models/AVMs, Residential Mortgage-Backed Securities/RMBS, Mortgage Lending/Originations, Lending Practices, Loan Underwriting, Mortgage Servicing, Mortgage Banking, Fraud, Valuation/Appraisal, foreclosures/Loan Modifications, Trade Secrets/Misappropriation, Mortgage Insurance/MI
Executive leader with more than 20 years of experience in business strategy, operations, and fiscal excellence for major banking and lending corporations. I have served as an expert witness in over 40 cases and submitted comprehensive written reports on complex matters that were presented to the courts in layman terms.
Disputes have argued the following issues:
* The 2008 Financial Crisis Involving Residential Mortgage-Backed Securities (RMBS)
* Misappropriation of Trade Secrets
* Predatory Lending
* Multiple County Tax Assessors
* Environmental Contamination and Real Estate Valuation Stigma
* Loan Origination / Employment Compensation
Topics covered included:
* Real Estate Automated Valuation Models (AVMs)
* Intellectual Property (IP) / Software Source Code Theft
* Errant Lending Practices
* Mortgage Fraud
* Loan Servicing
* Foreclosures
* Loan Modifications
* Loan Workouts
* Real Estate Owned (REO...
Michael Bernamonti
Mortgage Banking and Real Estate Finance
Brentwood, California
Banking
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Mortgage, Loan Brokerage, Wholesale Lending, Correspondent Lending, Residential Lending, Secondary Marketing, Elder Financial Exploitation, Interest Rate Pricing, Starker, Construction, Occupancy Fraud, Disclosures, Appraisal Analysis, Income Qualifying, 1031 Tax-Deferral, Underwriting
Call for CV.
Bill Burch
San Marcos, California
Real Estate, Banking
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Mortgage Lending, Standard of Care, Compliance, TILA/RESPA Regulation, Disclosure, HAMP/Modification, Foreclosure, Underwriting, Residential, Loan Servicing, Real Estate/Mortgage Fraud, Financial Elder Abuse, CA DRE/NMLS Licensing
I have been in the mortgage industry for over 30 years, serving as a loan officer, branch manager, and area vice president. During this time, I have developed a strong base of knowledge and experience in many areas of the mortgage industry. On the origination end, this includes application, disclosure, processing, underwriting, appraisal, & funding. On the servicing end, this includes payment servicing, escrow accounts, modification, HAMP, and foreclosure.
I am able to study a case file quickly and thoroughly, and establish a defensible opinion. My writing skills yield a strong written report. And, my public speaking and discussion skills present well in deposition and trial.
John J. D'Andrea, Ph.D.
Realty Solutions
San Rafael, California
Real Estate, Banking
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damages, mortgages/lending, Mortgage Backed Securities (MBS), loan underwriting, sub-prime lending, foreclosures/workouts, real estate syndications/limited partnerships, real estate development, appraisals-real estate, due diligence-loans and properties, forensic economics, real estate brokerage
Dr. D'Andrea has been involved in real estate consulting, finance, investment, management, development, and/or brokerage for more than 25 years. His clients have included investment banks, institutional investors and some of the largest financial institutions and most prestigious law firms in the country. His broad range of experience in property and portfolio analysis, real estate finance, business strategies, and forecasting provide a strong foundation for his expert witness practice. Dr. D’Andrea is a seasoned expert, having provided trial and deposition testimony, reports and declarations.
Dr. D'Andrea's expertise has been particularly beneficial to counsel when engaged either pre-litigation or in its early stages. He has assisted in succinct evaluation of case merits, reviewing documents for key provisions, discovery requests, examination preparation prior to and during depositions, and settlement negotiations.
JON-ERIC L KRONVALL
RIA, Broker Dealer, Trusts, Fiduciary & Banking
Esoteric Advisors
San Luis Obispo, California
Securities & Investments, Banking
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RIA, Broker Dealers, Banking, Lending, Estates, Trusts, Fiduciary, Securities, Crypto & Specialty Assets, Reg BI, Accredited, International, Firm Practice, Regulatory, Risk Management, 1031/DST, Complex Insurance Plans, FINRA, OCC, SEC
With over 35 years of experience in the financial services industry and as an entrepreneur, I have founded consulting firms serving both consumers and businesses. I am currently the Chief Compliance Officer, and Owner of Wealth Innovation, a boutique Registered Investment Adviser firm.
I am the President and Owner of Esoteric Advisors, a collaborative consulting and expert witness firm dedicated to fostering a robust and extensive collegial network of fellow experts in the financial services sector. We specialize in expert knowledge within and about financial services.
Previously, as a Region Manager and then Wealth Manager at a Fortune 500 financial services company, I collaborated with several leaders across various business lines to establish a unique hybrid Montecito Wealth office. My responsibilities included overseeing risk management, human resources, public relations, and corporate leadership.
I am committed to maintaining the highest standards of compliance, legal integr...
Thomas M. Neches, CPA, ABV, CVA, CFE, CFF
Thomas Neches & Co., LLP
Los Angeles, California
Business Damages, Accounting
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CPA expert witness, forensic accounting, damages, business valuation, lost profits, reasonable royalty, alter ego, intellectual property, wrongful termination, wrongful death, breach of contract, lender liability, banking, entertainment, insurance, manufacturing, retail, securities, wholesale
Thomas Neches, managing partner of Thomas Neches & Company LLP, provides accounting, financial, business valuation and statistical analyses to assist attorneys involved in litigation.
Mr. Neches has testified as an expert in state and federal courts in Arizona, California, Florida, Kentucky, Missouri, Nevada, New York and Oregon. He is a Certified Public Accountant, Accredited in Business Valuation, a Certified Valuation Analyst, a Certified Fraud Examiner and is Certified in Financial Forensics. He received his BA in Mathematics and Literature from UC San Diego and his MS in Operations Research from UCLA.
Mr. Neches has testified to juries on behalf of both plaintiffs and defendants in antitrust, breach of contract, fraud, intellectual property, lender liability, personal injury and wrongful termination cases. Examples of the litigation issues he has addressed include lost profits, lost business value, determining a reasonable royalty and piercing the corporate veil. Representativ...
Charles E. Holmes
180 Financial, LLC
Boulder, Colorado
Banking, Financial
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Lending and Collections, Workout Expert, Lending Practices and Procedures, Consideration, Compliance with Bank Agreements, Improper Collection Methods, Good Faith Issues, Disclosure, Hidden Assets and Liabilities, Credit Underwriting
Charles Holmes started his career with the U.S. Treasury Department and moved to the other side as a commercial banker. He co-founded two de novo banks in Boulder, Co. The first was started in 1995, went public in 1999, and recently sold to an out of state bank. In 2011, he started another bank which sold in 2016. Both banks had rapid growth and success. Holmes spent much of his banking career managing credit issues and collection efforts. He was chairman of loan committee approving up to $12Million per credit relationship. He has been involved in structuring and collecting relationships up to $25million.
Holmes took great pride in working through the collection issues and learned firsthand the pitfalls banks and borrowers make when trying to protect themselves under stressful situations. The outcome can often be a material conflict where one side, or both, act improperly. His hands-on experience these past 40 years has made him an excellent and confident expert witness. He has be...
Max Holmes
Investor / Lawyer / NYU Stern Professor
Useful LLC
Greenwich, Connecticut
Appraisal & Valuation, Securities & Investments
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Antitrust, Arbitration, Banking, Bankruptcy, Business Damages, Business Valuation, Contract Disputes, Cryptocurrency, Due Diligence, Fiduciary Duty, Financial, Fraud, Hedge Funds, Insurance, Investment Banking, Investment Management, Lending, Leveraged Buyouts, Mergers & Acquisitions, Private Equity
Max Holmes has over 40 years of experience as a portfolio manager, research analyst, board member, lawyer, NYU Professor and expert witness.
Since 1993, Max Holmes has been an Adjunct Professor of Finance at the Stern Graduate School of Business at New York University, teaching "Bankruptcy and Reorganization."
Max Holmes has been the Chief Investment Officer / Lead Portfolio Manager for two large hedge funds ($2.7 billion and $5.4 billion of peak AUM) as well as an insurance company portfolio and a mutual fund portfolio. The funds invested in credit, capital structure arbitrage, distressed debt, rescue finance, direct lending, specialty finance, event stocks and special situations securities, including long and short positions. The funds invested across the capital structure: bank debt, DIP loans, second lien debt, secured and unsecured bonds, floating rate and fixed rate notes, trade claims, preferred stock, common stock, put and call options and credit default swaps (CDS). In...
Peter W. Leibundgut, Esq.
PD&J Associates, LLC
Fort Myers, Florida
Banking, Financial
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Banking, loans, contract disputes, commercial and consumer finance, mortgages, derivatives, lender liability, legal malpractice, public finance, fraud, bankruptcy, debtor and creditor's rights, banking regulations, lending compliance, bank policies and procedures
Peter has over forty years of transactional, public and private commercial and real estate finance, legal and bank consulting experience. He serves as an expert in cases involving public, commercial and real estate financing transactions. He provides litigation support in cases involving contract disputes and complex public and commercial finance matters centering on debtor and creditor rights.
Based upon his experience representing banks, finance companies, borrowers, investors and public entities in conventional and innovative financings, Peter provides litigation support and expert services in contract disputes, commercial and residential real estate, lender liability, legal malpractice, public finance, complex lending and credit facilities, and financial fraud cases. His experience spans thirty years of due diligence, structuring, closing and restructuring public and commercial financial transactions on behalf of lenders; county, state and federal authorities and issu...
Charles W Ranson
Charles W. Ranson Consulting Group, LLC.
Fort Lauderdale, Florida
Banking, Securities & Investments
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Trust & Estates, Corporate Trustees, Individual Trustees, Trust Beneficiaries, Estate Executors/Personal Representatives, Estate Beneficiaries, Trustee Duty of Loyalty, Trustee Duty of Impartiality, Trustee Duty to Account Trustee Fee Litigation, Prudent Investor Rule, Trustee Duty of Prudence
Charles W Ranson provides litigation consulting services and expert witness testimony for plaintiff and defense counsel in trust and estate litigation cases alleging breach of fiduciary duty. Counsel that engages my services typically represents corporate and individual trustees, trust beneficiaries, estate personal representatives/executors, estate beneficiaries, registered investment advisors, ultra-high net worth investors, and family offices. In assisting plaintiff or defense counsel in trust and estate litigation claims of breach of fiduciary duty my liability analysis is conducted in light of state probate statutes, terms of the trust instrument, and the prevailing customs and practices in corporate fiduciary services. Each case is analyzed in light of the facts and circumstances alleged/defended in the matter and the corresponding fiduciary standard of care applied to the case allegations, facts, and circumstances.
www.charleswranson.com to view a video clip of Ranson.
Camille Ford
Mortgage Expert Witness - Fmr Compliance Officer
Atlanta, Georgia
Real Estate, Banking
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Mortgage Lending, Residential Mortgage Loans, Purchase, Refinance, Tax Free Exchange Transactions, Mortgage Fraud, Bank Fraud, General Banking, Elder Financial Abuse, Bank Secrecy Act, Ponzi schemes
34 year career in Mortgage Lending - experienced loan originator, operations and compliance manager, auditor, and trainer
• Originated and closed 1500+ residential mortgage loans
• Training and Development Manager - trained sales and operations teams how to navigate and master origination website
• Hired, trained and supervised 150+ loan processors, loan closers, and compliance analysts
• Managed 36+ compliance gatekeepers with all laws and regulations related to residential lending, including RESPA and MDIA
• Audited 3000 residential loan applications for quality control prior to underwriting submission
• Subject Matter Expert on residential mortgage loan underwriting guidelines and origination website
Joseph L Sutherland, PhD
Data, analytics, and technology - Emory Faculty
J.L. Sutherland & Associates, Inc.
Atlanta, Georgia
Business Damages, Technology
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Economics, Econometrics, Data, Analytics, Big Data, Machine Learning (ML), Artificial Intelligence (AI), Software, Cloud Computing, Data Science, Survey Research, Digital Advertising, Finance, Banking, Healthcare, Antitrust, Class Action, Class Certification, Contractual Disputes, Cybersecurity
Dr. Joe Sutherland is the founding director of Emory's Center for AI Learning, a professor in Emory’s Department of Quantitative Theory & Methods, associate faculty at the Empathetic AI for Health Institute at Emory Healthcare, principal investigator of the Emory branch of the U.S. AI Safety Institute Consortium, and fellow of the Weidenbaum Center on the Economy, Public Policy, and Government at Washington University in St. Louis. His work has been featured on FOX 5 Good Day Atlanta, Atlanta Journal-Constitution, Forbes, Georgia Trend, Government Technology, MIT Sloan Management Review, and many other venues. His professional background includes leadership service at The White House, Cisco, Amazon, and as CEO of an AI startup. His research exploring the utilization of machine learning and AI in congressional lawmaking, state policy leadership, and development economics is published in top peer-reviewed journals. He holds patents for systems that manage and analyze petabyte-level da...
David L Peterson
i7strategies
Baton Rouge, Louisiana
Banking, Technology
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Electronic Banking, Virtual Banking, Internet Banking, Virtual Branch, Correspondent Banking, Payments, Financial, RDC, mRDC, ACH, Check, Wire, Card, Audio
39 years experience in banking technology, 32 years experience in payments, 29 years experience with internet/online banking, 29 years experience in correspondent banking. Original co-founder of Treev and founder of Goldleaf Technologies. Member National Speakers Assoc. Currently serve as Chief Innovation Officer of First National Bankers Bank. Have worked as sr. operations officer of a community bank with compliance and computer operations experience. Extremely qualified in electronic banking, payments and general banking operations. Self-motivated and will take necessary initiative for investigations, but will take direction from retaining counsel.
Ilonna J. Rimm, MD PhD CFA
Rimm Healthcare Capital Advisory LLC
Newton Center, Massachusetts
Financial, Pediatric Hematology Oncology
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Appraisal and Valuation, Banking, Business Valuation, DNA, Financial, Securities and Investments, Biotechnology, Medical Devices, Healthcare Services, Life Science Tools, Pharmaceuticals, Entrepreneurial Companies, Start-up companies
Ilonna Rimm can provide expert witness services related to valuation and financial analysis of Healthcare Companies, including Biotech, Medical Device, Healthcare Services and Life Science Tools companies.
Ilonna Rimm, MD PhD CFA, is a healthcare investor who provides strategic advice on raising early-stage capital. As the CEO and Founder of Morninglight Healthcare Capital, LLC, a family office, she invests in small cap public companies (0 to $4B market cap). She also serves as an Advisor to Life Sciences CEO’s who are raising a Seed or Series A Round of capital, as Rimm Healthcare Capital Advisory, LLC. She can fully understand the biological science of an emerging company. Then she can organize and polish the science to present it in a way that is attractive to life science investors. She recently provided services to Immuneering Corp., who raised a Series A round of $20M in January, 2020, and a Series B round of $62M in January, 2021. Immuneering is now a public company (IM...
Michael F Richards
Manhattan, Montana
Banking, Fraud
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Bank Practices and Procedures, Banking Industry Standards, Bank Operations, Bank Policies, Bank Regulations and Law, Lending, Lender Liability, Loan Documentation, Bankruptcy, Bank Fraud, Commercial Real Estate and Mortgages, Bank Credit Administration and Credit Policy Issues
Mr. Richards has more than 34 years of banking experience in all aspect of banking. His experience as a Founder, President, and Director of two De-novo banks and heading up a work-out department for a regional bank give the client and attorney a behinds the scene understanding of banks. He has extensive experience in lending, lender liability, banking operations, regulatory oversight, policies, procedures, documentation, and standards of banking practice.
In 2009 he began his consulting and expert witness career, serving both plaintiffs and defendants. He has qualified and testified at trial in state and federal courts as an expert witness. He has also testified as an expert witness in a white collar federal criminal case. He serves clients nationally and has represented clients in 38 states since beginning his expert witness career. He has been retained in over 120 cases as an expert witness.
Mike Evans
Banking, Brokerage - Compliance & Supervision
VEGA Compliance Consulting
Avon by the Sea, New Jersey
Securities & Investments, Banking
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Securities Litigation, Compliance Violations, Supervision, Suitability, FINRA, SEC, Churning, Equities, Options, Derivatives, Structured Products, Microcap, Regulatory Investigations, Hedge Fund, Sales, Compliance, Penny Stocks, Leverage, Disclosures, Margin
Mike is a seasoned financial compliance executive, regulator, and entrepreneur with over 30 years of experience leading global financial institutions, including Goldman Sachs, Lehman Brothers, and BNP Paribas. He has served as Chief Compliance Officer (CCO) for three broker-dealers, two Futures Commission Merchants (FCMs), the New York bank branch of BNP Paribas, and as Global Head of Financial Markets Compliance in Paris and London for four years. Mike’s comprehensive expertise spans compliance, risk management, and overseeing regulatory functions across multiple jurisdictions, product areas, and high-profile regulatory investigations. He now specializes in securities litigation support, arbitration disputes, expert testimony, and expert reports for issues such as suitability claims, failure to disclose risks, regulatory compliance violations, market misconduct, and improper supervision.
He has appeared before FINRA, SEC, CFTC, OFAC, and the Department of Justice (DoJ), and is rec...
Mike Evans
Banking, Brokerage - Compliance & Supervision
VEGA Compliance Consulting
New York
Securities & Investments, Banking
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Securities Litigation, Compliance Violations, Supervision, Suitability, FINRA, SEC, Churning, Equities, Options, Derivatives, Structured Products, Microcap, Regulatory Investigations, Hedge Fund, Sales, Compliance, Penny Stocks, Leverage, Disclosures, Margin
Mike is a seasoned financial compliance executive, regulator, and entrepreneur with over 30 years of experience leading global financial institutions, including Goldman Sachs, Lehman Brothers, and BNP Paribas. He has served as Chief Compliance Officer (CCO) for three broker-dealers, two Futures Commission Merchants (FCMs), the New York bank branch of BNP Paribas, and as Global Head of Financial Markets Compliance in Paris and London for four years. Mike’s comprehensive expertise spans compliance, risk management, and overseeing regulatory functions across multiple jurisdictions, product areas, and high-profile regulatory investigations. He now specializes in securities litigation support, arbitration disputes, expert testimony, and expert reports for issues such as suitability claims, failure to disclose risks, regulatory compliance violations, market misconduct, and improper supervision.
He has appeared before FINRA, SEC, CFTC, OFAC, and the Department of Justice (DoJ), and is rec...
Gary Stoley
Gary Stoley Credit Risk Advisory Services
Trafford, Pennsylvania
Banking
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Credit Risk, underwriting, forensic loan fraud, lending policy/procedures, commercial real estate, working capital line of credit, asset based and secured financing, indirect auto, home equity, mortgage, agriculture, farm, foreclosure, collections, regulator enforcement actions, board governance
My background includes 33 years as a federal regulator, five additional years as a contractor with that regulator,eight years of consulting with banks and credit unions and four years as an expert witness. I specialize in evaluation of credit risk and credit related functions. I have extensive experience in community banks and credit unions, mid size banks, and considerable experience in the largest banks in the country.
I am available for credit/lending related expert witness work in the menu of items listed above. This includes the cradle to grave life cycle of credit: Policy, procedures, staffing/expertise, underwriting, credit administration, risk management, reporting/MIS, problem loan management/collections, foreclosure/repossession and collateral/appraisal management. I am experienced in forensic credit related fraud identification, investigation/documentation, referrals to FBI/DOJ/OCC authorities and depositions. I have extensively evaluated internal audit and Credit Risk (...
Jason Koontz, CRC
JD Koontz, LLC
YORK, South Carolina
Banking, Real Estate
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commercial loans, residential mortgages, mortgage loan servicing, predatory lending, truth in lending, RESPA, debt collection, underwriting, consumer protection, USPAP compliance, appraisal review, lending operations, foreclosures, disclosure, due diligence, lender liability, risk
Former Senior Vice President with over 20 years of lending, cash management, and bank operations experience. Vast hands-on experience in bank lending practices, deposit accounts, and matters involving residential real estate and mortgage loan servicing. Certified Residential Appraiser. Certified in credit risk.
Extensive, coast-to-coast, experience as an expert witness (retained in more than 230 matters). Expert witness engagements have involved commercial loans, residential mortgages, predatory lending, debt collection, underwriting, consumer protection, fraud, truth in lending, lender liability, mortgage loan servicing, deposit accounts, residential property valuation, and USPAP compliance. Clients include individuals, small business owners, mortgage loan servicers, and some of the largest lenders in the US. Experienced in both state and federal cases (including class actions). Extensive testifying experience at deposition and trial.
Gary Matesic, MST, AEP®, TEP
49-year trust, estate, and fiduciary duty expert.
Trust Management Group, LLP
Dallas, Texas
Financial, Banking
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Fiduciary Expert, Trust Administration, Estate Administration, Breaches of Fiduciary Duty, Asset Allocation, Trustee Duties, Trust and Estate Fees, Family Offices, Private Foundations, Automobile Valuation, Special Needs Trusts, Court-Created Trusts, Car Appraisals
A Texas resident for over 40 years, Gary Matesic began his 49-year career with what is now PNC Bank in the Trust Division as a fiduciary tax specialist. Today, as a well-known trust, estate, and wealth management professional, Mr. Matesic’s expertise includes personal and charitable trust administration, private foundations, estate planning, fiduciary taxation, operations consulting, compliance, special needs and court-created trust planning and administration, investment manager selection and oversight, decedent’s estate administration, risk management, sales & marketing, family office management, and fiduciary ethics.
Mr. Matesic has also been involved with a number of businesses and transactions, including formation of sole proprietorships, LLCs, S-corporations, and partnerships, along with operation, valuation, and liquidation of sole proprietorships, S-, and C-corporations. He owned a Texas-licensed independent motor vehicle dealership for 10 years, has appraised classic cars ...
You can also find Banking Expert Witnesses in:
California, Colorado, Connecticut, Florida, Georgia, Louisiana, Massachusetts, Montana, New Jersey, Pennsylvania, South Carolina, and Texas
