Unauthorized Trading Expert Witness Listings
Welcome to the SEAK Expert Witness Directory – The following Unauthorized Trading expert witness list contains Unauthorized Trading expert witnesses, Unauthorized Trading forensic consultants and individuals who provide Unauthorized Trading expert reports and testimony.
Palm Springs, California
Financial Expert Witness, Securities & Investments Expert Witness
Stocks,options,futures,trading,suitability,
broker dealer standards and compliance.
Churning, Unauthorized trading, damage calculations.
Additional Information:
Over 40 years in securities, options and futures trading and compliance. Member of CME 1972-2004, floor trader on CME for 1972-1987. Served on rules committee, education committee and Globex oversight committee. Former President and CEO of security, futures and options firms. Have provided expert witness testimony before FINRA, NASD, NFA, CFTC, SEC, Federal and State courts. Appointed by court to serve as special master to oversee liquidation of brokerage firm.
You can also find Unauthorized Trading Expert Witnesses in:
California




