9 Sec/State Licensing Expert Witnesses Found

Insurance, Business Operations - Life insurance, annuities, agent licensing, appointment, commissions, terminations, contracting, regulatory requirements, operations, customer service, call centers, home office administrative processes, technology, compliance, file review

...Areas of expertise include but are not limited to life insurance and annuity agent licensing, appointments, terminations, commissions, contracting, technology, customer service, call center and claims. Please see Insurance Capital Consulting LLC below for further detail. Insurance Capital Consulting LLC Led by Laura A. Dambier, Insurance Capital Consulting LLC brings together a cross-functional team of seasoned insurance industry professionals with extensive experience in insurance company home office processes covering the lifespan of a life insurance policy or annuity. Hartford, Connecticut presence with nationwide reach and expertise....

Accounting, Fraud - Financial Fraud, SEC Investigations, SEC Accounting and Reporting and Disclosures, Whistleblowers, Accounting and Auditing Malpractice, Bank Loan Loss Allowances, Bank Accounting and Auditing, Internal Controls, GAAP, GAAS, SEC Former Senior Assistant Chief Accountant, Accounting Professor

Currently providing litigation support and testifying services in civil and criminal matters regarding SEC accounting and reporting, financial fraud, internal control certification, Graham- Leach-Bliley and Sarbanes-Oxley and Dodd-Frank matters, bank and loan accounting, MD&A, whistleblower matters, revenue recognition, and accounting and auditing malpractice. Recently testified in Federal District Court criminal fraud case regarding SEC banking GAAP and MD&A disclosures and SEC procedures. Deposed in whistleblower case and have provided expert reports in whistleblower cases. Advising counsel and companies on SEC inquiries and investigations and civil litigation over accounting and disclosure matters including bank loan loss reserve controversies. Providing services in all US states. Co-author of SEC Staff Accounting Bulletin 102. Provided expert opinions related to internal controls and internal audit function of financial institution, applications of GAAS and GAAP....

Accounting, Fraud - Financial Fraud, SEC Investigations, SEC Accounting and Reporting and Disclosures, Whistleblowers, Accounting and Auditing Malpractice, Bank Loan Loss Allowances, Bank Accounting and Auditing, Internal Controls, GAAP, GAAS, SEC Former Senior Assistant Chief Accountant, Accounting Professor

Currently providing litigation support and testifying services in civil and criminal matters regarding SEC accounting and reporting, financial fraud, internal control certification, Graham- Leach-Bliley and Sarbanes-Oxley and Dodd-Frank matters, bank and loan accounting, MD&A, whistleblower matters, revenue recognition, and accounting and auditing malpractice. Recently testified in Federal District Court criminal fraud case regarding SEC banking GAAP and MD&A disclosures and SEC procedures. Deposed in whistleblower case and have provided expert reports in whistleblower cases. Advising counsel and companies on SEC inquiries and investigations and civil litigation over accounting and disclosure matters including bank loan loss reserve controversies. Providing services in all US states. Co-author of SEC Staff Accounting Bulletin 102. Provided expert opinions related to internal controls and internal audit function of financial institution, applications of GAAS and GAAP....

Accounting, Fraud - Financial Fraud, SEC Investigations, SEC Accounting and Reporting and Disclosures, Whistleblowers, Accounting and Auditing Malpractice, Bank Loan Loss Allowances, Bank Accounting and Auditing, Internal Controls, GAAP, GAAS, SEC Former Senior Assistant Chief Accountant, Accounting Professor

Currently providing litigation support and testifying services in civil and criminal matters regarding SEC accounting and reporting, financial fraud, internal control certification, Graham- Leach-Bliley and Sarbanes-Oxley and Dodd-Frank matters, bank and loan accounting, MD&A, whistleblower matters, revenue recognition, and accounting and auditing malpractice. Recently testified in Federal District Court criminal fraud case regarding SEC banking GAAP and MD&A disclosures and SEC procedures. Deposed in whistleblower case and have provided expert reports in whistleblower cases. Advising counsel and companies on SEC inquiries and investigations and civil litigation over accounting and disclosure matters including bank loan loss reserve controversies. Providing services in all US states. Co-author of SEC Staff Accounting Bulletin 102. Provided expert opinions related to internal controls and internal audit function of financial institution, applications of GAAS and GAAP....

Forensic Psychiatry, Internal Medicine - Licensed in VA, WV, NC, 3 board certifications, Personal Injury, Traffic Accidents, Professional Sexual Misconduct, Sexual Harassment, Hostile Work Environment, Brain Injury, Testamentary Capacity, Undue Influence, Criminal Responsibility, Competency, PTSD, Workers' Compensation , Disability

...My primary areas of expertise include; Administrative and Disability Cases: Boards of Medicine, Defense Base Act, Fitness for Duty, Homeland Security/ICE, Merit System Protection Board, Private Disability, Security Clearance Health/Mental Evaluations, VA Disability, SEC reports, FAA reports, and Workers' Compensation. Civil Cases have included: Capacity to Contract, Civil Rights Violations, Civil Commitment, Contested Wills & Estates, Dangerousness Assessments, EEOC, FELA, Guardianship, Intentional Infliction of Emotional Distress, Malpractice, Personal Injury in both State and Federal Courts, Professional Ethics and Peer Review, Professional Sexual Misconduct, Psychological Autopsy, Sexual Harassment and Hostile Work Environment, Suicide Risk Assessments, Testamentary Capacity and Undue Influence, Violence Risk Assessments, Workplace Violence, and Wrongful Death....

Accounting, Accounting - PCAOB Audits, SEC Audits, SEC Accounting, SEC Reporting, Accounting (GAAP) and Audit Malpractice, Securities & Exchange Commission, Financial Statement Audits, Generally Accepted Auditing Standards (GAAS), PCAOB Audit Standards, Auditor Ethics and Independence Rules, Auditor Quality Control Standard

...I have over 30 years’ experience in general accounting, auditing of public and private companies, tax return preparation, financial statement preparation, SEC Reporting, and auditing under the audit standards of the PCAOB. I am a licensed CPA in the State of Texas and the State of Minnesota. I am also member of the American Society of Certified Public Accountants (AICPA), with memberships in the Texas Society of Certified Public Accountants (TSCPA) and the Minnesota Society of Certified Public Accountants (MNCPA). Since 2007, I have been a contributing author to more than 65 of audit guides and practice aids sold Thomson Reuters. From 2015 to 2022, I was the author of Thomson’s SEC and PCAOB Quarterly Updates and taught that content monthly via live continuing professional education (CPE) webinars as the subject matter expert for Thomson Reuters....

Forensic Psychiatry, Internal Medicine - Licensed in VA, WV, NC, 3 board certifications, Personal Injury, Traffic Accidents, Professional Sexual Misconduct, Sexual Harassment, Hostile Work Environment, Brain Injury, Testamentary Capacity, Undue Influence, Criminal Responsibility, Competency, PTSD, Workers' Compensation , Disability

...My primary areas of expertise include; Administrative and Disability Cases: Boards of Medicine, Defense Base Act, Fitness for Duty, Homeland Security/ICE, Merit System Protection Board, Private Disability, Security Clearance Health/Mental Evaluations, VA Disability, SEC reports, FAA reports, and Workers' Compensation. Civil Cases have included: Capacity to Contract, Civil Rights Violations, Civil Commitment, Contested Wills & Estates, Dangerousness Assessments, EEOC, FELA, Guardianship, Intentional Infliction of Emotional Distress, Malpractice, Personal Injury in both State and Federal Courts, Professional Ethics and Peer Review, Professional Sexual Misconduct, Psychological Autopsy, Sexual Harassment and Hostile Work Environment, Suicide Risk Assessments, Testamentary Capacity and Undue Influence, Violence Risk Assessments, Workplace Violence, and Wrongful Death....

Accounting, Fraud - Financial Fraud, SEC Investigations, SEC Accounting and Reporting and Disclosures, Whistleblowers, Accounting and Auditing Malpractice, Bank Loan Loss Allowances, Bank Accounting and Auditing, Internal Controls, GAAP, GAAS, SEC Former Senior Assistant Chief Accountant, Accounting Professor

Currently providing litigation support and testifying services in civil and criminal matters regarding SEC accounting and reporting, financial fraud, internal control certification, Graham- Leach-Bliley and Sarbanes-Oxley and Dodd-Frank matters, bank and loan accounting, MD&A, whistleblower matters, revenue recognition, and accounting and auditing malpractice. Recently testified in Federal District Court criminal fraud case regarding SEC banking GAAP and MD&A disclosures and SEC procedures. Deposed in whistleblower case and have provided expert reports in whistleblower cases. Advising counsel and companies on SEC inquiries and investigations and civil litigation over accounting and disclosure matters including bank loan loss reserve controversies. Providing services in all US states. Co-author of SEC Staff Accounting Bulletin 102. Provided expert opinions related to internal controls and internal audit function of financial institution, applications of GAAS and GAAP....

Forensic Psychiatry, Internal Medicine - Licensed in VA, WV, NC, 3 board certifications, Personal Injury, Traffic Accidents, Professional Sexual Misconduct, Sexual Harassment, Hostile Work Environment, Brain Injury, Testamentary Capacity, Undue Influence, Criminal Responsibility, Competency, PTSD, Workers' Compensation , Disability

...My primary areas of expertise include; Administrative and Disability Cases: Boards of Medicine, Defense Base Act, Fitness for Duty, Homeland Security/ICE, Merit System Protection Board, Private Disability, Security Clearance Health/Mental Evaluations, VA Disability, SEC reports, FAA reports, and Workers' Compensation. Civil Cases have included: Capacity to Contract, Civil Rights Violations, Civil Commitment, Contested Wills & Estates, Dangerousness Assessments, EEOC, FELA, Guardianship, Intentional Infliction of Emotional Distress, Malpractice, Personal Injury in both State and Federal Courts, Professional Ethics and Peer Review, Professional Sexual Misconduct, Psychological Autopsy, Sexual Harassment and Hostile Work Environment, Suicide Risk Assessments, Testamentary Capacity and Undue Influence, Violence Risk Assessments, Workplace Violence, and Wrongful Death....